HomeMy WebLinkAboutAgenda Report - May 5, 2021 C-23AGENDA ITEM C,023
CITY OF LODI
COUNCIL COMMUNICATION
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AGENDA TITLE: Ratification of Employment Agreement Entered into Between City Manager
Stephen Schwabauer and Kenneth W. Johnson for the Position of Fire Chief
MEETING DATE: May 5, 2021
SUBMITTED BY: City Manager
RECOMMENDED ACTION: Ratification of employment agreement entered into between City
Manager Stephen Schwabauer and Kenneth W. Johnson for the
position of Fire Chief.
BACKGROUND INFORMATION Lodi Municipal Code Chapter 2.12.060 vests the City Manager with
authority to select subordinate staff. The Fire Chief position became
vacant upon the retirement of Chief Eugene Stoddart in December
2020. An executive recruitment was completed to fill the vacant
position with several applicants participating in the process. Mr.
Johnson was selected to fill the vacant Fire Chief position.
The City Manager wishes to provide terms and conditions related to.employment that extend beyond the
City Manager's authority and therefore require ratification by the City Council.
The agreement would begin the Chief's services on May 31, 2021. It is an "at -will" agreement and
contains a base salary of $183,185.36 annually, six-month severance payment for termination other than
cause, a one-time uniform allowance, a vehicle for work-related use, a bank of 80 hours of leave that can
be used within the first year of employment, carry-over of up to 50% of accrued sick leave (maximum of
200 hours) from employment with the City of Stockton, accrual of vacation calculated as if he is in his 15th
year of service with the City (accrued at 6.16 hours per pay period), and benefits similar to what other
City executive managers receive under the City's Executive Management Statement of Benefits (May 16,
2012). Executive benefits do not normally include a carry-over of sick leave; however, Mr. Johnson will
forfeit hundreds of hours of sick leave accrued during his 23 -year employment with the City of Stockton.
FISCAL IMPACT:
FUNDING AVAILABLE
Not applicable
This position was included in the FY 2021/22 budget with a salary and
benefits cost of $338,130.
Stephen Schwabau
City Manager
EMPLOYMENT AGREEMENT
Executive Management
Exempt Service
Fire Chief
THIS AGREEMENT entered into on May , 2021, by and between the CITY OF
LODI, a municipal corporation (hereinafter referred to as "City") and Kenneth W. Johnson,
an individual (hereinafter referred to as "Employee").
WHEREAS, Employee desires to be employed as Fire Chief and City desires to
employ the services of Employee as Fire Chief; and
WHEREAS, City and Employee agree in writing to the terms and conditions of
employment as Fire Chief; and
WHEREAS, Employee and City agree and acknowledge that Employee's
employment as Fire Chief is his sole and exclusive employment with City, and that their
employment relationship is governed solely and exclusively by this Agreement.
NOW, THEREFORE, in consideration of the promises and conditions set forth
herein, the parties mutually agree as follows:
1. Employment: City agrees to employ Employee as Fire Chief, in accordance
with the following provisions:
(a) Employee shall serve as Fire Chief, and shall be responsible for
managing and directing the operations of the Fire Department in accordance with an agreed
upon performance plan.
(b) Employee shall perform his duties to the best of his ability in
accordance with the highest professional and ethical standards of the profession and shall
comply with all general rules and regulations established by the City.
(c) Employee shall not engage in any activity that is or may become a
conflict of interest, prohibited contract, or which may create an incompatibility of office as
defined under California law. Employee shall comply fully with his reporting and disclosure
obligations under regulations promulgated by the Fair Political Practices Commission
(FPPC).
(d) Employee agrees to remain in the exclusive employ of the City during
the term of this Agreement. Employee shall dedicate his full energies and qualifications to
his employment as Fire Chief, and shall not engage in any other employment except as set
forth in this Agreement or as may be specifically approved in writing in advance by the City
Manager.
2. Start Date: Employee shall begin work as Fire Chief on May 31, 2021
(herein referred to as "Start Date).
3. Maintenance of Professional Expertise: To promote continued
professional growth and benefit to the City, Employee shall, at City expense and consistent
with budgetary constraints: maintain membership in professional organizations related to
city fire administration and related professional disciplines; attend workshops, seminars and
other similar activities designed to advance Employee's professional development; and,
represent the City in professional associations and other organizations.
4. Resignation or Termination:
(a) Employee may resign at any time and agrees to give City at least 30
days advance written notice of the effective date of his resignation. In such event,
Employee shall not be entitled to severance pay as provided in Paragraph 5 herein.
(b) The parties recognize and affirm that Employee may be terminated by
the City Manager with cause, which shall mean gross insubordination, incapacity,
dereliction of duty, conviction of a crime involving acts of moral turpitude or involving
personal gain to him, or material breach of this Agreement. In such event, Employee shall
not be entitled to severance pay as provided in Paragraph 5 herein.
(c) The parties recognize and affirm that Employee may be terminated by
the City Manager without cause. In such event, Employee shall be entitled to severance
pay as provided in Paragraph 5 herein.
(d) In the event of termination and in recognition of Employee's
professional status and integrity, Employee and the City Manager shall prepare a joint
public statement to be made by the City Manager. This employment relationship is based
on the mutual respect between the parties and a desire to maintain the highest degree of
professionalism. In communicating with third parties about the parties' employment
relationship and the circumstances under which it may have been severed, the parties shall
(a) protect and advance their mutual respect and professionalism, and (b) refrain from
making statements that would negatively affect either party.
(e) Employee may choose to resign or retire his office instead of being
terminated if agreed to by the City Manager. In such an event the public announcement, as
provided for in Paragraph 4 (d) above, will note Employee has resigned or retired. The
provisions of Paragraph 4 (d) shall remain applicable. In such event, Employee shall not be
entitled to severance pay as provided in Paragraph 5 herein.
5. Severance Pay: If Employee is terminated by the City Manager without
cause while still willing and able to perform the duties of Fire Chief, City agrees to pay
Employee a cash payment equal to six (6) months' aggregate salary and the City's cost of
six (6) months' health insurance benefits subject to reduction as set forth in this Paragraph
5. The severance payment will be paid over time at the same time as other employees of
the City are paid and subject to customary withholdings. In the event Employee retains new
employment during the six-month severance period, any remaining severance payment will
be forfeited as of the date Employee begins his new Employment. To be eligible for such
severance pay, Employee shall fulfill all of his obligations under this Agreement, and shall
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sign an Acknowledgment and Release of Claims against the City in a form acceptable to the
City Attorney. Payment under this paragraph will release City from any further obligations
under this Agreement, or any other transaction between the parties.
6. Employment as Department Head is Sole Employment_ with City:
Employee further represents and acknowledges that his employment as Fire Chief is his
sole and exclusive employment with the City. Employee has no right to any other exempt
position with the City or to any employment in the classified service.
7. Salary:
(a) City agrees to pay Employee $15,265.45 in salary per month for his
services, payable in installments at the same time as other employees of the City are paid
and subject to customary withholding. The City may reduce base salary compensation or
other financial benefits of Employee as part of general salary reduction in pay among and
common to all employees. In addition, Employee shall pay nine percent (9%) (Employee's
share) of his salary towards the California Public Employees Retirement system benefit and
agrees to a cost-sharing agreement and will pay an additional three percent (3%) towards
the employer's share of CalPERS normal pension cost.
(b) Employee will receive a three percent (3%) salary adjustment pursuant
to City Council Resolution 2019-157, effective the first full pay period in July 2021.
8. Benefits:
The City shall provide Employee the same benefits as provided to management
employees in accordance with the terms of the Executive Management Statement of
Benefits, amended as of May 16, 2012, and as may from time to time be amended,
increased or decreased, except as modified herein. Employee's vacation leave shall be
calculated as if he is in his 15th year of service with the City (accrued at 6.16 hours per pay
period), as provided in the Executive Management Statement of Benefits. Employee shall be
granted an eighty (80) hour leave bank that can only be used during Employee's first 12 months
of employment, this additional leave bank shall expire upon Employee's first anniversary with
the City. In addition, Employee may carry-over up to 50% of his sick leave bank from his
employment with the City of Stockton; however, in no event shall the sick leave carry-over
exceed 200 -hours.
(a) The foregoing benefits are the sole and exclusive benefits to be
provided to Employee. Any improvement or modification of such benefits may only be
made by written instrument signed by the City Manager. As used herein, benefits include,
but are not limited to: vacation, sick leave, holidays, administrative leave, retirement, vision
insurance, health insurance, dental insurance, long-term disability insurance, life insurance,
and deferred compensation.
9. Vehicle Use. The City requires that Employee have transportation readily
available for his use during his employment with the City, and, to the end of assuring that
Employee has a vehicle available, Employee shall be assigned an appropriate vehicle
equipped with necessary safety equipment and communications devices. Due to his on-call
status, Employee shall be allowed use of said vehicle for personal use up to three hours
away from the Lodi Fire Department if necessary to accommodate a call to duty.
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10. Uniform Allowance: Employee will be provided a one-time reimbursement
for the total cost of one complete Class A Fire Chief Uniform and four (4) working uniforms.
11. Performance Evaluation: The City Manager shall review and evaluate the
performance of Employee each year and set goals and objectives for the ensuing year.
Such review and evaluation shall be in accordance with specific criteria developed in the
performance plan in consultation with Employee and the City Manager.
12. Assignment: Employee shall not assign any of the duties and
responsibilities, or obligations of this Agreement except with the express written consent of
the City Manager.
13. Authority to Work in the United States: Employee represents, under
penalty of perjury, that he is authorized to work in the United States. In accordance with
§274A (8 USC 1324) of the Immigration Reform and Control Act of 1986 before this
Agreement can become effective, Employee must provide documentary evidence to City
consistent with the Act, that he is legally entitled to work in the United States, and must
execute the verification required by that Act.
14. Notice: All notices required herein shall be sent first class mail to the parties
as follows:
To CITY: City of Lodi
Attn: City Manager's Office
P. O. Box 3006
Lodi, CA 95241-1910
To EMPLOYEE: Kenneth W. Johnson
502 Santee Court
Lodi, CA 95242
Notice shall be deemed effectively served upon deposit in the United States mail. Either
party may change the "Notice" address by notifying the other party in writing of such
change.
15. Entire Agreement: This Agreement contains the entire agreement between the
parties hereto. No promise, representation, warranty, or covenant not included in this
Agreement has been or is relied on by any party hereto. This Agreement may only be
amended by written instrument signed by Employee and the City Manager and specifically
approved by the City Council in open session.
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16. Severability: If any provision of this Agreement is invalid or unenforceable, it
shall be considered deleted herefrom and the remainder of this Agreement shall be
unaffected and shall continue in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Agreement the day and year
written above.
ATTEST.
By:
JENNIFER CUSMIR
City Clerk
APPROVED AS TO FORM:
`JANI-G D7MAGDICH
Eit7mforney
EMPLOYEE
KENNETH W.JOH SON
CITY OF LODI, a municipal corporation
By:
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STEPHEN SCHWABAUER
City Manager