HomeMy WebLinkAboutAgenda Report - August 21, 2002 I-04AGENDA TITLE: Adopt resolution authorizing the City Manager to execute an agreement with Lodi Gas
Storage, LLC that will provide for natural gas storage for the City of Lodi (EUD)
MEETING DATE: August 21, 2002
PREPARED BY: Electric Utility Director
RECOMMENDED ACTION: That the City Council adopt a resolution authorizing the City Manager to
execute the appropriate agreements with Lodi Gas Storage, LLC that
will provide for natural gas storage for the City of Lodi.
BACKGROUND INFORMATION: The price of electricity and the price of natural gas are intimately linked. The
crisis in the electric markets was amplified in the fall of 2000 when natural
gas prices rose to historic levels. As more natural gas fired electric
generation is brought on line, greater demands are placed on the interstate and intrastate gas delivery infrastructure.
In the natural gas industry, underground natural gas storage provides regionally available reserves to handle peak gas
requirements in a manner similar to electrical peak generators.
Lodi Gas Storage, LLC (LGS) has recently completed its natural gas storage facilities near Lodi. It is expected that
their facilities will provide a significant benefit to our region in terms of natural gas supply reliability and price stability.
The City of Lodi Electric Utility purchases a significant amount of natural gas to produce electricity and has developed
a very positive working relationship with LGS over the past several years. In recognition of this relationship and given
LGS's long term commitment to the community, LGS has offered the City an amount of natural gas storage capacity at
no cost to the City.
The attached contracts detail the term and conditions of LGS's offer to the City in a manner consistent with their tariff
approved by the California Public Utilities Commission. The relevant terms and conditions are shown in Appendix
FSS. The contracts have been reviewed by the City Attorney and are presented herewith in substantially final form.
The Electric Utility Department respectfully requests that the City Council authorize the City Manager to execute the
appropriate final contract documents between the City and LGS.
FUNDING: Not applicable.
Ala "Vallow
Electric Utility Director
ANV/1st
C: City Attorney
Finance Director
APPROVED:
A. Dixon Flynn - Ci Manager
APPENDIX FSS
FIRM STORAGE SERVICE
i
LODI GAS STORAGE, L.L.C. ("LGS") and CITY OF LODI ("Customer") hereby adopt Service
Schedule FSS, along with the previously executed Storage Service Agreement and General Terms and
Conditions and agree to the additional provisions contained in this Appendix FSS:
Finn MSQ
120,000 Dekatherms
Firm CDIQ
4,000 Dekathenns
Firm CHIQ
166 Dekatherms
Finn CDWQ
4,000 Dekatherms
Firm CHWQ
166 Dekatherms
Agreement Start Date
March 1, 2002
Agreement End Date
February 28, 2011
Point of Recei t LGS/PG&E CGT Sherman Island, CA
Point of Delivery LGS/PG&E CGT Sherman Island, CA
Inventory Demand Rate
$0.0000 per Dekatherm
Injection Demand Rate
$0.0000 per Dekatherm per Month
Withdrawal Demand Rate
$0.0000 per Dekatherm per Month
Injection Commodity Rate
$0.0000 per Dekatherm
Withdrawal Commodity Rate
$0.0000 per Dekatherm
Inventory Transfer Fee
$0.0000 per Dekatherm Transferred
Fuel Charge
0.000 % Retention per Dekatherm Injected
The parties agree that by affixing their signatures hereto that this Appendix FSS is final and binding in
accordance with Article 2 of Service Schedule FSS.
This Appendix FSS shall at all times be subject to changes or modifications by the California Public
Utilities Commission as said Commission may direct, from time to time, in the exercise of its jurisdiction.
[SIGNATURE PAGE FOLLOWS]
L00001 F01
LODI GAS STORAGE, L.L.C.
By: T
Naine: Kevin O'Toole
Title: Vice President
Date: S
LODOO1F01
CITY OF LODI
By:
Name: H. Dixon Flynn
Title: City Manager
Date:
APPROVED AS TO FORM:
�4�, d- A��
Ran all A. Hays, ity Attorney
ATTEST:
Susan Blackston, City Clerk
TMS STORAGE SERv10ES AGREEMENT MADE AS OF MAY 15, 2002, BETWEEN:
CITY OF LODI
("CUSTOMER")
- and -
LODI GAS STORAGE, L.L.C.
("LGS")
Recitals:
A. LGS has developed certain facilities known as the LGS Storage Facility which permit LGS to provide
Storage Services to Customer;
B. Customer wishes to use some or all of those Services; and ;
C. This Storage Services Agreement establishes how those Services will be provided.
LGS AND CUSTOMER AGREE AS FOLLOWS:
i
1. DEFINITIONS
1.1 Except as specified below, defined tern -is used in the Storage Service Documents, including this
Agreement, have the meaning given to them in Rule 1 of the LGS Tariff.
"Acceptable Credit Rating" means a Credit Rating no lower than the following: "BBB-" from Standard &
Poor's and "Baa3" from Moody's.
"Credit Rating" means the rating given to Customer's unsecured Long Term Debt by Standard & Poor's or
Moody's. j
"Financial Assurance" or "Financial Assurances" means the financial assurances provided for in Rule 6. !I
"Material Adverse Change" means the failure of Customer to maintain or reinstate the credit standards set
forth in Rule 6 for 5 Business Days after written notice from LGS. j
2. REPRESENTATIONS OF CUSTOMER
I
2.1 Customer represents and warrants to LGS as follows, and such representations and warranties shall survive
I
for the benefit of LGS and are ratified and confirmed upon entering into each and every Transaction under
the Storage Service Documents: !
i
(a) Customer is duly formed and validly existing under the laws of its incorporating jurisdiction and is
duly qualified to carry on business in all jurisdictions in which it carries on business;
(b) the execution of this Agreement and the Storage Service Documents docs not violate any law,
regulation, or order or Customer's articles of incorporation or bylaws and does not breach any
agreement to which Customer is a party; and
(c) to the knowledge of Customer there arc no actions, claims or proceedings threatened against or
affecting Customer which might materially affect any of the Transactions contemplated in this
Agreement or the Storage Service Documents, or which might affect Customer's ability to meet its
financial obligations under the Storage Service Documents.
3. TERM
3.1 This Storage Services Agreement, made effective as of the date first above written, creates the contractual
relationship between LGS and Customer for entering into Transactions utilizing the Services. From time to
time there may be no Services provided, or no Transactions then in effect, in which case, this Storage
Services Agreement will continue until either Party delivers a written termination notice to the other Party.
That notice will be effective at the commencement of the second Gas Month following the date it was
given; provided that, if a Transaction is then in effect between LGS and Customer, this Storage Services
Agreement shall only terminate after that Transaction is performed or terminated in accordance with its
provisions.
4. LGS STORAGE SERVICES
4.1 LGS will provide and Customer will utilize those Services that the Parties agree to from time to time, as
confirmed by an Appendix evidencing the Transaction entered into by the Parties.
4.2 When a Transaction is agreed to by the Parties, the terms of the applicable Service Schedule will apply to
that Transaction, except to the extent expressly modified by the express terms and conditions of the
Appendix in question.
4.3 Each Party expressly consents to the recording of telephone conversations between the Parties concerning
oral agreements for Transactions. Each Party hereby waives any objection based on the recording of such
telephone conversations and to the admissibility of such a recording in a proceeding concerning the
agreement before a court, arbitrator, mediator, or administrative agency.
5. TERMS OF LGS TARIFF
5.1 The terms and of LGS's Tariff on file with the California Public Utilities Commission apply to and are
incorporated by reference into this Agreement and all Transactions which are entered into from time to
time by Customer and LGS.
5.2 The Storage Service Documents and every Transaction entered into thereunder, shall at all times be subject
to such changes or modifications by the Public Utilities Commission of the State of California as said
Commission may, from time to time, direct in the exercise of its jurisdiction.
5.3 The Storage Service Documents will be governed by and interpreted in accordance with the laws in force
in the State of California without regard to the choice of law provisions thereof; and the Parties irrevocably
submit to the courts having jurisdiction in the State of California.
6. CONFLICT
6.1 Subject to section 4.2 hereof, if there is any conflict between the terms of this Storage Services Agreement
and the terms of any of the E-NomTm Customer Access Procedures, the General Terms and Conditions or
the terms of any Service Schedule then in effect between the Parties, the terms of this Storage Services
Agreement shall prevail.
6.2 If there is any conflict between the terms of the E-NomTM Customer Access Procedures and the terms of
the General Terms and Conditions or the terms of any Service Schedule then in effect between the Parties,
the terms of the E-NomTM Customer Access Procedures shall prevail.
6.3 If there is any conflict between the terms of any Service Schedule then in effect between the Parties and the
terms of the General Terms and Conditions, the terms of the Service Schedule shall prevail.
7. GAS QUALITY
7.1 Gas delivered to LGS at the Receipt Point(s) shall meet the gas quality specifications
stated in the service agreement between the delivering pipeline company and PG&E. If no
gas -quality specifications agreement exists between the delivering pipeline company and
LGS for the Receipt Point(s), or if the natural gas is not delivered by a pipeline, the gas
received by LGS shall meet the following quality specifications:
1. Carbon dioxide: The gas shall contain no more than one percent by volume of
carbon dioxide.
2. Oxygen: The gas shall contain no more than 0.1 percent by volume of oxygen.
3. Hydrogen sulfide: The gas shall contain no more than 0.25 grain of hydrogen
sulfide per one hundred standard cubic feet.
4. Mercaptan sulfur: The gas shall contain no more than 0.5 grain of mercaptan
sulfur per one hundred standard cubic feet.
5. Total sulfur: The gas shall contain no more than one grain of total sulfur per
one hundred standard cubic feet.
6. Water vapor: The gas shall contain no more than seven pounds of water vapor per million
standard cubic feet.
7. Hydrocarbon dewpoint: The gas shall not have a hydrocarbon dewpoint that will
allow formation of liquids under the operating conditions of the receiving pipeline.
8. Liquids: The gas shall contain no liquids at the Receipt Point(s).
9. Objectionable matter: The gas shall not contain dust, sand, dirt, gums, oils,
or other substances in an amount sufficient to be injurious to PG&E
facilities or which shall cause the gas to be unmarketable.
8. DAMAGES
8.1 Not withstanding any provision of this Storage Services Agreement or the Tariff to the contrary, neither
party shall be liable to the other (including, without limitation, liability imposed pursuant to any
arbitration) for indirect, consequential, special or punitive damages arising from any breach of any
applicable Storage Service Document, whether based on tort, contract, or other civil or equitable action.
9. MISCELLANEOUS
9.1 In the event that LGS requires Customer to pay any material New Tax pursuant to Section 10.2 of the
General Terms and Conditions of Service (under the Preliminary Statement in the Tariff), Customer may
terminate this Storage Services Agreement by providing written notice of termination to LGS not later than
ninety (90) days after LGS first gives notice to Customer that Customer shall have to pay such New Tax.
Any such termination notice shall be delivered ninety (90) days prior to the effective date of the
termination of this Storage Services Agreement. If the Customer issues such termination notice, then prior
to the termination date the Parties shall attempt in good faith to reach a mutual agreement as to how to
address such New Tax and avoid such termination. As used in this Section 7.1, "New Tax" means (i) a
franchise fee or similar tax, charge or levy of the type referred to in Section 10.2 of the General Terms and
Conditions of Service (under the Preliminary Statement in the Tariff) enacted and effective after the date of
the relevant Appendix evidencing the Transaction entered into by the Parties or (ii) any law, rule,
regulation or order, or interpretation thereof enacted and effective after the date of such Appendix resulting
in the application of such franchise fee or similar tax, charge or levy to new or different class of Parties;
provided, a New Tax specifically excludes capital stock, income, excess profits taxes, general franchise or
gross receipt taxes imposed upon corporate other Parties on the basis of their income or on account of their
existence or their right to do business within a particular state.
9.2 For the purpose of this Storage Services Agreement, the Parties hereby agree to the following variances
from the current provisions of the LGS Tariff as specified below:
(a) Section 6.1(c) of the General Terms and Conditions of Service shall read as follows:
"6.1(c) A Customer or Guarantor Insolvency Event occurs."
(b) The last sentence of Section 6.3(b) of the General Terms and Conditions of Service shall read:
"6.3(b) ....Customer shall in no event be liable for damages greater than the value of the
service that would have been provided by LGS from the date of termination to
the end of the Term and any amounts due under Section 6.4(a)(iii)."
(c) The last sentence of Section 8.1 of the General Terms and Conditions of Service shall read:
"8.1. ...Not withstanding the foregoing, if an event of Force Majeure prevents
performance of a Party's obligations for a period exceeding 150 consecutive
Days, the other Party shall have the right to terminate this Contract effective on
30 additional Days notice to the Party claiming the Force Majeure event."
(d) Section 3.1 of Rule 6 shall read as follows:
"3.1 If Customer does not have or does not maintain an Acceptable Credit Rating,
Customer shall provide LGS with one or more of the Financial Assurances
provided in Section 3.2, 3.3 and 3.4 hereof."
(e) Subsections (a) and (d) of Section 3.2 of Rule 6 shall read as follows:
"3.2 (a) An irrevocable Letter of Credit for the entirety of the obligations for which
support is required.
(d) Each Letter of Credit shall be in form and substance satisfactory to LGS, and
without limiting the generality of the foregoing shall be issued by a financial
This Notification Schedule is attached to and forms part of the Storage Services Agreement entered ii
CITY OF LODI and LODI GAS STORAGE, L.LC. as of May 15, 2002.
NOTICES TO LGS
NOTICES REQUESTS AND NOMINATIONS PAYMENTS
LODI GAS STORAGE, LLC.
LODI GAS STORAGE, LLC
UNION BANK OF CALIFORNIA
14811 ST. MARY'S LANE
14811 ST. MARY'S LANE
ABA# 122000496
SUITE 150
SUITE 150
ACCT.# 2200415437
HOUSTON, TX 77079
HOUSTON, TX 77079
REF: LODI GAS STORAGE
ATTN: CONTRACT ADMINISTRATOR
ATTN: MANAGER, HUB SERVICES
L.L.C. RECEIPTS
TELEPHONE:
TELEPHONE:
TELEPHONE:
(281) 679-1221
(281) 679-1221
(281) 679-9410
FAX:
FAX:
(281) 679-1564
(281) 679-1564
NOTICES TO CUSTOMER
NOTICES
CONFIRMATIONS
PAYMENTS
CITY OF LODI
CITY OF LODI
1331 S. HAM LANE
1331 S. HAM LANE
BANK
LODI, CA 95242
LODI, CA 95242
ACCOUNT NUMBER
ATTENTION: ALAN N. VALLOW
ATTENTION: ALAN N. VALLOW
GST NUMBER
TELEPHONE: 209-333-6762
TELEPHONE: 209-333-6762
FAX: 209-333-6839
FAX: 209-333-6839
REQUEST TIMES, NOMINATION TIMES
& EFFECTIVE TIMES
All times are Pacific Clock Time
REQUEST TIME REQUEST TIME NOMINATION TIME
EFFECTIVE TIME
(FOR FSS SERVICE) (FOR ISS SERVICE)
09:00 09:00
09:30
07:00 (next day)
15:30 15:30
16:00
07:00 (next day)
06:00 (flow day) 06:30 (flow day) 08:00 (same day)
15.00 (same day)
12:00 (flow day) 14:30 (flow day) 15:00 (same day)
19:00 (same day)
JL020206.DOC
CONSENT AND AGREEMENT
CONSENT AND AGREEMENT (this "Consent"), dated as of May 15, 2002, among (i)
CITY OF LODI, a California corporation (the "Counterparty"), (ii) LODI GAS
STORAGE, L.L.C., a Delaware limited liability company (the "Company'), (iii) prior to
any refinancing of the Project Loans (as described below) with the Term Loans (as
described below), WHP ACQUISITION COMPANY, LLC, a Delaware limited liability
company, as lender under the Amended and Restated Loan Agreement described below
(together with any successors or assigns thereof (including Union Bank of California,
N.A., in its capacity as Loan Agent (the "Bridge Loan Agent") for the financial
institutions party to that certain Bridge Loan Agreement dated as of August 22, 2001 (the
"Bridge Loan Agreement")), the "Project Loan Lender") and (iv) upon and following any
term loan refinancing of the Project Loans (as described below) with the Term Loans (as
described below), UNION BANK OF CALIFORNIA, N.A., in its capacity as
administrative agent and as security agent (the "Term Loan Agent") for the financial
institutions party to the Term Loan Agreement (as described below).
RECITALS:
WHEREAS, the Company and the Counterparty are party to the Storage Services
Agreement, dated as of May 15, 2002 (as amended, supplemented or otherwise modified
from time to time, the "Agreement");
WHEREAS, pursuant to the Agreement, the Counterparty has agreed to subscribe
to [firm] gas storage services from Company gas storage facility to be located near Lodi,
California and to be operated by the Company (the "Facility");
WHEREAS, the Company has entered into a First Amended and Restated Loan
Agreement dated as of August 22, 2001 with the Project Loan Lender (as may be
amended, supplemented or otherwise modified from time to time, the "Project Loan
Agreement") and pursuant to the Project Loan Agreement, among other things, the
Project Loan Lender, subject to the terms and conditions contained in the Project Loan
Agreement, has made loans to the Company for the purpose of providing construction
financing for the Facility (such loans and all other extensions of credit made pursuant to
the Project Loan Agreement being referred to herein as the "Project Loans");
WHEREAS, as collateral security for the prompt and complete payment and
performance when due of the Project Loans and the other obligations of the Company to
the Project Loan Lender with respect to the Project Loan Agreement, the Company has
pledged, assigned and transferred to the Project Loan Lender and granted to the Project
Loan Lender, a first lien and continuing first priority security interest in all of its right,
title and interest in, to and under the Agreement, pursuant to the Security Agreement,
CONsI;V'I''I'o AssIGV NII:N"i' oP sl'oRAGI(C(1N'I'I:ACI' (141 Got
dated as of August 22, 2001 (as the same may be amended, supplemented or otherwise
modified from time to time, the "Security Agreement");
WHEREAS, it is a condition precedent to the obligations of the Project Loan
Lender to make the Project Loans that the Counterparty and the Company execute and
deliver this Consent; and
WHEREAS, the Company intends to enter into a term loan financing agreement
with certain financial institutions (the "Term Loan Lenders") and the Term Loan Agent
(as may be amended, supplemented or otherwise modified from time to time, the "Term
Loan Agreement") in order to refinance the Project Loans with an approximately
$175,000,000 term loan financing for the Facility (such loans and all other extensions of
credit made pursuant to the Term Loan Agreement being referred to herein as the "Term
Loans") and as collateral security for the prompt and complete payment and performance
when due of the Term Loans and the other obligations of the Company to the Term Loan
Lenders with respect to the Tenn Loan Agreement, the Company will pledge, assign and
transfer to the Term Loan Agent for the ratable benefit of the Tenn Loan Lenders and
grant to the Tenn Loan Agent for the ratable benefit of the Term Loan Lenders, a first
lien and continuing first priority security interest in all of its right, title and interest in, to
and under the Agreement, pursuant to a security agreement.
NOW THEREFORE, in consideration of good and valuable consideration, the
receipt of which is hereby acknowledged, and intending to be legally bound, the parties
hereto agree as follows, anything in the Agreement to the contrary notwithstanding:
Consents. The Counterparty hereby acknowledges notice of and consents to:
1.1 the pledge and assignment by the Company to the Project Loan Lender, as
collateral security pursuant to the Security Agreement, of all right, title and interest of the
respective assignors in, to and under (but not the obligations, liabilities or duties of the
Company with respect to) the Agreement.
1.2 that following the foreclosure by the Bridge Loan Agent under the Bridge
Loan Agreement, the Bridge Loan Agent (for the ratable benefit of the lenders parties to
the Bridge Loan Agreement) will be entitled but not obligated to exercise all of the
Project Loan Lender's rights granted under this Consent.
2. Agreements. The Counterparty hereby agrees as follows:
2.1 Unless and until the Counterparty receives written notice to the contrary
from the Project Loan Lender, the Counterparty will make all payments to be
made by it to the Company under or by reason of the Agreement directly into the
Cunsenl to Assignment of Storage Conlrael 041602 2
account specified below or directly to such other institution or in such other
manner as may be specified to the Counterparty from time to time in writing by
the Project Loan Lender:
Lodi Gas Storage, L.L.C.
ABA #122000496
Acct. #2200415437
Ref Lodi Gas Storage, LLC Receipts
The Counterparty will make all payments to be made by it to the Company under
or by reason of the Agreement without any offset, abatement, withholding or
reduction except as expressly permitted by the Agreement.
2.2 Upon the occurrence and during a continuance of an event of default under
the Project Loan Agreement, the Project Loan Lender shall be entitled to exercise
any and all rights of the Company under the Agreement in accordance with the
terms of this Consent and the Agreement, and the Counterparty will comply in all
respects with such exercise by the Project Loan Lender. For purposes of the
foregoing, the Counterparty shall be entitled to assume that any such purported
exercise is in accordance with the Project Loan Agreement.
2.3 The Counterparty will not, without the prior written consent of the Project
Loan Lender sell, assign or otherwise dispose of any part of its interests in the
Agreement except as expressly permitted by the Agreement. Counterparty hereby
acknowledges that Company may not amend, supplement or otherwise modify the
Agreement without the prior written consent of the Project Loan Lender. The
Counterparty will deliver to the Project Loan Lender, concurrently with the
delivery thereof to the Company, duplicates or copies of notices of default and
notices of Force Majeure given by the Counterparty under or pursuant to the
Agreement.
2.4 The Counterparty will not terminate the Agreement, or suspend its
performance or any of its obligations thereunder, on account of any failure,
default or breach of the Company thereunder, or any other event or condition,
without first (i) giving written notice of its intention to do so to the Project Loan
Lender, and (ii) providing to each such Person to which such notice is required to
be given a reasonable opportunity, but not fewer than 30 days after such notice, to
effect a cure of the default, breach, failure, event or condition (or if the nature of
the default, breach, failure, event or condition is such that the same cannot be
cured within such 30 days, such additional period as shall be necessary to effect
such cure so long as such cure shall have been commenced within such 30 -day
l'unscm to Assigi mnn M \nn.lgc comokk
period and any such Person or any of their respective designees or assignees shall
be diligently pursuing such cure).
2.5 During the term of the Agreement and after receipt by the Company or the
Project Loan Lender of any Notice of Default, the Project Loan Lender shall have
the right, but not the obligation, to pay all sums due under the Agreement and to
perform any other obligation required of the Company thereunder or necessary
and proper to prevent its termination or the suspension of the Counterparty's
performance or any of its obligations thereunder, at any time. In the event that the
Project Loan Lender (or any of its respective designees or assignees) so elects to
perform any such obligations, it shall not have any personal liability to the
Counterparty for the performance of the Company's obligations under the
Agreement, it being understood that the sole recourse of the Counterparty seeking
the enforcement of such obligations shall be limited to the Company and its assets
and, if applicable, the Project Loan Lender's interest in the Facility.
2.6 In the event that the Project Loan Lender or any of its designees or
assignees succeeds to the Company's interest under the Agreement, whether by
foreclosure or otherwise, except as otherwise provided in this Section 2.6, the
Project Loan Lender or such designee or assignee shall be liable under the
Agreement only for any unperformed payment obligations existing as of the date
the Project Loan Lender succeeded to the Company's interest under the
Agreement and for the performance of obligations of the Company to be
performed while the Project Loan Lender or such designee or assignee is
performing under and seeking the benefit of the Agreement and then only to the
extent of the Project Loan Lender's or such designee's or assignee's interest in the
Facility and all revenues and proceeds derived therefrom. The Project Loan
Lender or its designee or assignee shall have the right to assign any interest it may
acquire in the Agreement to any person or entity who assumes in writing the
obligations of the Company under the Agreement, and the Counterparty hereby
agrees to be bound by any such assignment and assumption; provided that any
person to whom the Agreement is assigned other than as collateral security for a
loan shall have reasonably sufficient capitalization and natural gas operating
experience substantially similar to that of the Company. Upon any such
assignment and assumption, the Project Loan Lender or such designee or assignee
shall be relieved of all obligations arising under the Agreement thereafter to the
extent of such assignment.
2.7 If the Project Loan Lender or any of its respective designees or assignees
is prohibited by operation of law or by any order or injunction issued by any court
or by reason of any action in connection with a bankruptcy or insolvency
proceeding from curing any failure, breach or default under the Agreement, or any
Consent to Assignment of Storage Contract 041602 4
other event or condition, or from commencing or prosecuting foreclosure or other
appropriate proceedings, the time periods specified in Section 2.4 above for
curing such failure, breach or default or commencing or prosecuting such
foreclosure or other proceedings shall be extended by the period of such
prohibition.
2.8 In the event that the Agreement is rejected or terminated by a trustee or
debtor-in-possession in any bankruptcy or insolvency proceeding and within 180
days after such rejection or termination, if the Project Loan Lender or any of its
designees or assignees shall so request, the Counterparty will execute and deliver
to the Project Loan Lender or such designee or assignee a new contract, which
new contract shall be for the balance of the obligations and services remaining to
be performed under the Agreement before giving effect to such rejection or
termination and shall contain the same conditions, agreements, terms, provisions
and limitations as the Agreement; provided, however, that if the approval of any
such trustee or debtor-in-possession or any regulatory approvals are necessary in
order for the Counterparty to enter into or perform under any such new contract, i
the Counterparty agrees to cooperate with the Project Loan Lender or such
designee or assignee in obtaining such approvals as rapidly as possible. The
Project Loan Lender or any such designee or assignee shall be liable for or be
required to perform or cause to be performed any of the Company's payment
obligations that were unperformed at the time of such rejection or termination.. i
The Project Loan Lender or such designee or assignee shall be liable under any
such new contract only for the performance of obligations of the Company to be !,
performed while the Project Loan Lender or such designee or assignee is
performing under and seeking the benefit of such new contract and then only to
the extent of the Project Loan Lender's or such designee's or assignee's interest in
the Facility and all revenues and proceeds derived therefrom. The Project Loan
Lender or any such designee or assignee shall have the right to assign any interest
it may acquire in such new contract to any person or entity who assumes in
writing the obligations under such new contract which correspond to those of the
Company under the Agreement; provided that any person to whom the Agreement
is assigned other than as collateral security for a loan shall have reasonably
sufficient capitalization and natural gas operating experience substantially similar
to that of the Company. The Counterparty hereby agrees to be bound by any such
assignment and assumption. Upon any such assignment and assumption, the
Project Loan Lender or such designee or assignee shall be relieved of all
obligations arising under such new contract thereafter to the extent of such
assignment.
2.10 The Counterparty hereby acknowledges that the Company may, from time
to time during the term of the Agreement, refinance the indebtedness incurred
l'rntscm to Asatgtnnan of tito,ag. anlraa 04160,
under the Project Loan Agreement, pursuant to another bank financing, an
institutional financing, a capital markets financing, a lease financing or any other
combination thereof or other form of financing, including that the Company may
refinance the Project Loans with the Term Loans pursuant to the Term Loan
Agreement. In connection with any such refinancing, the Counterparty hereby
consents to any collateral assignment or other assignment of the Agreement in
connection therewith and agrees that the terms and provisions of this Consent
shall apply with respect to such assignment and shall inure to the benefit of the
parties providing such refinancing. In furtherance of the foregoing, the
Counterparty agrees that (i)(a) in connection with the Term Loans, references in
this Consent to the terms "Project Loans", "Project Loan Lender", "Project Loan
Agreement" and "Security Agreement" shall be deemed references to the "Term
Loans", "Term Loan Lenders" or "Term Loan Agent" as the context may require,
"Term Loan Agreement" and "Term Loan Security Agreement", respectively and
(b) in connection with any other refinancings (including refinancings of the Term
Loan), references in this Consent to the terms "Project Loans", "Project Loan
Lender", "Project Loan Agreement" and "Security Agreement" shall be deemed
references to the corresponding terms and parties used in connection with such
refinancing, (ii) all references in this Consent to the Bridge Loan Agreement shall
deemed void and of no effect, (iii) references in this Consent to "event of default"
shall have the meaning assigned to such term in connection with such refinancing,
and (iv) if requested by the Company, it shall enter into a new consent,
substantially in the form of this Consent, in favor of the parties providing such
refinancing. The Company and the Project Loan Lender hereby acknowledge and
agree to provide the Counterparty five days notice of the date of any anticipated
refinancing and evidence of the termination of the Project Loan Lender's security
interest in the Agreement.
3. Representations and Warranties. The Counterparty hereby represents, warrants
and agrees that:
3.1 The Counterparty is a corporation duly organized and validly existing and
in good standing under the laws of California, and is in good standing and
licensed to do business in all states and countries in which it is required to do
business in order to fulfill its obligations under this Consent and the Agreement,
and has all requisite power and authority to conduct its business, to own its
properties, and to execute and deliver, and to perform its obligations under, this
Consent and the Agreement.
3.2 The execution, delivery and performance by the Counterparty of this
Consent and the Agreement have been duly authorized by all necessary corporate
action and do not and will not (i) require any consent or approval of the [board of
l'lalsi11%W .V,Mp1M,M rl "l-Ap l'610.1.I %\A I\,'\ 1
directors] of the Counterparty which has not been obtained, (ii) violate any
provision of any law, rule, regulation, order, writ, judgment, injunction, decree,
determination or award presently in effect having applicability to the
Counterparty, or (iii) result in a breach of or constitute a default under, or require
a consent that has not been obtained under or result in the creation of a lien under,
its certificate of incorporation or by-laws or any indenture or loan or credit
agreement or any other agreement, lease or instrument to which the Counterparty
is a party or by which it or its properties may be bound or affected.
3.3 Each of this Consent and the Agreement constitutes the legal, valid and
binding obligation of the Counterparty enforceable against it in accordance with
its terms, except as enforceability may be limited by applicable bankruptcy,
insolvency, reorganization, moratorium or other similar laws affecting the rights
of creditors generally.
3.4 No authorization, approval, consent, permit or other action- by, or
registration or filing with, any government authority or any other entity is
necessary for or in connection with the execution or delivery by the Counterparty
of, or the perfonnance by the Counterparty of any of its obligations under, the
Agreement or this Consent, other than those that have been duly obtained or
made, were validly issued and are final and in full force and effect as of the date
hereof and that are not the subject of any pending or (to the best knowledge of the
Counterparty after due inquiry) threatened judicial or administrative proceeding
and with respect to which if the applicable statute, rule or regulation provides for
a fixed period for judicial or administrative appeal or review thereof, such period
has expired.
3.5 No litigation, action, suit, adverse proceeding or investigation before or by
any arbitrator or government authority is pending or (to the best knowledge of the
Counterparty after due inquiry) threatened against the Counterparty or against any
of its properties or revenues (i) with respect to the Agreement, this Consent or any
of the transactions contemplated hereby or thereby or (ii) which, individually or in
the aggregate, could reasonably be expected to have a material adverse effect on
the ability of the Counterparty to perform its obligations under the Agreement or
this Consent.
3.6 There has been no default, breach or failure to perform (or event or
condition which, with the giving of notice, the passage of time or both, would
constitute a default, breach or failure to perform) in respect of the performance of
obligations to or by the Counterparty under the Agreement.
('uuscnt to Assig�uncnt of StoragcContract04{602
4. Successors and Assigns; Additional Parties. This Consent shall be binding upon
the successors and assigns of the Counterparty and shall inure, together with the rights
and remedies of the Company and the Project Loan Lender, to the benefit of the Project
Loan Lender and its successors, designees, transferees and assigns. Prior to any
refinancing, the Bridge Loan Lender shall be, and following any refinancing the parties
providing such refinancing (including the Term Loan Agent) shall become, and each
shall be deemed thereafter to be (without the need for any further action) a party to this
Consent.
5. Amendments; Waivers. No termination, amendment or waiver of any provision
of this Consent or consent to any departure by the Counterparty from any provisions of
this Consent shall in any event be effective unless the same shall be in writing and signed
by the Counterparty, the Company and the Project Loan Lender, and then such waiver or
consent shall be effective only in the specific instance and for the specific purpose for
which it was given.
6. GOVERNING LAW. THIS CONSENT SHALL BE GOVERNED BY, AND
BE CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF
NEW YORK.
7. Other Agreements. As among the Company and the Project Loan Lender, this
Consent shall not be construed as amending, supplementing or otherwise modifying any
of the terms, conditions or other provisions of the Project Loan Agreement or any other
agreement between or among the Company and the Project Loan Lender, and in the event
of any conflict between the terms of this Consent and any such agreement, as among the
Company and the Project Loan Lender, the terms of such agreement shall prevail.
8. Severability. Any provision of this Consent that may be determined by a
government authority to be illegal, invalid, prohibited or unenforceable in any
jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such illegality,
invalidity, prohibition or unenforceability without invalidating or rendering
unenforceable the remaining provisions hereof, and any such prohibition or
unenforceability in any jurisdiction shall not invalidate or render unenforceable such
provision in any other jurisdiction. To the extent permitted by all applicable
requirements of law, the Counterparty hereby waives any provision of law that renders
any provision hereof illegal, invalid, prohibited or unenforceable in any respect.
9. Notices. All notices, requests and demands to or upon the respective parties
named below to be effective shall be in writing (including by telecopy), and, unless
otherwise expressly provided herein, shall be deemed to have been duly given or made
when delivered by hand or, in the case of notice given by mail, private courier, overnight
delivery service or telecopy, when received, addressed as follows or to such other address
as may be hereafter notified by such respective parties:
The Counterparty: City of Lodi
1331 S. Ham Lane
Lodi, CA 95242
Attn: Alan N. Vallow
Telephone: 209-333-6762
Telecopier: 209-333-6839
The Company: Lodi Gas Storage, LLC
14811 St. Mary's Lane, Suite 150
Houston, TX 7707
Attn: Chief Financial Officer
Telephone: 281-679-3594
Telecopier: 281-679-1564
with a copy to: c/o [ j
Project Loan Lender WHP Acquisition Company
c/o Aquila
1100 Walnut, Suite 3300
Kansas City, MO 64106
Attn: General Counsel
Telephone: 816-527-1170
Telccopier: 816-527-4170
Security Deposit Agent: Union Bank of California, N.A.
Energy Capital Services
445 South Figueroa Street,
Los Angeles, California 90071
Attn: Sue Johnson
Telephone: 213-236-4222
Telecopier: 213-236-4096
10. Headings. The headings of the various sections of this Consent are for
convenience of reference only, do not constitute a part hereof and shall not affect the
meaning of any provision hereof.
1 ,"1` , A\1 , \ \pAAN, 11% t I I .1.\r 11,, O 111',1 O\i \1V \,
11. Counterparts. This Consent may be executed in any number of counterparts
(including by electronic facsimile transmission thereof), all of which together shall
constitute a single instrument, and it shall not be necessary that any counterpart be signed
by all the parties hereto.
IN WITNESS WHEREOF, the parties have duly executed and delivered this Consent, or
have caused this Consent to be duly executed and delivered by their Authorized Officers,
as of the date first above written.
City of Lodi, APPROVED AS TO FORM:
as the Counterparty
By:
Randall A. Hays, City Attorney
Name: H. Dixon Flynn ATTEST:
Title: City Manager
LODI GAS STORAGE, L.L.C.,
as the Company
By:
Name:
Title:
Accepted and Agreed:
UNION BANK OF CALIFORNIA, N.A.,
as Security Deposit Agent
By:
Name:
Title:
WHP ACQUISITION COMPANY, LLC,
as Project Loan Lender
By:
Name:
Title:
Susan Blackston, City Clerk
Consent to Assignment of Storage Contract 041602 10
CONSENT AND AGREEMENT
CONSENT AND AGREEMENT (this "Consent"), dated as of May 15, 2002,
among (i) CITY OF LODI, a California utility (the "Guarantor"), (ii) LODI GAS
STORAGE, L.L.C., a Delaware limited liability company (the "Company"), (iii) prior to
any refinancing of the Project Loans (as described below) with the Term Loans (as
described below), WHP ACQUISITION COMPANY, LLC, a Delaware limited liability
company, as lender under the Amended and Restated Loan Agreement described below
(together with any successors or assigns thereof (including Union Bank of California,
N.A., in its capacity as Loan Agent (the `Bridge Loan Agent') for the financial
institutions party to that certain Bridge Loan Agreement dated as of August 22, 2001 (the
"Bridge Loan Agreement")), the "Project Loan Lender") and (iv) upon and following any
term loan refinancing of the Project Loans (as described below) with the Term Loans (as
described below), UNION BANK OF CALIFORNIA, N.A., in its capacity as
administrative agent and as security agent (the "Term Loan Agent") for the financial
institutions party to the Term Loan Agreement (as described below).
RECITALS:
WHEREAS, the Company and City of Lodi, a California utility, together with its
permitted successors and assigns, (the "Counterparty") are party to the Storage Services
Agreement, dated as of May 15, 2002 (as amended, supplemented or otherwise modified
from time to time, the "Agreement');
WHEREAS, pursuant to the Agreement, the Counterparty has agreed to subscribe
to [firm] gas storage services from Company at a gas storage facility to be located near
Lodi, California and to be operated by the Company (the "Facility");
WHEREAS, the Guarantor directly or indirectly owns one hundred percent
(100%) of the Counterparty, and as an inducement to the Company to enter into the
Agreement, the Guarantor has executed a guaranty, dated as of , 2002, of
the Counterparty's obligations and liabilities under the Agreement in favor of the
Company (as amended, supplemented or otherwise modified from time to time, the
"Guaranty");
WHEREAS, the Company has entered into a First Amended and Restated Loan
Agreement dated as of August 22, 2001 with the Project Loan Lender (as may be
amended, supplemented or otherwise modified from time to time, the "Proiect Loan
Agreement") and pursuant to the Project Loan Agreement, among other things, the
Project Loan Lender, subject to the terms and conditions contained in the Project Loan
Agreement, has made loans to the Company for the purpose of providing construction
111\i`:1\-4 lit �'l:4�.\\❑\1111, GO\4.\\1\11F-1hH`
financing for the Facility (such loans and all other extensions of credit made pursuant to
the Project Loan Agreement being referred to herein as the "Project Loans");
WHEREAS, as collateral security for the prompt and complete payment and
performance when due of the Project Loans and the other obligations of the Company to
the Project Loan Lender with respect to the Project Loan Agreement, the Company has
pledged, assigned and transferred to the Project Loan Lender and granted to the Project
Loan Lender, a first lien and continuing first priority security interest in all of its right,
title and interest in, to and under the Agreement and the Guaranty, pursuant to the
Security Agreement, dated as of August 22, 2001 (as the same may be amended,
supplemented or otherwise modified from time to time, the "Security Agreement');
WHEREAS, it is a condition precedent to the obligations of the Project Loan
Lender to make the Project Loans that the Guarantor execute and deliver this Consent;
and
WHEREAS, the Company intends to enter into a term loan financing agreement
with certain financial institutions (the "Term Loan Lenders") and the Term Loan Agent
(as may be amended, supplemented or otherwise modified from time to time, the "Term
Loan Agreement") in order to refinance the Project Loans with an approximately
$175,000,000 term loan financing for the Facility (such loans and all other extensions of
credit made pursuant to the Term Loan Agreement being referred to herein as the "Term
Loans") and as collateral security for the prompt and complete payment and performance
when due of the Term Loans and the other obligations of the Company to the Term Loan
Lenders with respect to the Term Loan Agreement, the Company will pledge, assign and
transfer to the Term Loan Agent for the ratable benefit of the Term Loan Lenders and
grant to the Term Loan Agent for the ratable benefit of the Term Loan Lenders, a first
lien and continuing first priority security interest in all of its right, title and interest in, to
and under the Agreement and the Guaranty, pursuant to a security agreement (as may be
amended, supplemented or otherwise modified from time to time, the "Term Loan
Security Agreement").
NOW THEREFORE, in consideration of good and valuable consideration, the
receipt of which is hereby acknowledged, and intending to be legally bound, the parties
hereto agree as follows, anything in the Guaranty to the contrary notwithstanding:
1. Consents. The Guarantor hereby acknowledges notice of and consents to:
1.1 the pledge and assignment by the Company to the Project Loan Lender, as
collateral security pursuant to the Security Agreement, of all right, title and interest of the
respective assignors in, to and under the Guaranty.
Consent to Assignment of Guaranty 041602 2
1.2 that following the foreclosure by the Bridge Loan Agent under the Bridge
Loan Agreement, the Bridge Loan Agent (for the ratable benefit of the lenders parties to
the Bridge Loan Agreement) will be entitled but not obligated to exercise all of the
Project Loan Lender's rights granted under this Consent.
2. Agreements. The Guarantor hereby agrees as follows:
2.1 Unless and until the Guarantor receives written notice to the contrary from
the Project Loan Lender, the Guarantor will make all payments to be made by it to the
Company under or by reason of the Guaranty directly into the account specified below or
directly to such other institution or in such other manner as may be specified to the
Guarantor from time to time in writing by the Project Loan Lender:
Lodi Gas Storage, L.L.C.
ABA #122000496
Acct. #2200415437
Ref: Lodi Gas Storage, L.L.C. Receipts
The Guarantor will make all payments to be made by it to the Company under or
by reason of the Guaranty in accordance with the terms and conditions of the Guaranty.
2.2 Upon the occurrence and during a continuance of an event of default under
the Project Loan Agreement, the Project Loan Lender shall be entitled to exercise any
and all rights of the Company under the Guaranty in accordance with the terms of this
Consent and the Guaranty, and the Guarantor will comply in all respects with such
exercise by the Project Loan Lender. For purposes of the foregoing, the Guarantor shall
be entitled to assume that any such purported exercise is in accordance with the Project
Loan Agreement. The Company releases the Guarantor and the Counterparty from any
liability and waives any rights it may have against the Guarantor or the Counterparty for
their reliance on any notice received or any right exercised under this Consent or the
Guaranty by the Project Loan Lender or their permitted assigns.
2.3 The Guarantor will not, without prior written consent of the Project Loan
Lender sell, assign or otherwise dispose of any part of its interests in the Guaranty.
2.4 The Guarantor hereby acknowledges that the Company may, from time to
time during the term of the Agreement, refinance the indebtedness incurred under the
Project Loan Agreement, pursuant to another bank financing, an institutional financing, a
capital markets financing, a lease financing or any other combination thereof or other
form of financing, including that the Company may refinance the Project Loans with the
Term Loans pursuant to the Term Loan Agreement. In connection with any such
refinancing, the Guarantor hereby consents to any collateral assignment or other
Consnl to Assignment of Guaranty 041602
assignment of the Guaranty in connection with the valid assignment of the Agreement
under the terms contained therein and agrees that the terms and provisions of this Consent
shall apply with respect to such assignment and shall inure to the benefit of the parties
providing such refinancing. In furtherance of the foregoing, the Guarantor agrees that
(i)(a) in connection with the Term Loans, references in this Consent to the terms "Project
Loans", "Project Loan Lender", "Project Loan Agreement" and "Security Agreement"
shall be deemed references to the "Term Loans", "Term Loan Lenders" or "Tenn Loan
Agent" as the context may require, "Term Loan Agreement" and "Term Loan Security
Agreement", respectively and (b) in connection with any other refinancings (including
refinancings of the Term Loan), references in this Consent to the terms "Project Loans",
"Project Loan Lender", "Project Loan Agreement" and "Security Agreement" shall be
deemed references to the corresponding terms and parties used in connection with such
refinancing, (ii) in connection with any such refinancings, all references in this Consent
to the Bridge Loan Agreement shall be deemed void and of no effect, (iii) references in
this Consent to "event of default" shall have the meaning assigned to such term in
connection with such refinancing, and (iv) if requested by the Company, it shall enter into
a new consent, in the same form as this Consent, in favor of the parties providing such
refinancing. The Company and the Project Loan Lender hereby acknowledge and agree
to provide the Guarantor five (5) business days notice of the date of any anticipated
refinancing and evidence of the termination of the Project Loan Lender's security interest
in the Guaranty.
3. Representations and Warranties. The Guarantor hereby represents, warrants and
agrees that:
3.1 The Guarantor is a California corporation, duly organized and validly
existing and in good standing under the laws of California and is in good standing and to
the best of its knowledge in all material respects licensed to do business in all states and
countries in which it is required to do business in order to fulfill its obligations under this
Consent and the Guaranty, and has all requisite power and authority to conduct its
business, to own its properties, and to execute and deliver, and to perform its obligations
under, this Consent and the Guaranty.
3.2 The execution, delivery and performance by the Guarantor of this Consent
and the Guaranty have been duly authorized by all necessary corporate action and do not
and will not (i) require any consent or approval of the [board of directors] of the
Guarantor which has not been obtained, (ii) violate any provision of any law, rule,
regulation, order, writ, judgment, injunction, decree, determination or award presently in
effect having applicability to the Guarantor, or (iii) result in a breach of or constitute a
default under, or require a consent that has not been obtained under or result in the
creation of a lien under, its certificate of incorporation or by-laws or any indenture or
('olvilt la :\isi}mm nl orGuruallh 0416W 4
loan or credit agreement or any other agreement, lease or instrument to which the
Guarantor is a party or by which it or its properties may be bound or affected.
3.3 Each of this Consent and the Guaranty constitutes the legal, valid and
binding obligation of the Guarantor enforceable against it in accordance with its terms,
except as enforceability may be limited by applicable bankruptcy, insolvency,
reorganization, moratorium or other similar laws affecting the rights of creditors
generally.
3.4 No authorization, approval, consent, permit or other action by, or
registration or filing with, any government authority or any other entity is necessary for
or in connection with the execution or delivery by the Guarantor of, or the performance
by the Guarantor of any of its obligations under, the Guaranty or this Consent, other than
those that have been duly obtained or made, were validly issued and are final and in full
force and effect as of the date hereof and that are not the subject of any pending or (to the
best knowledge of the Guarantor after due inquiry) threatened judicial or administrative
proceeding and with respect to which if the applicable statute, rule or regulation provides
for a fixed period for judicial or administrative appeal or review thereof, such period has
expired.
3.5 No litigation, action, suit, adverse proceeding or investigation before or by
any arbitrator or government authority is pending or (to the best knowledge of the
Guarantor after due inquiry) threatened against the Guarantor or against any of its
properties or revenues (i) with respect to the Agreement, this Consent or any of the
transactions contemplated hereby or thereby or (ii) which, individually or in the
aggregate, could reasonably be expected to have a material adverse effect on the ability
of the Guarantor to perform its obligations under the Guaranty or this Consent.
3.6 There has been no default, breach or failure to perform (or event or
condition which, with the giving of notice, the passage of time or both, would constitute a
default, breach or failure to perform) in respect of the performance of obligations to or by
the Guarantor under the Guaranty.
4. Successors and Assigns, Additional Parties. This Consent shall be binding upon
the successors and assigns of each of the parties to this Consent and shall inure, together
with the rights and remedies of the Company and the Project Loan Lender, to the benefit
of the Project Loan Lender and its successors, designees, transferees and assigns. Prior to
any refinancing, the Bridge Loan Lender shall be, and following any refinancing the
parties providing such refinancing (including the Term Loan Agent) shall become, and
each shall be deemed thereafter to be (without the need for any further action) a party to
this Consent.
1 0ll• 1111 10 `' lImmI 111 %H 1 wal'I ml 011 o1I,
5. Amendments; Waivers. No termination, amendment or waiver of any provision
of this Consent or consent to any departure by any party hereto from any provisions of
this Consent shall in any event be effective unless the same shall be in writing and signed
by the Counterparty, the Company, all other parties to this Consent (as determined
pursuant to Sections 2.4 and 4), and then such waiver or consent shall be effective only in
the specific instance and for the specific purpose for which it was given.
6. GOVERNING LAW. THIS CONSENT SHALL BE GOVERNED BY AND
CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF
THE STATE OF NEW YORK WITHOUT REFERENCE TO CHOICE OF LAW
DOCTRINE. THE PARTIES IRREVOCABLY SUBMIT TO THE
JURISDICTION OF THE STATE OF NEW YORK AND THE UNITED STATES
DISTRICT COURT LOCATED IN THE SOUTHERN DISTRICT OF NEW
YORK IN NEW YORK, NEW YORK FOR PURPOSES OF ANY SUIT, ACTION
OR PROCEEDINGS RELATED TO THIS GUARANTY.
7. Other Agreements. As among the Company and the Project Loan Lender, this
Consent shall not be construed as amending, supplementing or otherwise modifying any
of the terms, conditions or other provisions of the Project Loan Agreement or any other
agreement between or among the Company and the Project Loan Lender, and in the event
of any conflict between the terms of this Consent and any such agreement, as among the
Company and the Project Loan Lender, the terms of such agreement shall prevail.
8. Severability. Any provision of this Consent that may be determined by a
government authority to be illegal, invalid, prohibited or unenforceable in any
jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such illegality,
invalidity, prohibition or unenforceability without invalidating or rendering
unenforceable the remaining provisions hereof, and any such prohibition or
unenforceability in any jurisdiction shall not invalidate or render unenforceable such
provision in any other jurisdiction. To the extent permitted by all applicable
requirements of law, the Guarantor hereby waives any provision of law that renders any
provision hereof illegal, invalid, prohibited or unenforceable in any respect.
9. Notices. All notices, requests and demands to or upon the respective parties
named below to be effective shall be in writing (including by telecopy), and, unless
otherwise expressly provided herein, shall be deemed to have been duly given or made
when delivered by hand or, in the case of notice given by mail, private courier, overnight
delivery service or telecopy, when received, addressed as follows or to such other address
as may be hereafter notified by such respective parties:
Conccnl to Assignmcot of Guaranty 041602 6
The Guarantor: City of Lodi
1331 S. Ham Lane
Lodi, CA 95242
Attn: Alan N. Vallow
Telephone: 209-333-6762
Telecopier: 209-333-6839
The Company: Lodi Gas Storage, L.L.C.
14811 St. Mary's Lane, Suite 150
Houston, TX 77079
Attn: Chief Financial Officer
Telephone: 281-679-3594
Telecopier: 281-679-1564
Project Loan Lender: WHP Acquisition Company
c/o Aquila, Inc.
1100 Walnut, Suite 3300
Kansas City, MO 64106
Attn: General Counsel
Telephone: 816-527-1170
Telecopier: 816-527-4170
Bridge Loan Agent &
Term Loan Agent: Union Bank of California, N.A.
Energy Capital Services
445 South Figueroa Street,
Los Angeles, California 90071
Attn: Sue Johnson
Telephone: 213-236-4222
Telecopier: 213-236-4096
9. Headings. The headings of the various sections of this Consent are for
convenience of reference only, do not constitute a part hereof and shall not affect the
meaning of any provision hereof.
10. Counterparts. This Consent may be executed in any number of counterparts
(including by electronic facsimile transmission thereof), all of which together shall
constitute a single instrument, and it shall not be necessary that any counterpart be signed
by all the parties hereto.
[Signatures on Next Page]
Conscnt to Assignment of Guaranty 041602 7
IN WITNESS WHEREOF, the parties have duly executed and delivered this
Consent, or have caused this Consent to be duly executed and delivered by their
Authorized Officers, as of the date first above written.
CITY OF LODI
as the Guarantor
By:
Name: H. Dixon Flynn
Title: City Manager
LODI GAS STORAGE, L.L.C.,
as the ompany `}
By: r
XX
Name:
Title:
APPROVED AS TO FORM:
Randall A. Hays, City Attorney
ATTEST:
Susan Blackston, City Clerk
Accepted and Agreed:
UNION BANK OF CALIFORNIA, N.A.,
as the Bridge Loan Agent and the Term Loan Agent
By:
Name:
Title:
WHP ACQUISITION COMPANY, LLC,
as the Project Loan Lender
By:
Name:
Title:
Consent to Assignment of Guaranty 041602 8
FORM OF GUARANTY
GUARANTY dated as of May 15, 2002, by CITY OF LODI, a California utility (the
"Guarantor"), in favor of LODI GAS STORAGE, L.L.C., a Delaware limited liability company
("LGS").
1. Guaranty. To induce LGS to enter into the Storage Services Agreement dated as
of May 15, 2002 (the "Agreement") with CITY OF LODI (the "Company") and any of the
transactions contemplated thereunder, the Guarantor, absolutely, unconditionally and irrevocably
guarantees to LGS and its successors, endorsees and assigns the prompt payment when due,
subject to any applicable grace period, of all present and future payment obligations of Company
to LGS arising out the Agreement (the "Obligations").
2. Nature of Guaranty. The Guarantor's obligations hereunder shall not be
affected by the existence, validity, enforceability, perfection or extent of any collateral therefor
or by any other circumstance relating to the Obligations that might otherwise constitute a legal or
equitable discharge of or defense to the Guarantor not available to Company. This is a guaranty
of payment and not collection. The Guarantor agrees that LGS may resort to the Guarantor for
payment of any of the Obligations whether or not LGS shall have resorted to any collateral
therefor or shall have proceeded against Company or any other obligor principally or secondarily
obligated with respect to any of the Obligations. In the event that any payment to LGS in respect
of any Obligations is rescinded or must otherwise be returned for any reason whatsoever, the
Guarantor shall remain liable hereunder with respect to such Obligations as if such payment had
not been made. The Guarantor reserves the right to assert defenses which Company may have to
payment of any Obligations other than defenses expressly waived hereby. The Guarantor
acknowledges that this Guaranty will remain in full force and effect with respect to the permitted
assigns of the Company under the Agreement.
3. Guaranty Unconditional and Absolute. The obligations of the Guarantor
hereunder shall be unconditional and absolute and, without limiting the generality of the
foregoing, shall not be released, discharged or otherwise affected by:
(i) any extension, renewal, settlement, compromise, waiver, discharge or
release in respect of any Obligations of the Company;
(ii) the existence, or extent of, any release, exchange, surrender, non-
perfection or invalidity of any direct or indirect security for any of the Obligations;
(iii) any modification, amendment, waiver, extension of or supplement to the
Agreement or the Obligations agreed to from time to time by the Company and LGS;
(iv) any change in the corporate existence (including its constitution, laws,
rules, regulations or powers), structure or ownership of the Company or the Guarantor, or any
insolvency, bankruptcy, reorganization or other similar proceeding affecting the Company or its
assets, the Guarantor or any other guarantor of any of the Obligations;
i'OW\I OI' GUARANTY 04160?
(v) the existence of any claim, set-off or other rights which the Guarantor may
have at any time against the Company, LGS or any other corporation or person, whether in
connection herewith or in connection with any unrelated transaction; provided that nothing
herein shall prevent the assertion of any such claim by separate suit or compulsory counterclaim;
(vi) the invalidity or unenforceability in whole or in part of the Agreement or
any Obligations or any instrument evidencing any Obligations, or any provision of applicable
law or regulation purporting to prohibit payment by the Company of amounts to be paid by it
under the Agreement or any of the Obligations;
(vii) any Insolvency Event occurs with respect to the Company or LGS; or
(viii) any other act or omission to act or delay of any kind of the Company
which might, but for the provisions of this paragraph, constitute a legal or equitable discharge of
the Guarantor's obligations hereunder.
4. Changes in Obligations, Collateral therefor and Agreements Relating
thereto; Waiver of Certain Notices. The Guarantor agrees that LGS may at any time and from
time to time, either before or after the maturity thereof, without notice to or further consent of the
Guarantor, extend the time of payment of, exchange or surrender any collateral for, or renew any
of the Obligations, and may also make any agreement with Company or with any other party to
or person liable on any of the Obligations or interested therein, for the extension, renewal,
payment, compromise, discharge or release thereof, in whole or in part, or for any modification
of the terms thereof or of any agreement between LGS and Company or any such other party or
person, without in any way impairing or affecting this Guaranty. The Guarantor waives notice of
the acceptance of this Guaranty and of the Obligations, presentment, demand for payment, notice
of dishonor and protest.
5. Expenses. The Guarantor agrees to pay on demand all fees and out-of-pocket
expenses (including the reasonable fees and expenses of LGS's counsel) in any way relating to
the enforcement or protection of the rights of LGS hereunder; provided, that the Guarantor shall
not be liable for any expenses of LGS if no payment under this Guaranty is due.
6. Stay of Acceleration Ineffective with Respect to Guarantor. In the event that
acceleration of the time for payment of any amount payable by the Company under the
Agreement is stayed upon the insolvency, bankruptcy or reorganization of the Company, all such
amounts otherwise subject to acceleration or required to be paid upon an early termination
pursuant to the terms of the Agreement shall nonetheless be payable by the Guarantor hereunder
forthwith on demand by LGS.
7. Subrogation. Upon payment of any of the Obligations, the Guarantor shall be
subrogated to the rights of LGS against Company with respect to such Obligations; provided that
the Guarantor shall not enforce any right or receive any payment by way of subrogation until all
of the Obligations then due shall have been paid in full and LGS agrees to take at the Guarantor's
expense such steps as the Guarantor may reasonably request to implement such subrogation.
8. No Waiver; Cumulative Rights. No failure on the part of LGS to exercise, and
no delay in exercising, any right, remedy or power hereunder shall operate as a waiver thereof,
J;OR i OF GUARAN' w 041602 2
nor shall any single or partial exercise by LGS of any right, remedy or power hereunder preclude
any other or future exercise of any right, remedy or power. Each and every right, remedy and
power hereby granted to LGS or allowed it by law or other agreement shall be cumulative and
not exclusive of any other, and may be exercised by LGS at any time or from time to time.
9. Assignment; Successors and Assigns. This Guaranty shall be binding upon and
inure to the benefit of the Guarantor and its successors and assigns and LGS and its successors
and assigns. Guarantor may not assign its rights and obligations hereunder without the prior
written consent of LGS, and any such purported assignment without such written consent will be
void. Without the necessity of obtaining Guarantor's consent, LGS may pledge its rights
hereunder for security of any indebtedness. Simultaneous with the execution of this Guaranty,
Guarantor agrees to execute and deliver a Consent and Agreement in the form attached hereto as
Attachment A. At the request of LGS during the term of this Guaranty in .connection with a
refinancing of the indebtedness of LGS or otherwise, Guarantor agrees to execute and deliver a
new Consent and Agreement in the form attached hereto as Attachment A.
10. Amendments and Waivers. No provision of this Guaranty may be amended,
supplemented or modified, nor any of the terms and conditions hereof waived, except by a
written instrument executed by the Guarantor and LGS.
It. Remedies Cumulative. The rights, powers, remedies and privileges provided in
this Guaranty are cumulative and not exclusive of any rights, powers, remedies and privileges
provided by law and any other agreement.
12. Representations and Warranties.
(a) The Guarantor is duly organized, validly existing and in good standing
under the laws of the jurisdiction of its incorporation and has full corporate power to execute,
deliver and perform this Guaranty.
(b) The execution, delivery and performance of this Guaranty by the
Guarantor have been duly authorized by all necessary corporate action and no further approvals
are required.
(c) All consents, authorizations and approvals of, and registrations and
declarations with, any governmental authority necessary for the due execution, delivery and
performance of this Guaranty have been obtained and remain in full force and effect and all
conditions thereof have been duly complied with, and no other action by and no notice to or
filing with, any governmental authority is required in connection with the execution, delivery or
performance of this Guaranty.
(d) This Guaranty constitutes the legal, valid and binding obligation of the
Guarantor enforceable against the Guarantor in accordance with its terms, subject, as to
enforcement, to bankruptcy, insolvency, reorganization and other laws of general applicability
relating to or affecting creditors' rights and to general equity principles.
PURM Of GWARANI N 041(412
13. Notices. All notices or demands on the Guarantor shall be deemed effective when
received, shall be in writing and shall be delivered by hand or by registered mail, or by facsimile
transmission promptly confirmed by registered mail, addressed to Guarantor at:
City of Lodi
1331 S. Ham Lane
Lodi, CA 95242
Telephone: 209-333-6762
Attention: Alan N. Vallow
Fax: 209-333-6839
or to such other address or fax number as the Guarantor shall have notified LGS in a written
notice delivered to LGS at the address or facsimile number specified in the Agreement.
14. Continuing Guaranty. This Guaranty shall become and remain in full force and
effect and shall be binding on the Guarantor, its successors and assigns until all of the
Obligations have been satisfied in full.
15. Governing Law. THIS GUARANTY SHALL BE GOVERNED BY AND
CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK
WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF LAWS.
16. Jurisdiction. THE PARTIES IRREVOCABLY SUBMIT TO THE
EXCLUSIVE JURISDICTION OF THE STATE OF NEW YORK AND THE UNITED
STATES DISTRICT COURT LOCATED IN THE SOUTHERN DISTRICT OF NEW YORK
IN NEW YORK, NEW YORK FOR PURPOSES OF ANY SUIT, ACTION OR
PROCEEDINGS RELATING TO THIS GUARANTY.
IN WITNESS WHEREOF, this Guaranty has been duly executed and delivered by the
Guarantor to LGS as of the date first above written.
CITY OF LODI
By:
Name: H. Dixon Flynn
Title: City Manager
APPROVED AS TO FORM:
Randall A. Hays, City Attorney
ATTEST:
Susan Blackston, City Clerk
F0101 01; GUARANTY 041602 4
Attachment A
Consent and Agreement
FORM 01; G V AR.%NIl' 04 f (d )4
RESOLUTION NO. 2002-181
A RESOLUTION OF THE LODI CITY COUNCIL
AUTHORIZING THE CITY MANAGER TO EXECUTE
AN AGREEMENT WITH LODI GAS STORAGE, LLC
THAT WILL PROVIDE NATURAL GAS STORAGE
FOR THE CITY OF LODI
NOW, THEREFORE, BE IT RESOLVED, that the City Council of the City of Lodi does
hereby authorize the City Manager to execute an agreement with Lodi Gas Storage, LLC that
will provide for natural gas storage for the City of Lodi.
Dated: August 21, 2002
I hereby certify that Resolution No. 2002-181 was passed and adopted by the City
Council of the City of Lodi in a regular meeting held August 21, 2002, by the following vote:
AYES: COUNCIL MEMBERS — Hitchcock, Howard, Land, Nakanishi, and
Mayor Pennino
NOES: COUNCIL MEMBERS — None
ABSENT: COUNCIL MEMBERS — None
ABSTAIN: COUNCIL MEMBERS — None
SUSAN J. BLACKSTON
City Clerk
2002-181