HomeMy WebLinkAboutAgenda Report - November 3, 2021 C-15AGENDA [TEM . r ,5
CITY OF LODI
COUNCIL COMMUNICATION
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AGENDA TITLE: Adopt a Resolution Authorizing the City Manager to Execute a Supplemental
Funding Agreement with Encore Housing Opportunity Fund III, LLC, a Delaware
Limited Partnership, Qualified to do Business in California, to Pay Its Proportional
Benefit of the Costs Related to the Sphere of Influence, Municipal Services Review
Updates, and Associated Environmental Review ($23,900)
MEETING DATE: November 3, 2021
PREPARED BY: Community Development Director
RECOMMENDED ACTION: Adopt a resolution authorizing the City Manager to execute a
Supplemental Funding Agreement with Encore Housing Opportunity
Fund III, LLC, a Delaware Limited Partnership, qualified to do
business in California (Encore) to pay its proportional benefit of the costs related to the Sphere of Influence
(SOI), Municipal Services Review (MSR) updates, and associated environmental review in the amount of
$23,900.
BACKGROUND INFORMATION: The City of Lodi has undertaken efforts associated with updating its
SOI and MSR. The SOI and MSR were last updated in 2008. A
generally accepted standard requires updates every five years. The
documents are considered out of date by the San Joaquin County Local Agency Formation Commission
(LAFCo), and LAFCo will not entertain any applications for annexation to the City until the documents have
been updated.
The SOI and MSR updates and the associated environmental review involve a substantial effort on the
part of City Staff and consultants retained by the City. The efforts undertaken by the City on the updates
and the associated environmental review may facilitate processing of a request for annexation at a later
date, should Encore choose to pursue development of the South Study Area. This area, referred to as the
South Study Area for the purpose of these updates, includes a collection of properties that may be
appropriate for annexation at a future date.
Staff issued a Request for Proposals seeking consultant services to prepare the environmental review
associated with the SOI and MSR updates. In April 2021, the City Council authorized the City Manager to
execute Professional Services Agreement with PlaceWorks to prepare an Environmental Impact Report
for the updates. The cost of PlaceWorks is approximately $181,000, and the funding will be provided
through a combination of Local Early Action Planning (LEAP) grant funds and SB 2 grant funds that were
secured by Staff.
In addition to services provided by PlaceWorks, City Staff and Planning Contract Staff will undertake a
variety of efforts associated with the SOI and MSR updates. The additional staff costs are estimated to be
$55,000. Grant funding is not available for these efforts.
Due to the scope of efforts related to the SOI and MSR update, projects that are either under review or
anticipated to be reviewed in the near term might benefit from the technical studies being completed by
APPROVED: Steve Schwabauer
Stephen Schwabauer, City Manager
Encore Supplemental Funding Agreement
November'
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Page 2 of 2
PlaceWorks and City Staff. Based upon this potential benefit, City Staff defined a proportional benefit for
three currently anticipated projects in the South Study Area and assigned each a share of the unfunded
$55,000 related to City Staff efforts on the SOI and MSR updates.
Encore may seek annexation and subsequent entitlements for land located in the South Study Area. The
contribution by Encore is not associated with the processing of any annexation or project, but rather
recognizes the benefits to Encore of an update to the SOI and MSR.
In recognition of the potential benefits resulting from these efforts, Encore has agreed to provide a one-
time payment of $23,900 to assist the City with the unfunded portion of the MSR, SOI, and related CEQA
efforts. Staff recommends that the City Council authorize the City Manager to execute a Supplemental
Funding Agreement with Encore Housing Opportunity Fund, III, LLC.
FISCAL IMPACT. No Impact
FUNDING AVAILABLE. The Funding Agreement assists the City with funding a portion of an
unfunded obligation of approximately $55,000 associated with the SOI and
MSR updates.
Andrew Keys
Andrew Keys
Deputy City Manager/Internal Services Director
John R. Della Monica, Jr.
Community Development Director
ENCORE HOUSING OPPORTUNITY FUND III, LLC
SUPPLEMENTAL FUNDING AGREEMENT
This Supplemental Funding Agreement ("Agreement") is made the _ day of November,
2021 by and among the City of Lodi, a municipal corporation, hereafter referred to as "CITY",
Encore Housing Opportunity Fund III, LLC, a Delaware Limited Partnership, qualified to do
business in California, hereafter referred to as "DEVELOPER", collectively the "Parties".
RECITALS
A. CITY has initiated certain planning efforts related to updating the City of Lodi's
Sphere of Influence ("SOI") and Municipal Services Review ("MSR") for approval by the San
Joaquin County Local Agency Formation Commission ("LAFCo"). These efforts will include
but are not limited to evaluating the availability of municipal services in the City of Lodi SOI
and adjacent lands and evaluating certain environmental impacts associated with potential
development in the SOI and on adjacent lands.
B. CITY's updated MSR, SOI, and environmental impact analysis, if approved and
adopted, will benefit DEVELOPER if it should pursue future entitlements with the CITY because
these steps are necessary to allow any future annexation approvals by LAFCo. Further, should
DEVELOPER submit a future project application, it will be able to utilize some of the
environmental analysis to meet California Environmental Quality Act ("CEQA") requirements
which will provide considerable cost savings to DEVELOPER by not having to individually fund
such work.
C. CITY has secured grant funding for the majority of costs associated with updating the
SOI and MSR and estimates that there will be approximately $55,000 in currently unfunded costs
associated with completing the update of the SOI and MSR and the associated CEQA environmental
review.
D. CITY has identified three projects in and adjacent to the SOI that might benefit from
the update of the SOI and MSR and the associated environmental review and has completed an
analysis of the proportional benefits accruing to each property. It has been determined that the
proportional benefit accruing to DEVELOPER is $23,900.
E. The Parties acknowledge that they may enter into a future reimbursement
agreement related to direct costs incurred by CITY in the processing of applications for the
annexation of certain real property to the City of Lodi and subsequent entitlements associated
with future development.
F. The Parties further acknowledge that the California Fair Political Practices Act
requires that DEVELOPER have no direction or control over the response times, selection,
supervision, activities, recommendations or decisions of any outside consulting services retained
by the City.
AGREEMENT
NOW THEREFORE in consideration of the mutual covenants made herein, and other good
and valuable consideration, the receipt and sufficiency of which the parties hereby acknowledge,
the Parties hereto agree as follows:
1. Recitals True and Correct. The Parties agree that the Recitals contained
hereinabove are true and correct.
2. Supplemental Funding_. Upon execution of this Agreement, DEVELOPER shall
deposit $23,900.00 cash (or other equivalent security in a form approved by the City Manager)
with CITY. Such funds shall be expended by CITY for payment of actual cost of services
associated with updating the MSR, SOI, and associated environmental review.
3. Contribution Not Contingent on Project Approval/No Entitlements Granted. The
payment of the contribution identified herein is not contingent upon the approval of any
entitlement. DEVELOPER understands that the update of the City of Lodi SOI and MSR and the
associated environmental review is undertaken at a citywide level and will not result in the
approval of any specific project.
4. No Damages. CITY, its elected and appointed officials, officers, agents, or
employees shall not be responsible or liable to DEVELOPER for any damages of any type or
description which may result from any delays associated with completion of the City of Lodi SOI
and MSR update and associated environmental review, whether caused by the negligence of CITY,
its elected and appointed officials, officers, agents, employees, or otherwise.
5. Notices. All notices required by this Agreement shall be in writing, signed by
the authorized representative of the sender and shall be deemed to have been given when the same
is personally served or upon receipt by express or overnight delivery, postage prepaid, or three (3)
days from the mailing if sent by first class or certified mail, postage prepaid, addressed as follows:
TO CITY City of Lodi
Stephen Schwabauer
City Manger
221 West Pine Street
Lodi, CA 95240
TO DEVELOPER Trang TuNguyen, Project Manager Partnership
1566 David Street
San Jose, CA 95126
6. California Law. This Agreement shall be construed and interpreted both as to
validity and to performance of the parties in accordance with the laws of the State of California.
Legal actions concerning any dispute, claim, or matter arising out of or in relation to this
Agreement shall be instituted in the Superior Court of the County of San Joaquin, State of
California, or any other appropriate court in such county, and DEVELOPER covenants and agrees
to submit to the personal jurisdiction of such court in the event of such action.
7. Waiver. No delay or omission in the exercise of the right or remedy by a non -
defaulting party on any default shall impair such right or remedy or be construed as a waiver. Any
waiver by either party or any default must be in writing and shall not be a waiver of any other
default concerning the same and any other provision of this Agreement.
8. Attorney Fees. If either party to this Agreement is required to initiate or defend
or is made a party to any action or proceeding in any way connected with this Agreement, the
prevailing party in such action or proceeding, in addition to any other relief which may be granted,
whether legal or equitable, shall be entitled to reasonable attorneys' fees. Attorneys' fees shall
include attorneys' fees on any appeal, and in addition a party entitled to attorneys' fees shall be
entitled to all other reasonable costs for investigating such action, taking depositions and
discovery, and all other necessary costs the court allows which are incurred in such litigation. All
such fees shall be deemed to have accrued on commencement of such action and shall be
enforceable whether or not such action is prosecuted to judgment.
9. Interpretation. The terms of this Agreement shall be construed in accordance
with the meaning of the language used and shall not be construed for or against either party by
reason of the authorship of this Agreement or any other rule of construction which might otherwise
apply.
10. Integration, Amendment. It is understood that there are no oral agreements
between the Parties hereto affecting this Agreement and this Agreement supersedes and cancels
any and all previous negotiations, arrangements, agreements, and understandings, if any, between
the Parties, and none shall be used to interpret this Agreement. This Agreement may be amended
at any time by the mutual consent of the Parties by an instrument in writing and executed by the
Parties.
11. Severability. In the event that any one or more of the phrases, sentences, clauses,
paragraphs, or sections contained in this Agreement shall be declared invalid or unenforceable by
a valid judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability
shall not affect any of the remaining phrases, sentences, clauses, paragraphs, or sections of this
Agreement which are hereby declared as severable and shall be interpreted to carry out the intent
of the Parties hereunder unless the invalid provision is so material that its validity deprives either
party of the basic benefit of their bargain or renders this Agreement meaningless.
12. Corporate Authority. The persons executing this Agreement on behalf of the
Parties hereto warrant that (i) such party is duly organized and existing, (ii) they are duly
authorized to execute and deliver this Agreement on behalf of said party, (iii) by so executing this
Agreement, such party is formally bound to the provisions of this Agreement, and (iv) that
entering into this Agreement does not violate any provision of any other agreement to which said
party is bound.
13. Indemnification, Defense and Hold Harmless.
a. DEVELOPER agrees to and shall indemnify, defend and hold CITY,
its council members, appointed officials, officers, agents, employees and representatives
("Indemnitees") harmless from liability for damage or claims of damage, for personal injury,
including death, and claims for property damage which may arise from CITY's hiring of
outside consultants andthe services.
b. DEVELOPER's obligation under this section to indemnify, defend, and
hold harmless Indemnitees shall not extend to liability for damage or claims for damage arising
out of the sole negligence or willful act of CITY, its council members, appointed officials, officers,
agents, employees or representatives. In addition, DEVELOPER's obligation shall not extend to
any award of punitive damages against CITY resulting from the conduct of CITY, its council
members, appointed officials, officers, agents, employees or representatives.
C. With respect to any action challenging the validity of this Agreement or
any environmental, financial, or other documentation related to approval of this Agreement,
DEVELOPER further agrees to defend, indemnify, hold harmless, pay all damages, costs and fees,
if any incurred to either Indemnitees or plaintiff(s) filing such an action should a court award
plaintiff(s) damages, costs and fees, and to provide a defense for Indemnitees in any such action.
d. This obligation in indemnify and defend City as set forth is binding on
the successors, assigns or heirs of Developer and shall survive the termination of this Agreement
or this Section 13.
e. This Section 13 shall survive termination of this Agreement and is in
addition to any other rights or remedies that the Indemnities may have under the law or under any
other contract or agreements. In the event of any claim or demand made against any party which
is entitled to be indemnified hereunder, City may, in its sole discretion, reserve, retain or apply
any monies owing to the Developer under this Agreement, if any, for the purpose of resolving such
claims; provided, however, City may release such funds if the Developer provides City with
reasonable assurance of protection of the Indemnitees' interests. City shall, in its sole discretion,
determine whether such assurances are reasonable.
14. No Waiver. Failure of City to monitor compliance with the requirements of this
Agreement imposes no additional obligations on City and will in no way act as a waiver of any
rights hereunder.
(SIGNATURES TO FOLLOW ON NEXT PAGE)
IN WITNESS WHEREOF, the Parties have executed and entered into this Agreement as of the
date first written above.
ATTEST:
Jennifer Cusmir, City Clerk
APPROVED AS TO FORM:
LM
Janice D. Magdich, City Attorney
CITY OF LODI, a municipal corporation
Stephen Schwabauer, City Manager
Encore Housing Opportunity Fund III, LLC,
a Delaware Limited Partnership,
By:
Name:
Title:
Address:
RESOLUTION NO. 2021-295
A RESOLUTION OF THE LODI CITY COUNCIL AUTHORIZING THE CITY MANAGER TO
EXECUTE A SUPPLEMENTAL FUNDING AGREEMENT WITH ENCORE HOUSING
OPPORTUNITY FUND III, LLC, A DELAWARE LIMITED PARTNERSHIP QUALIFIED TO DO
BUSINESS IN CALIFORNIA, TO PAY ITS PROPORTIONAL BENEFIT OF THE COSTS
RELATED TO THE CITY OF LODI SPHERE OF INFLUENCE, MUNICIPAL SERVICES
REVIEW UPDATES, AND ASSOCIATED ENVIRONMENTAL REVIEW
------------------------------------------------------------------------
WHEREAS, the City of Lodi has initiated certain planning efforts related to updating the
Sphere of Influence (SOI) and Municipal Services Review (MSR) for approval by the San Joaquin
County Local Agency Formation Commission (LAFCo); and
WHEREAS, these efforts will include, but are not limited to, evaluating the availability of
municipal services in the City of Lodi SOI and adjacent lands, and evaluating certain
environmental impacts associated with potential development in the SOI and on adjacent lands;
and
WHEREAS, the updated MSR, SOI, and environmental impact analysis, if approved and
adopted, would benefit applicants that might pursue future entitlements, possibly including Encore
Housing Opportunity Fund III; and
WHEREAS, the City has secured grant funding for the majority of costs associated with
updating the SOI, MSR, and environmental impact analysis, and estimates that there will be
approximately $55,000 in currently unfunded costs associated with completing the update of the
SOI, MSR, and associated environmental review; and
WHEREAS, the City has identified three projects in and adjacent to the SOI that might
benefit from the update of the SOI, MSR, and the associated environmental review, and has
completed an analysis of the proportional benefits accruing to each project; determining that there
is a proportional benefit accruing to Encore Housing Opportunity Fund III in the amount of $23,900.
NOW, THEREFORE, BE IT RESOLVED that the Lodi City Council does hereby authorize
the City Manager to execute a Supplemental Funding Agreement with Encore Housing
Opportunity Fund III, LLC, a Delaware Limited Partnership, qualified to do business in California,
for purposes of funding its proportional benefit of the City's direct costs related to the SOI and MSR
updates and associated environmental review; and
BE IT FURTHER RESOLVED, pursuant to Section 6.3q of the City Council Protocol
Manual (Res. No. 2019-223), the City Attorney is hereby authorized to make minor revisions to
the above -referenced document(s) that do not alter the compensation or term, and to make
clerical corrections as necessary.
Dated: November 3, 2021
------------------------------------------------------------------------
------------------------------------------------------------------------
I hereby certify that Resolution No. 2021-295 was passed and adopted by the City Council
of the City of Lodi in a regular meeting held November 3, 2021 by the following vote:
AYES: COUNCIL MEMBERS — Chandler, Hothi, Khan, Kuehne, and
Mayor Nakanishi
NOES: COUNCIL MEMBERS — None
ABSENT: COUNCIL MEMBERS — None
ABSTAIN: COUNCIL MEMBERS — None
"IENNIFE USMIR
City Clerk
2021-295
Jennifer Cusmir
From: G Funamura <gumph09@comcast.net>
Sent: Tuesday, November 2, 2021 4:23 PM
To: City Council Comments
Subject: November 3, 2021 Meeting, Agenda Items C-13 & C-14
Honorable Councilmembers:
I am a homeowner in the Legacy Estates subdivision, which borders on Harney Lane, west of Mills
Avenue. The rear of my home borders Harney Lane. I recognize that these Agenda Items relate only to
reimbursement agreements between the developer and the city, however I would like to express my concerns
as they relate to the scope of the potential agreements. My interest in these Agenda Items centers on the
issue of potential traffic and sound impacts of the proposed development on existing homeowners in the
vicinity of Harney Lane. At present, Harney Lane is a heavily -used artery between Reynolds Ranch/Highway 99
and Lower Sacramento Road. The road is used by commuters as well as many tractor -trailers. Speed limits
seem to be rarely enforced and the traffic noise is often so loud that normal conversations are sometimes
difficult in my backyard. Due to heavy traffic, it is not uncommon to have to wait 2-3 minutes to turn from
Legacy Way onto Harney Lane.
The proposed 762 housing unit proposal will not only increase the traffic load on Harney Lane, but will
certainly exacerbate the traffic noise in our neighborhood. Because of these issues, I suggest that the
estimated cost of $15,000 for city staff to examine the Offsite Traffic and Circulation Improvements is
inadequate for the seriousness of this issue. Thank you for your consideration of these comments.
Sincerely,
Gary Funamura
2304 Olson Drive
Lodi, CA 95242