HomeMy WebLinkAboutAgenda Report - January 5, 2005 I-01�
CITY OF LODI AGENDA ITEM
COUNCIL COMMUNICATION
TM
AGENDA TITLE: Fiscal Year 2005-06 Budget Strategy Update and Discussion
MEETING DATE: January 5, 2005
PREPARED BY: Finance Director
RECOMMENDED ACTION: That the Lodi City Council discuss the update regarding the Fiscal
Year 2005-06 Budget Strategy.
BACKGROUND INFORMATION: As you will recall, the City Council received information from the
Finance Department regarding the estimated structural imbalance at
the regular City Council meeting of November 3, 2004. The
following information is to provide you with an update on the
projected 2005-06 budget imbalance and the initial steps taken to
begin to resolve the imbalance.
First of all, the 2004-05 budget, which was approved by
following information. As of that presentation, the General
The primary element of this surplus is property taxes that
amount of approximately $1.9 million.
• • �,IL'. : f
Budgeted Revenues
Budgeted Transfers In
Total Revenues
Budgeted Expenditures
Budgeted Transfers Out
Total Expenditures
Net Difference
Other items included in other sources and Uses
Net Amount
the City Council in July 2004, showed the
Fund Budget showed a surplus of $417,990.
were allocated to the General Fund in the
$32,587,481
5,966.255
38,553,736
(34,490,227)
(5,319,519)
(39,809,746)
(1,255,010)
1,674,000
APPROVED:
Jan S. Keeter, nterim City Manager
Fiscal Year2005-06 Budget Strategy Update and Discussion
January 5, 2005
Page Two
The following shows that the initial estimate of the structural imbalance in 2005-06 was approximately
$1.33 million. This was based on estimates of very little growth in revenues and that expenditures would
grow in a linear pattern at the same rate as had been the case in previous years. Verbal testimony at
that Council meeting indicated that the imbalance would be in the magnitude of $1.7 million. That verbal
estimate was based on preliminary information on the bargaining agreements with the Police and
Dispatch associations and little information related to the PERS increases.
The other items included at the bottom of the budget in past years, were also reclassified so as to show
these items as expenditures and revenues instead of grouping them under the general "other category'.
In this presentation, General Fund Expenditures were estimated in total for 2005-06 at $38.9 million.
Anticipated revenues were $37.6 million. Expenditures were reduced by a net amount of $900 thousand
related to anticipated savings from several elements as enumerated below. Essentially those savings
were anticipated to be reductions in 04-05 that will be shown as beneficial elements of the 05-06 budget.
ES M&t M If ce � iif V �)
Revenues and Transfers In 2004-05
Other items (Sales Taxes 500K and Permits 400K)
One time property taxes transfer included in 04105
Estimated State Take away - for 05106& 06/07
Subtotal
Estimated Base Line Revenues 05-06
Expenditures and Transfers Out 2004-05
hems movW from Other to Expenditures:
Bargaining unit increases
PERS Increases in addition to amounts budgeted
Savings from Step E budgeted salaries
Administrative Leave cash out and VTO savings
Savings from Additional Vacancies
Estimated employee's share of Health Insurance
Budget Savings in Supplies, Materials, Services
Subtotal
Estimated Base Line Expenditures 05-06
38,553,736
900,000
(2,039,615)
157,920
81
37,572,041
(39,809,746)
(981,833)
(189,940)
200,000
300,000
770,000
552,700
250,000
900927
(38,908,819)
Net Structural Imbalance LI,336,7781
As of this writing, the estimates for the imbalance have grown somewhat based on netting the growth in
revenues and revised information on expenditures. General revenues appear to be ready to grow by
approximately 5% (Including Sales Taxes as the primary element) and direct revenues (those attributed
directly to programs and for purposes specifically designated) with growth in the range of 10-20%.
Payroll related expenditures [principally bargaining unit increases. Public Employee Retirement System
(PERS) rate increases, and insurance premium increases] drive the increases in expenditures.
Fiscal Year2005-06 Budget Strategy Update and Discussion
January 5,205
Page Three
Staff is recommending that two steps be taken to reduce expenditures that amount to approximately $1.2
million in savings; and reduce the imbalance to approximately $1.7 million as shown below. One of the
steps we are recommending is that the PERS rate increases be amortized over the maximum period
allowable. Under the circumstances this is a prudent business practice and takes advantage of the
leveraging opportunity this strategy affords. The other element of strategy is to not charge electric, water
or sewer charges to the General Fund for publicly owned facilities. This is consistent with the practices
currently in place with these Utility funds. The cost of utilities for City owned utility operations are not
charged to those facilities directly. The savings from not charging city facilities will be matched by
corresponding reductions in costs in city owned utilities. The net effect will be that these revenue
reductions will not result in any additional amount charged to city customers.
Es i`rgte x-46 [Whg1jace its stated on
1-"
Initial Base Line Revenues 05-06
37,572,041
Additional General Revenues
1,132,845
Additional Direct Revenues
200,000
Reduced Direct Revenues (First Responder Fees)
-240,000
Subtotal
1.092,845
Revised Baseline 05-06 Revenues
38,664,886
Initial Bose Line Expenditures 05-06
(38,908,819)
Bargaining unit increases estimated in 04-05
981,833
Actual Bargaining unit increases in comparison to
(1,350,000)
budget
Estimated Health and other insurance increases
(450,000)
Corrected Estimate of Health Insurance Contribution
(250,000)
Estimated Cost of Living Increases
(440,000)
Estimated Step Increases
(250,000)
Public Employees Retirement System Rate Increases
(900,000)
Amortization of PERS rate increases over 30 years
650,000
Eliminate Utility Charges for Public Facilities
560,000
Subtotal (1,448.167)
05-06 Expenditures Without additional cuts (40,356,986)
Net Structural Imbalance (1,622,100)
05-06 Expenditures Before implementing (40,356,986)
cuts
Structural Changes Needed to Balance 1,692,100
Targeted Expenditures (38,664,886)
Fiscal Year 2005-06 Budget Strategy Update and Discussion
January5, 2005
Page Four
As indicated by the revised numbers, the imbalance has grown since the last discussion with the City
Council. Several conclusions related to the problem are apparent as follows:
1) The General Fund needs to either reduce expenditures by at least $1.7 million or revenues need to
be added in that amount. There are several revenue enhancement ideas. And of course, many of
these require either a vote of the public or a protest hearing and vote.
2) Cuts in expenditures will need to include consideration to the priorities that have been established;
but all departments will feel the effect of cuts of this magnitude.
3) Structural changes should be given paramount consideration. Changes, which are one time in
nature, will only defer the effect of those cuts to a later time. The changes needed at this time are
those that will provide for a stable fiscal condition in future years as well as provide the needed
financial effect in fiscal year 2005-06.
Discussions -with Dwartrwmts
Interim City Manager Keeter and Jim Krueger have met with each department to discuss the initial stages
of how to implement adjustments of the magnitude enumerated above. The reductions that have been
discussed are based on assumptions that do not include the long-term amortization of the PERS
increases nor did they include the reduction in utility fund charges for public facilities.
The range in reductions discussed so far has been between 3% and 15%. This range will be reduced to
a more moderate amount of 3% to 10%; with the largest reductions recommended in the non-public
safety areas and the smallest in the public safety area. In addition, discussions have included the basic
assumption that all city departments will need to feel the effect of this structural imbalance in order for a
fair and effective resolution of the problem. This means that all departments will need to examine how
they can reduce expenditures within the framework of 3%-10% cuts.
There has been considerable discussion of how this problem can be resolved without reducing
expenditures. Some departments will be making recommendations regarding rates and revenue
increases. In cases where the service provided (Parks, Recreation and Community Center) is not
subject to protest, those changes may be simpler to effectuate than those of a general nature. In all
cases, however, the City Council will undoubtedly hear from those effected that these rate and fee
increases will be difficult to live with. Be prepared to hear ideas from departments that will include
options that are revenue oriented as well as service cut oriented.
Conclusion:
There has been the usual hesitancy to move forward with cuts, until the full financial picture is known.
The financial picture will most likely not get worse; however, it could. Revenues are still not as secure as
would be expected with a fully recovered economy. Sales tax revenues in the first quarter of 04-05
appear to be looking better than was last conveyed to you in November 2004. But if a downturn in the
local economy occurs we will need to adjust the expenditures rapidly since we are operating with a
reserve of approximately 6%. We are hopeful that nothing will occur to damage the economic recovery
and cause further adjustments to be made. We are looking at bringing our financial resources in to line
with our expenditures in fiscal 2005-06. We will not see our fund balance increase until future years
when the full effects of bringing revenues and expenditures in line with each other are felt. Until then our
fund balance will hover at the 6% to 10% range. This is still less than the fund balance of many other
cities in California; but we will start to make progress in the next two years. We should be able to
achieve a 15% fund balance within approximately 5-7 years.
Fiscal Year 2005-05 Budget Strategy Update and Discussion
January 5, 2005
Page Five
The resolution to this budget problem will require the concerted efforts of all city staff, City Council and
the public. We hope to be able to start implementing changes as soon as is practicable and within the
time frame of when they are needed in order to bring about fiscal balance. We will be discussing the
impacts to departments with you and the cuts or revenue enhancements in more detail during the months
of January and February. We also anticipate that our new City Manager will want to have input in this
process too. We will keep you apprised as the budget continues to unfold along with the resolution to the
structural imbalance.
FUNDING: Not Applicable.
"IArnes R. KrueWr
finance Director
JRK/JSK
Janj6 S. Keeter r
Int rim City Manager