HomeMy WebLinkAboutAgenda Report - May 19, 2004 I-02AGENDA ITEM I ~ Z
ACk CITY OF LODI
COUNCIL COMMUNICATION
TM
AGENDA TITLE: Discussion and Appropriate Action Regarding: 1) Electric UtNbty
$350,000 Annual Transfer to the General Fund Capital 2) Repayment of
Past Annual $350,000 Transfers from the Electric Utility to the General
Fund Capital and 3) $73,000 Remaining Balance of the Old Lodi Union
High Foundation's 1991 Loan.
MEETING DATE: May 19, 2004
PREPARED BY: Deputy City Manager
RECOMMENDED ACTION: That Council Discuss and Take Appropriate Action Regarding: 1)
Electric Utility $350,000 Annual Transfer to the General Fund
Capital 2) Repayment of Past Annual $350,000 Transfers from
the Electric Utility to the General Fund Capital and 3) $73,000 Remaining Balance of the Old Lodi
Union High Foundation's 1991 Loan."
BACKGROUND INFORMATION: At the request of Council, on April 26, 2004, staff presented a
thorough analysis of interfund transfers ranging from Impact
Fees, Redevelopment Agency, Community Development
Block Grants, Electric Utilities, Transit, etc. to account for the $9,102,363 as noted on page 40
of the Comprehensive Annual Financial Report (Exhibit A) for June 2003.
Following much discussion, Council directed staff to bring back three items for action:
1) Electric Utility $350,000 Annual Transfer to the General Fund Capital (continue or halt
the transfer?) On July 17, 1996 the City Council approved Resolution 96-95 to authorize an
"investment transfer of $350,000 from the Electric Utility to the General Fund Capital Outlay
Fund." The Finance Department has booked this transfer from 1996 through June 30, 2003 as a
loan in accordance with the past practice of the Department. The principle balance of the loan
reported June 30, 2003 was $2,050,000. This should be adjusted to reflect payments received
from the Foundation as described in the City Council Communication of July 17, 1996. To date
the Foundation has paid the City $2,012,500 or 19.43% of the $10,358,362 loan. A copy of
Resolution 96-95 (Exhibit B), Council Communication and Council minutes of July 17, 1996
(Exhibit C) are attached. During discussion on April 26, 2004, Council suggested that the
practice of transferring $350,000 to General Fund Capital be terminated.
Original Staff Recommendation: Treat the "loan" as an investment transfer
APPROVED: `-
41. Dixon lynn, City Manager
2) Repayment of Past Annual $350,000 Transfers from the Electric Utility to the General
Fund Capital and a proposed rate reduction for Electric Utility customers (repay the
"loan" or consider it an investment transfer?) Council discussed during the April 26, 2004
Council meeting whether or not the General Fund Capital should "pay back" the Electric Utility
for the annual $350,000 transfers. Additionally, Council discussed whether or not interest
should be paid by the General Fund Capital to the Electric Utility for the transfers. As noted in
item #1 above, the balance of the transfer is $2,050,000 which would equal approximately
$576,720 per year ($350,000 plus interest). Staff suggested that the transfer not be treated as a
loan.
Original Staff Recommendation: Treat the `loan" as an investment transfer
3) $73,000 Remaining Balance of the Old Lodi Union High Foundation's 1991 Loan (credit
the $73,000 from the Foundation's previous payments) On May 1, 1991 the City Council
voted to loan the "Foundation" the sum of $170,000 for design of the Hutchins Street Square
Auditorium. The Foundation has repaid $97,000 of this loan. In 1997, the Foundation
committed to repay the City the $10,358,362 loan for completion of the Hutchins Street Square
project. To date, the Foundation has paid the City $1,100,000 cash which has been matched
with waivers by the City Council in the amount of $912,500. The total credit to the Foundation
for the loan is $2,012,500. The former Director of Hutchins Street Square recommended that
the remaining balance of the 1991 loan ($73,000) be waived by the City Council or that the
City's "match" be used to waive the loan. A copy of Council Communication and Council minutes
for May 1, 1996 (Exhibit D) are attached.
Original Staff Recommendation: Waive the remaining balance of $73,000
Additionally, at the request of Council staff will bring the Transit Fund updates to Council by the
end of the fiscal year.
FUNDING: Dependent on Council's actions.
K�J" 2z
netKeeter
Depu. City Manager
Jtust
Attachments
CITY OF LODI
Notes to Basic Financial Statements (continued)
June 30, 2003
(4) INTERFUND RECEIVABLESIPAYABLES
Interfund receivables and payables are as follows at June 30, 2003:
Receivable Fund
General
Capital Outlay Reserve
Other governmental
Other governmental
Electric
Wastewater
Wastewater
Water
Water
Water
Payable Fund
Capital Outlay Reserve
Other governmental
Other governmental
General
Capital Outlay Reserve
Nonmajor fund - Transit
Other governmental
Nonmajor fund - TFansit
Capital Outlay Reserve
Other governmental.
Amount
229,120
763,291
582,331
1,345,416
2,050,000
1,779,307
42,774
889,655
1,396,764
23,705
$ 9,102,363
EXHIBIT A
"Due to" and "due from" balances are recorded primarily when funds overdraw their share of pooled cash or when there are short-term loans
between funds. The $582,331 and the $1,345,416 represent cash deficits in the governmental funds. The $1,779,307 and the $889,655
represent the cash deficit in the Transit Fund. The $229,120 from the General Fund to the Capital Outlay Reserve Fund is a loan for the start up
costs of a redevelopment agency. The $763,291 from the Capital Outlay Reserve to the Other governmental is a loan primarily for capital street
expansion. The $2,050,000 from the Electric Fund to the Capital Outlay Reserve Fund represents loan for capital improvements. The
$1,396,764 in the Water Fund is primarily the loan incurred for the construction of Fire Station #4.
40
J
fU f 7 7 7 7 7 7 7 7 7 7 f Ulu i
RESOLUTION NO: 96- 95
A RESOLUTION OF THE LODI CITY COUNCIL
AUTHORIZING THE INVESTMENT TRANSFER OF $350,000 FROM THE ELECTRIC UTILITY
FUND TO THE GENERAL GOVERNMENT CAPITAL OUTLAY
WHEREAS, the City Council was provided with background information on the financing plan and strategy
for construction of Hutchins Street Square and other general government projects between 1995 and 2001: and
WHEREAS, the information given at the shirtsleeve presentation listed approximately $10 million worth of
capital improvement projects and debt service to be funded by General Fund Revenue over the next five years;
and
WHEREAS, the investment transfer is needed to supplement the property tax distribution to the Capital Outlay
Fund to give the City flexibility in addressing capital improvement needs; and
WHEREAS, the investment transfer will be brought forward annually for Council approval; and
WHEREAS, Council has approved similar investment transfers from the Electric Utility Rate Stabilization
Fund in the past;
NOW, THEREFORE, BE IT RESOLVED, by the Lodi City Council approval of an investment transfer of
$350,000 from the Electric Utility Fund to the General Government Capital Outlay fund.
Dated: July 17, 1996
I hereby certify that Resolution No. 96 -95 was passed and adopted by the Lodi City Council in a
regular meeting held July 17, 1996 by the following vote:
Ayes: Council Members - Davenport, Mann, Pennino, Sieglock and Warner (Mayor)
Noes: Council Members - None
Absent: Council Members - None
JVVVW1 l f P
nifer Penin
City Clerk
EXHIBIT C
AGENDA TITLE: Approval of an investment transfer of $350,000 from the Electric Utility Fund to
the General Government Capital Outlay fund.
MEETING DATE: July 17, 1996
PREPARED BY: Finance Director
RECOMMENDED ACTION: That the City Council adopt Resolution No. 96-104approving an
investment transfer of $350,000 from the Electric Utility Fund
to the General Government Capital Outlay fund .
BACKGROUND INFORMATION: At the shirtsleeve meeting of July 9, 1996, the City Council was
provided with background information on the financing plan and strategy for construction of Hutchins
Street Square and other general government projects between 1995 and 2001. That financing plan
included an investment transfer of $350,000 from the Electric Utility Fund to the General Government
Capital Outlay fund. The investment transfer will be brought forward annually for Council approval.
Information given at the shirtsleeve presentation listed approximately $10 million worth of capital
improvement projects and debt service to be funded by General Fund Revenue over the next five years.
The investment transfer is needed to supplement the property tax distribution to the Capital Outlay Fund
to give the City flexibility in addressing capital improvement needs. Investment in capital projects will
enhance the quality of life in Lodi, contribute to the economic revitalization of the City, and provide
efficient and professional public service.
Financial Impact. Council has approved similar investment transfers from the Electric Utility Rate
Stabilization Fund in February, 1989 and May, 1990. Final repayment of these loans were made in 1994
and 1995 respectively.
FUNDING: Electric Utility Rate Stabilization Fund
Vicky McAth e
Finance Director
APPROVED: t H. Dixon Flynn - eity Manager
Continued July 17,1996
Speaking on the matter was the following person:
Tim Hachman, Bond Counsel, answered questions from the City Council.
FILE NO. CC -21(a), CC -72, CC -300 AND CC -400
b) The City Council, on motion of Council Member Mann, Sieglock second, unanimously
adopted Resolution No. 96-102 approving the execution of lease financing documents
and sale of $10,120,000 Certificates of Participation (1996 Public Improvement Financing
Project) to finance the construction of Performing Arts/Convention Center.
Speaking on the matter was the following person:
1. John Fitzgerald, SeidleriFitzgerald Public Finance, answered questions from the
City Council.
FILE NO. CC -14(e), CC -21(a), CC -27(e) AND CC -300
C) The City Council, on motion of Council Member Sieglock, Mann second, unanimously
adopted Resolution No. 96-95 approving an investment transfer of $350,000 from the
Electric Utility Fund to the General Government Capital Outlay fund. Mayor Warner
reiterated the City Council's earlier direction that this transfer not be done unless it is
absolutely necessary; however, he understands that at the outset it is necessary to make
the numbers balance. Council Member Mann indicated that the City Manager has
acknowledged the Council's reluctance to do the transfer just because we can. This will
be an annual request if needed and will be paid back by receipts from the Foundation.
FILE NO. CC -21(b), CC -51(d) AND CC -300
d) The City Council, on motion of Council Member Sieglock, Mann second, unanimously
approved the landlords consent, thereby consenting to the assignment of the lease
between the Lodi Boys and Girls Club, Inc. with the City of Lodi to Pacific State Bank.
FILE NO. CC -6 AND CC -90
13. MEETING OF THE LODI PUBLIC IMPROVEMENT CORPORATION
Mayor Warner adjourned the City Council meeting to a meeting of the Lodi Public Improvement
Corporation. President Warner called the meeting to order and roll was recorded by Secretary
Perrin as follows:
Present: Board Members - Davenport, Mann, Pennino, Sieglock and Warner (President)
Absent: Board Members - None
Also Present: Treasurer McAthie and Secretary Perrin
President Warner asked that the minutes reflect the earlier actions taken by the City Council on
this issue (shown below):
"The City Council, on motion of Council Member Mann, Sieglock second, unanimously
adopted Resolution No. 96-102 approving the execution of lease financing documents
and sale of $10,120,000 Certificates of Participation (1996 Public Improvement Financing
Project) to finance the construction of Performing ArtslConvention Center.
Speaking on the matter was the following person:
John Fitzgerald, SeidlerlFitzgerald Public Finance, answered questions from the
City Council."
7
K�
CITY OF LORI
dM
COUNCIL COMMUNICATION
AGENDA TITLE: Consideration of Funding Alternatives for Hutchins Street Square
Auditorium
MEETING DATE: May 1, 1991
PREPARED BY: City Manager
RECO.'IENDED ACTION: That the City Council review the attached sources of
funding for the development of the initial design
phase of the Hutchins Street Square Auditorium and
take action as deemed appropriate.
BACKGROUND INFORMATION: At its regular meeting of April 17, 1991, the City
Council heard a request from the Old Lodi Union High
School Site Foundation, in the person of Mr. Dennis
Bennett, Chairman, that the City Council advance the
Foundation the sum of $170,000 to fund the preparation
of preliminary design drawings for the restoration of the auditorium at
Hutchins Street Square. In the Council Communication addressing this request
in the agenda packet for that meeting, it was noted that the balance in the
General Fund Operating Reserve had dipped below the generally accepted minimum
level. As such, it is not prudent to tap this reserve fund for this purpose.
Therefore, the only remaining source of revenue are those funds already
appropriated for Capital Improvement Program projects. It comes down to a
priority ranking. The attached list of projects (Exhibit A) illustrates from
which projects funds could be made available to satisfy the Foundation's
request. The biggest "hit" is on the Municipal Service Center's Administration
Building expansion project. There is a need for this expansion or it would not
have been included in the recently -adopted Capital Improvement Program. The
operative word here is "priority." If the City Council deems it a higher
priority to move ahead with the preparation of the preliminary design for the
auditorium at this time, there is funding available. However, it is available
only at the expense of other projects.
The City Hall addition project appropriation is listed as a possible source of
funding, but this is a critical need from both space and handicap accessibility
standpoints. It is recommended that this project not be slowed.
APPROVED' -- — -- -- — ---------- --
THOMAS A. PETERSON
city mannger
LI
E
Consideration of Funding Alternatives for Hutchins Street Square Auditorium
May 1, 1991
The staff will be prepared to answer questions and provide whatever additional
information may be requested.
Funding Source: Capital Outlay Reserve
Respectfully submitted,
Thomas A. Peterson
City Manager
TAP:br
Attachment
CCCOM193/TXTA.07A
FUNDING SOURCES
FOR AUDITORIUM DESIGN
HUTCHINS STREET SQUARE
April 1991
CCCOM193/TXTA.07A
Available
Recommended -
Funds
Reallocation
MSC Covered Storage:
Sewer Capital
$ 120,000
Water Capital
60,000
MSC - Administration Building:
Sewer Capital
200,000
$ 90,000
Water Capital
100,000
45,000
MSC - Garage Expansion:
Sewer Capital
60,000
Electric Capital
78,000
Water Capital
60,000
Capital Outlay
13,816
City Hall Addition
1,881,473
Miscellaneous Sanitary Sewer
10,000
5,000
Oversized Water Mains
10,000
5,000
Miscellaneous Mater Mains
9,805
5,000
Miscellaneous Storm Drains
10,000
5,000
Kofu Park Lighting
130,403
Upgrade Stadium Electric
135,700
Hutchins Street Square Music Building
Lighting 3,000
3,000
Miscellaneous Sewer Manholes
13,691
5,761
Selmer Taps
8,138
4,000
SPRR Property Acquisition
2,239
2,239
$170,000
April 1991
CCCOM193/TXTA.07A
-W153
CITY OF LODI
SPECIAL ALLOCATION REQUEST
TO:' Finance Director DATE: May 7, 1991
FROM: City Cleric PROJECT NUMBER: 110- ! - 3So.8 -500
CC --:)7C)
Request is made for funds to accomplish the following project which was not included in
the current budget:
Description of Project Estimated Cost
Funding for the development of the initial design phase of the Hutchins Street Square
Aduitorium $170,000
See attachment for funding sources
(If you need more space, use additional sheet and attach to this form)
Date of Approval - 5/1/91 Amount Approved - $170,000
Council XXXXX City Manager
FUND OR ACCOUNT TO BE CHARGED
Current Budget $ Prior Year Reserve $
Contingent Fund $ General Fund Surplus $
Capital Outlay Reserve $ Reimbursable Account $
Utility Outlay Reserve $ Other (Election)
Hotel/Motel Tax Reserve -
General Fund Operating Reserve
.-..,-,-Finance UPFector
Account Number
T
Alice M. Reim e,
City Clerk
Submit this form in duplicate to the Finance Director. Distribution after approval will
be as follows: 1) Originating Department 2) Finance Department
I 30 Continued May 1, 1991
REGULAR CALENDAR
FUNDING APPROVED FOR PREPARATION
OF PRELIMINARY DESIGN FOR HUTCHINS
STREET SQUARE AUDITORIUM
CC -27(e) City Manager Peterson, reminded the City Council that at
its regular meeting of April 17, 1991, the City Council
heard a request from the Old Lodi Union High School Site
Foundation, in the person of Mr. Dennis Bennett, Chairman,
that the City Council advance the Foundation the sum of
$170,000 to fund the preparation of preliminary design
drawings for the restoration of the auditorium at Hutchins
Street Square. In the Council Communication addressing
this request in the agenda packet for that meeting, it was
noted that the balance in the General Fund Operating
Reserve had dipped below the generally accepted minimum
level. As such, it is not prudent to tap this reserve fund
for this purpose. Therefore, the only remaining source of
revenue are those funds already appropriated for Capital
Improvement Program projects. It comes down to a priority
ranking. The following list of projects illustrates from
which projects funds could be made available to satisfy the
Foundation's request.
FUNDING SOURCES
FOR AUDITORIUM DESIGN
HUTCHINS STREET SQUARE
Available Recommended
Funds
Reallocation
MSC Covered Storage:
Sewer Capital $ 120,000
Water Capital 60,000
MSC - Administration Building:
Sewer Capital
200,000
$ 90,000
Water Capital
100,000
45,000
MSC - Garage Expansion:
Sewer Capital
60,000
Electric Capital
78,000
Water Capital
60,000
Capital Outlay
13,816
City Hall Addition
1,881,473
Miscellaneous Sanitary Sewer
10,000
5,000
Oversized Water Mains
10,000
5,000
17
Continued May 1, 1991
Miscellaneous Water Mains 9,805 5,000
Miscellaneous Storm Drains 10,000 5,000
Kofu Park Lighting 130,403
Upgrade Stadium Electric 135,700
Hutchins Street Square Music Building Lighting 3,000 3,000
Miscellaneous Sewer Manholes 13,691 5,761
Sewer Taps 8,138 4,000
SPRR Property Acquisition 2,239 2,239
$170,000
The biggest "hit" is on the Municipal Service Center's
Administration Building expansion project. There is a need
for this expansion or it would not have been included in
the recently -adopted Capital Improvement Program. The
operative word here is "priority." If the City Council
deems it a higher priority to move ahead with the
preparation of the preliminary design for the auditorium at
this time, there is funding available. However, it is
available only at the expense of other projects.
The City Hall addition project appropriation is listed as a
possible source of funding, but this is a critical need
from both space and handicap accessibility standpoints. It
is recommended that this project not be slowed.
Mr. Ben Schaffer representing the Old Lodi Union High
School Site Foundation shared with the Council on how much
the community has supported the Foundation, not only in its
goals, but also financially. He also informed the Council
that the Foundation's debts have either all been paid or
have been arranged to be paid.
Following further discussion among Council and staff with
questions being directed to Mr. Schaffer, the Council on
motion of Mayor Pro Tempore Pinkerton, Pennino second,
unanimously approved the funding as recommended by staff
($170,000) for the preparation of a preliminary design for
the Hutchins Street Square Auditorium rehabilitation with
the anticipation that these funds will be re -paid by the
Foundation as has been done in the past.
RECESS Mayor Hinchman called for a short recess and Council
reconvened at approximately 9:14 p.m.
IN