HomeMy WebLinkAboutAgenda Report - July 6, 1994 (53)OR
CITY OF LODI
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COUNCIL COMMUNICATION
AGENDA TITLE: Thurman Street and Sewer Hook -Up Fee
Economic Development Incentives
FETING DATE: July 6, 1994
PREPARED BY: City Manager
RECOMMENDED ACTION: That the City Council review and consider the City
paying for improvements to the south side of
Thurman Street fronting the Minton property and
sewer hook-up fees for the new business purchasing
the Minton property.
BACKGROUND INFORMATION: In keeping with the Economic Development Goals and
Objectives approved by the City Council at the
March 2, 1994, City Council meeting, staff have
been diligently working with a particular company
from outside of the area to attract them to Lodi. The company manufacturers
materials used within the printed circuit board manufacturing industry and is
in need of a new facility to expand its product line and production capacity.
The business currently has 80 employees at its Bay Area site, of which an
expected 32 would relocate to Lodi. The company anticipates expanding to 160
by September 30, 1996, which would mean hiring an additional 128 employees
over the next two years. Of the 160 employees, 30 would be salaried with
salaries ranging from approximately $24,000 to $150,000 with the average about
$32,000. The remaining 130 employees would be hourly with wages ranging from
$5.50 to $11.50 per hour and averaging about $7.00.
The business incentives (totalling $229,250) include the following:
$131,000 - Thurman Street Improvements - Includes two elements:
- south half fronting the developed portion of the Minton ($74,000)
south half fronting the undeveloped portion of the Minton property
east of the developed portion ($57,000)
The new business intends to sell the undeveloped property to help
capitalize for their future growth.
APPFC, VED - --- ----- --- --- ---- — Li
THOMAS A PETERSON ec,c eo c.cr
City Manager
J
CC1
Thurman Street and Sewer Hook -Up Fee Economic Development Incentives
July 6, 1994
Page Two
$40,000 - Utilities in Thurman Street
This will serve the developed and undeveloped part of the Minton
property
° $58,250 - Sewer Connection Fees
The project will require wastewater treatment plant capacity over
that previously paid by the Minton's
City to assist with Industrial Development Bonds (no additional cost
to the City)
City staff 'has prepared an economic analysis to indicate the length of time it
would take before the City would realize a direct return in its investment
(see attached memo from City Engineer to Economic Development Coordinator).
In preparing the economic analysis, certain assumptions were made regarding
amount of sales tax which would be generated by the increase in employees
spending money in Lodi, the number of homes which would be sold versus rented,
equipment purchased locally, the multiplier affect, and various other
assumptions. These assumptions were discussed with the San Joaquin
Partnership and Suzanne Lampert from Mundie & Associates. According to Ms.
Lampert, the assumptions made in the analysis are "defensible." The analysis
indicates that it will take approximately five years before the City will see
a return in tax dollars for the City's investment.
Based on the amount of the incentives being requested, coupled with the
company's confidence in forecasting future growth, the City Council may want
to consider the following as a safety net against the City investing too much
funding into one project.
That the amount of the direct subsidy be set up as a
loan to the business, secured by a lien on the
property, and "forgiven" over five years at lot the
first year, 15t the second year and 25t each of the
following three years provided that the business:
1) Reach an employment level of 160 full-time equivalent
employees by January 1, 1997.
2) Reduce water consumption to some agreed upon amount
using beat available technology including recycling
cooling water by January 1, 1998.
Thurman Street and Sewer Hook -Up Fee Economic Development Incentives
July 6, 1994
Page Three
The City Attorney would have to prepare such an agreement with the
business which would then be brought back to Council at a future meeting.
The joint City/Chamber Economic Development Task Force, at its June 20,
1994, meeting, endorsed the City providing the aforementioned incentives
to the new business as a means of attracting high paying new jobs to Lodi.
FUNDING: As recommended in attached memo
Respectfully submitted,
Thomas A. Peterson
City Manager
Prepared by:
Richard C. Prima, Jr., City Engineer
Janet S. Keeter, Economic Development Coordinator
TAP:br
Attachment
CCOM-062/TXTA.07A
0 MEMORANDUM, City of Lodi, Public Works Department
To: Economic Development Coordinator
From: City Engineer
Date: June 29, 1994
Subject: Fiscal Analysis of new Minton property project
As part of negotiations with the manufacturing business interested in the Minton
property, the City has been asked to fund a number of public improvements normally
borne by the property owner and to waive sewer connection fees. (Normal
development impact mitigation fees have not been an issue on this project as they
have already been paid for the developed portion of the property.) The total City
participation requested is $275,250. (See Exhibit A for a map of the area.) The specific
costs and fees in question are:
$74,000 - Thurman Street improvements (south half) fronting the developed
portion of the Minton property, which the current owner agreed to install
under a prior improvement deferral agreement;
• $57,000 - Thurman Street improvements (south half) fronting the
undeveloped portion of the Minton property east of the developed portion.
The new business intends to sell this property for development by others in
order to recoup part of their overall costs and to reinvest in the business;
• $86,000 - Utilities in Thurman Street. These will serve the undeveloped
adjacent properties and properties further east; and,
• $58,250 - Sewer Connection Fees. The project will require wastewater
treatment plant capacity over that previously paid.
In addition, the City has committed to build the north side of Thurman Street (excluding
the sidewalk) at an additional cost of $93,000. We have assumed that this work would
be funded out of the $200,000 set aside in the 1994/95 Capital Improvement Program
for Economic Development projects ( page E-8 in the draft budget). leaving $107,000
available for other projects. Since the Minton frontage costs and wastewater
connection fees are all ones that have been borne by new development for many years
and will continue for the foreseeable future, the City needs to be careful and deliberate
in considering whether or not and how to subsidize these costs for any particular new
business. Based on conversations with the Public Works, Finance and Community
Development Directors, the City Attorney and City Manager, it appears the following
items should be accomplished in connection with project subsidies:
1) Adopt specific criteria for which types of businesses such subsidies will be
considered, such as Industrial/Manufacturing with 50 or more full time
employees; not for speculative land development or other types of
development;
Fiscal Analysis of new Minton p,.,perty project
June 29, 1994
Page 2
2) Require a positive economic analysis in terms of the cost of the subsidy and
actual City tax revenue (i.e. General Fund revenue, not fees for service or
similar charges);
3) Require some commitment from the business in terms of length of stay and
obligation to repay the subsidy.
The first item is needed to provide overall policy direction from the City Council for staff
to be able to deal with the myriad of questions that will follow from past and future
developers; i.e.. why them and not me? This should be done before or concurrently
with a specific agreement with the Minton property developers.
The second item has been addressed in two ways. A summary of the first is shown in
Exhibit B. We borrowed a spreadsheet model from the San Joaquin Partnership and.
modified it to suit Lodi s and this project's circumstances. It estimates that the City will
receive slightly over $29,000 in annual direct tax revenue from the operations of tha
business and expenditures from its. employees. To recoup the $275,250 subsidy would
require nine years. To recoup the subsidy in just five years, the City would need to
receive 2.2 times the direct revenue from secondary taxes generated by others who
benefit from this new business (i.e., a multiplier effect). Some points and comments on
the model are:
• Two-thirds of the tax revenue is generated by the in -lieu tax on City utilities
and are fairly straightforward to estimate;
• Nearly all the remaining tax revenue is based on sales and property taxes
from the business and new employees and involve many assumptions, thus
the numbers are more inexact;
• The model was briefly reviewed by the fiscal consultant fc 'he Central City
Revitalization project. Her comments were incorporated into the model and
she felt the assumptions mentioned above were reasonable and defensible.
• Assuming the City proceeds with an area of benefit for some of the utilities
as discussed later in this memo, the actual subsidy would be slightly less.
• The "multiplier is an important number and is very difficult to evaluate. Our
consultant noted studies that have indicated figures ranging from 2.0 to 3.5.
This number will vary considerably depending on the city, location,
demographics and other factors. For example, in a city with a business
license tax based on gross receipts, money spent locally by a manufacturing
company in the conduct of its operations and by its employees, will result in
higher tax revenue from that source than in Lodi where the business license
tax is trivial compared to other sources.
The multiplier shown in this model was back calculated to provide a payback
on the subsidy within five years. The calculated multiplier of 2.2 appears to
be reasonable. The importance of a short payback is discussed in the next
item.
MINT RES DOC
r
Fiscal Analysis of new Minton pw6erty project "~
June 29, 1994
Page 3
The model does not include ongoing City costs for Public Safety and other
government functions bome by the General Fund. With a short payback, We-
are assuming that we can forego these costs for that time frame. i.e.. we
won't hire art additional police officer for a few years due to the demands
created by this business and its secondary effects. The relative importance
of this factor is considered in the second analysis discussed next.
As a rough check on the above analysis and to consider ongoing general fund
expenses, a second, brief analysis is shown below.
FY 94195 City Population:
55,453
Additional New Residents from Project:
68
Expenditures
Program
FY 94/95 Cost Cost per Resident
Added Cost for New Residents
Public Safety
$10,141,000
$183
$12.400
Leisure, Cultural 8 Social
2,883,000
52
3,500
General Government
4,980,000
90
6.100
Total:
$ 325
$ 22,000
Revenues
Sales Tax
$ 5,270.000
$ 95
$ 6,460
Property Tax
2,772,300
50
3,400 •
Franchise (Utility) Taxes
5,859,500
106
7.200 '
Total:
$ 251 "
$17,060
' Property 8 utility taxes estimated on a per person basis is not accurate and
should be adjusted for land use types and the increment of the proposed
business. This is shown as an approximation only.
Difference between total revenue and expenditures is made up by other
sources and fees.
The above expenditure information shows an annual cost below that of the estimated
annual direct tax revenue (under the first analysis) generated by the new business.
Thus, once the subsidy is recovered, there will be a net benefit to the operation of the
City. The above revenue information, using a different approach, albeit incomplete and
very approximate, points out the City's ongoing problem with expenses exceeding
general tax revenue. If we are to use direct subsidies to encourage economic
development, we need to be sure the City will have the cash flow necessary to maintain
operations as well as pay the cost of the subsidies.
If the Council wishes to offer all the subsidies described at the beginning of this memo,
we recommend the following (options for partial subsidies have not been addressed):
1) That the $74,000 for Thurman Street improvements (south half) fronting the
developed portion of the Minton property be paid out of the Capital Improvement
Program account for "Economic Development Projects", leaving $33,000
available;
MINT_RES DOC
Fiscal Analysis of new Minton property project
June 29, 1994
Page 4
2) That the $57,000 for Thurman Street improvements (south half) fronting the
undeveloped portion of the Minton property east of the developed portion also
be paid out of the above account. With the present competitive bid climate we
may get the entire project done with the funds available.
If a loan is needed. it should be from the Electric Utility which has set aside
funds for Thurman Street under earlier development plans which called for the
Electric Utility to front the construction of Thurman Street in order to provide
access to the new Industrial Substation. Interest would be paid as already
provided in the City ordinance regarding impact fee interfund borrowing.
(The Electric Utility, with some Water Utility participation, will also be paying
$123,000 for the access road and north half of the street and utility
improvements fronting the substation and the Diekman family, from whom the
City purchased the site will be paying for the south half, approximately $75,000);
3) That the $86,000 for utilities in Thurman Street which will serve undeveloped
adjacent properties and "upstream" properties further east be paid from the
applicable utility fund and that the City establish an area of benefit from which
the installation costs would be recovered from the benefited properties as they
develop. Note that this includes some of the vacant Minton property which the
new business has requested be included in the direct subsidy. We can
accommodate their request, and not include the vacant Minton property in the
reimbursement area, however, until the benefit area is established, we can only
estimate the value of the subsidy. For purposes of discussion, it has been
estimated at $40,000;
4) That the $58,250 in sewer connection fees, if needed, be loaned from the
Wastewater fund and paid back from next year's planned General Fund
$200,000 allocation to the Economic Development Projects account. The
project will require substantial wastewater treatment plant capacity over that
previously paid due to their higher number of employees and high water
demand. Note that this figure is based on the anticipated number of employees
and estimated industrial discharges. It is unlikely that this level will be reached
in 1994195. The charges would not be made until needed due to actual flows.
(An alternative to this arrangement would be to develop a special wastewater
rate surcharge so the business could pay the charges over time.);
5) That the amount of the direct subsidy be set up as loan to the business,
secured by a lien on the property, and "forgiven" over 5 years at 10% the first
year, 15% the second year and 25% each of the following 3 years provided the
business:
Reach an employment level of 160 full time equivalent employees by
Jan. 1. 1997, and;
Reduce water consumption to some agreed upon amount using best
available technology including recycling cooling water by Jan. 1, 1998.
An agreement between the City and the new business will need to be prepared
covering item 5) above. The will have to be done by the City Attorney and reviewed by
MINT RES.DOC
Fiscal Analysis of new Minton l. Oerty project
June 29, 1994
Page 5
the other City staff and the new business and may take a number of weeks. It would
be brought back to the City Council for final approval.
In summary, the funding for the full requested subsidies and the previous City offer
regarding the north side of Thurman Street is as follows:
1. Thurman Street, north side $93,000 Economic Development CIP
account
2. Thurman Street, south side $131,000
Economic Development CIP
and utilities serving Minton plus
account, up to $200,000;
property $40,000
balance as loan from Electric
(approx.)
Utility to be paid from future
Economic Development CIP
allocation
3. Thurman Street, utilities $46,000 Applicable Utility funds, to be
serving adjacent and reimbursed upon development
"upstream' property
4. Wastewater Connection $58,250 Economic Development CIP
Fees account as loan from
Wastewater Utility to be paid
from future Economic
Development CIP allocation
Direct Subsidy Subtotal: $229,250 Items 2 and 4 only
Total Costs: $368,250
If you have any questions, please contact me at your convenience.
al -)o
Richard C. Prima, Jr.
City Engineer
RCP/rcp
attachment
cc: City Attorney
Public Works Director
Finance Director
Community Development Director
MINT RES DOC
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City of Lodi - Industrial Project Cost/Benefit Analysis
Summary of Fiscal Analysis for.
Minton Property Reuse
400 S. Beckman Road
Total employment": 160
Total Payroll*: $2,780,000
Total Cost of Requested City Participation: $275,250
Annual Direct Tax Revenue to City': $29,516
Payback time based on direct tax revenue: 9 years
incl. 26 new City resident employees
(excludes $93,000 for north We of TtKmw St. shady committed by Cky)
breakdown,
Exhibit B
$18,000 Electric Revenue contribution to General Fund
$4,110 Sales Taxes from employees
$2,988 Property Taxes from development
$2,892 Property Taxes from employees
$624 Wastewater Revenue contribution to General Fund
$400 Sales Taxes from operations
$365 Water Revenue contribution to General Fund
$137 Business License Tax
$29.516 Total
Total annual revenue for 5 year payback": $64,065 or 2.2 times direct revenue
• figures based on buildout expected to occur in approximately 2 to 3 years
payback time allows for reduced revenue in early years of project.
6iWN ECON RESXLS