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HomeMy WebLinkAboutAgenda Report - February 17, 2021 C-04AGENDA ITEM 0,*a4 CITY OF LODI COUNCIL COMMUNICATION TM AGENDA TITLE: Accept the Quarterly Investment Report as Required by the City of Lodi Investment Policy MEETING DATE: February 17, 2020 PREPARED BY: Deputy City Manager RECOMMENDED ACTION: Accept the quarterly investment report as required by the City of Lodi Investment Policy. BACKGROUND INFORMATION: Government Code Section 53646 prescribes suggested investment reporting requirements for California public agencies. The City Council adopted Resolution 2018-33 on March 7, 2018, requiring the Treasurer to submit a quarterly investment reporting in accordance with Section 53646. The attached Treasurer's Report for the quarter ending December 31, 2020 is in compliance with the State's reporting recommendations and the City of Lodi's Investment Policy and Internal Control Guidelines. The investment report, investment policy and historical investment reports can be accessed on the City website by following this link: hitp://www.lodi.gov1106/Finance FISCAL IMPACT FUNDING AVAILABLE: Attachment Not applicable. As per attached report. Q X Andrew Keys Treasurer PPR . rm f Stephen Schwabauer, City Manager :y�rc.�ar.�ei SUMMARY OF CASH AND INVESTED FUNDS FOR THE QUARTER ENDED DECEMBER 31, 2020 TYPE OF INVESTMENT Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio Cash and Equivalents Farmers & Merchants Bank Main * Due on Demand 6,274,339 6,274,339 4.56% Farmers & Merchants Bank Payroll * Due on Demand 56,692 56,692 0.04% Local Agency Investment Fund Due on Demand 50,131,048 50,131,048 36.42% Farmer's & Merchants Bank Money Market * Due on Demand 6,156,171 6,156,171 4.47% Wells Fargo Bank Money Market * Due on Demand 1,037,078 1,037,078 0.75% Total Demand Deposit Accounts 63,655,327 63,655,327 46.24% Bond Mutual Fund Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio CAL TRUST Medium Term Fund Due on Demand 10,524,072 10,524,072 7.64% Total Bond Mutual Funds 10,524,072 10,524,072 7.64% Local Bank Certificates of Deposit Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio Farmers & Merchants Bank 1.00% 11/7/2021 2,000,000 2,000,000 2,000,000 1.45% BBVA Compass 2.50% 3/13/2021 249,995 249,995 249,995 0.18% Total Local Bank Certificates of Deposit 2,249,995 2,249,995 2,249,995 1.63% Negotiable Certificates of Deposit Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio MB FINANCIAL BANK NA 2.00% 11/17/2021 250,000 250,000 254,292 0.18% MERRICK BANK 2.10% 11/17/2021 250,000 250,000 254,512 0.18% DISCOVER BANK 2.15% 11/22/2021 250,000 250,000 254,692 0.19% THIRD FEDERAL SAVINGS & LOAN CLEVELAND 2.10% 11/24/2021 250,000 250,000 254,608 0.18% BMW BANK NORTH AMERICA 2.20% 11/29/2021 250,000 250,000 254,906 0.19% ENERBANK USA 2.55% 1/18/2022 250,000 250,000 256,536 0.19% HORIZON BANK NATION ASSN 2.85% 5/4/2022 250,000 250,000 259,331 0.19% CITI BANK 1.95% 8/23/2022 250,000 250,000 257,682 0.19% CAPITAL ONE BANK USA NA 2.40% 11/22/2022 250,000 250,000 260,894 0.19% CAPITAL ONE NA 2.40% 11/22/2022 250,000 250,000 260,894 0.19% GOLDMAN SACHS BANK USA 2.40% 11/22/2022 250,000 250,000 260,894 0.19% WELLS FARGO BANK NA 2.40% 11/22/2022 250,000 250,000 260,896 0.19% AMERICAN EXPRESS BANK FSB 2.50% 12/5/2022 250,000 246,699 260,901 0.19% SYNCHRONY BANK 2.60% 1/19/2023 250,000 250,000 262,779 0.19% SALLIE MAE BANK/SALT LAKE CITY, UTAH 2.65% 1/24/2023 250,000 250,000 263,118 0.19% STATE BANK OF INDIA 2.70% 2/16/2023 250,000 250,000 263,759 0.19% MEDALLION BANK UTAH 2.90% 4/10/2023 250,000 250,000 265,773 0.19% STIFEL BANK AND TRUST 2.95% 5/15/2023 250,000 250,000 266,696 0.19% CITIBANK NA 3.25% 6/6/2023 250,000 250,000 268,911 0.20% INDUSTRIAL & COM BK CHNA 3.30% 6/30/2023 250,000 250,000 269,709 0.20% COMENITY CAPITAL BANK 3.30% 7/16/2023 250,000 250,000 270,012 0.20% UBS BANK 3.35% 10/5/2023 250,000 250,000 271,943 0.20% BARCLAYS BANK/DELAWARE 3.35% 10/10/2023 250,000 250,000 272,037 0.20% BANK OF BARODA 3.55% 11/30/2023 250,000 250,000 274,499 0.20% MCHENRY SAVINGS BK IL 2.80% 3/14/2024 250,000 250,000 270,691 0.20% MORGAN STANLEY BANK 1.95% 11/29/2024 250,000 250,000 266,165 0.19% MORGAN STANLEY PRIVATE BANK 1.90% 11/29/2024 250,000 250,000 265,679 0.19% CELTIC BANK 1.70% 3/13/2025 250,000 250,000 250,840 0.18% Total Negotiable Certificates of Deposit 7,000,000 6,996,699 7,353,647 5.34% Agency Securities FEDERAL AGRICULTURE MORTGAGE CORPORATION 2.35% 2/22/2021 250,000 247,195 250,778 0.18% FEDERAL HOME LOAN BANK 2.38% 3/12/2021 250,000 247,737 251,078 0.18% FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.75% 4/9/2021 250,000 242,978 251,089 0.18% FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.25% 5/6/2021 250,000 240,040 250,975 0.18% FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.25% 8/17/2021 250,000 238,514 251,790 0.18% FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.00% 9/28/2021 250,000 244,105 253,474 0.18% FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.38% 10/7/2021 250,000 238,923 252,385 0.18% FEDERAL HOME LOAN BANK 2.63% 12/10/2021 250,000 248,755 255,858 0.19% FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.00% 1/5/2022 250,000 243,235 254,757 0.19% FEDERAL HOME LOAN BANK 2.63% 3/11/2022 250,000 248,853 257,377 0.19% FEDERAL HOME LOAN BANK 2.62% 5/27/2022 250,000 249,465 258,677 0.19% FEDERAL FARM CREDIT BANK SYSTEM 1.88% 6/1/2022 250,000 242,059 256,084 0.19% FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.00% 8/26/2022 250,000 242,734 257,830 0.19% FEDERAL HOME LOAN BANK 3.13% 9/9/2022 250,000 254,254 262,574 0.19% FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.38% 1/19/2023 250,000 246,300 261,450 0.19% FEDERAL FARM CREDIT BANK SYSTEM 2.65% 3/8/2023 250,000 249,325 263,422 0.19% FEDERAL FARM CREDIT BANK SYSTEM 2.70% 4/11/2023 250,000 249,500 264,199 0.19% FEDERAL HOME LOAN BANK 2.85% 5/8/2023 250,000 250,174 265,825 0.19% :y�rc.�ar.�al SUMMARY OF CASH AND INVESTED FUNDS FOR THE QUARTER ENDED DECEMBER 31, 2020 TYPE OF INVESTMENT Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio Agency Securities Cont'd FEDERAL AGRICULTURE MORTGAGE CORPORATION 2.90% 7/24/2023 250,000 249,160 267,110 0.19% FEDERAL FARM CREDIT BANK SYSTEM 1.13% 3/17/2025 500,000 500,000 500,689 0.36% FARMER MAC 1.35% 4/1/2025 1,000,000 1,000,000 1,001,744 0.73% Total Agency Securities 6,250,000 6,173,303 6,389,166 4.64% US Treasury Notes Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio UNITED STATES TREASURY 1.38% 1/31/2021 250,000 241,844 250,226 0.18% UNITED STATES TREASURY 1.13% 2/28/2021 250,000 239,815 250,370 0.18% UNITED STATES TREASURY 1.25% 3/31/2021 250,000 240,368 250,661 0.18% UNITED STATES TREASURY 1.38% 4/30/2021 250,000 240,904 251,016 0.18% UNITED STATES TREASURY 1.38% 5/31/2021 250,000 240,547 251,289 0.18% UNITED STATES TREASURY 1.13% 6/30/2021 250,000 238,335 251,250 0.18% UNITED STATES TREASURY 1.13% 7/31/2021 250,000 237,921 251,465 0.18% UNITED STATES TREASURY 2.00% 8/31/2021 250,000 244,513 253,125 0.18% UNITED STATES TREASURY 1.13% 9/30/2021 250,000 237,186 251,885 0.18% UNITED STATES TREASURY 2.00% 10/31/2021 250,000 244,134 253,877 0.18% UNITED STATES TREASURY 2.00% 12/31/2021 400,000 394,512 407,469 0.30% UNITED STATES TREASURY 1.50% 1/31/2022 250,000 240,139 253,711 0.18% UNITED STATES TREASURY 1.88% 2/28/2022 250,000 243,370 255,078 0.19% UNITED STATES TREASURY 1.88% 3/31/2022 250,000 243,143 255,469 0.19% UNITED STATES TREASURY 1.75% 5/31/2022 250,000 242,223 255,752 0.19% UNITED STATES TREASURY 1.75% 6/30/2022 250,000 242,065 256,084 0.19% UNITED STATES TREASURY 1.88% 7/31/2022 250,000 243,028 256,904 0.19% UNITED STATES TREASURY 1.63% 8/31/2022 250,000 240,313 256,211 0.19% UNITED STATES TREASURY 1.88% 9/30/2022 250,000 242,668 257,588 0.19% UNITED STATES TREASURY 2.00% 10/31/2022 250,000 243,745 258,545 0.19% UNITED STATES TREASURY 2.00% 11/30/2022 250,000 243,603 258,955 0.19% UNITED STATES TREASURY 2.13% 12/31/2022 250,000 244,688 259,951 0.19% UNITED STATES TREASURY 1.50% 2/28/2023 250,000 237,063 257,363 0.19% UNITED STATES TREASURY 1.50% 3/31/2023 250,000 236,790 257,617 0.19% UNITED STATES TREASURY 1.63% 4/30/2023 250,000 238,225 258,623 0.19% UNITED STATES TREASURY 1.63% 5/31/2023 250,000 236,525 258,916 0.19% UNITED STATES TREASURY 2.63% 6/30/2023 250,000 247,329 265,391 0.19% UNITED STATES TREASURY 1.25% 7/31/2023 250,000 231,621 257,119 0.19% Total US Treasury Notes 7,150,000 6,896,613 7,301,910 5.30% Corporate Securities Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio WELLS FARGO BANK NA 2.60% 1/15/2021 250,000 246,540 250,162 0.18% MICROSOFTCORP 4.00% 2/8/2021 100,000 104,600 100,313 0.07% CISCO SYSTEMS INC 2.20% 2/28/2021 150,000 147,659 150,466 0.11% EXXON MOBIL CORPORATION 2.22% 3/1/2021 150,000 147,915 150,215 0.11% BERKSHIRE HATHAWAY INC 2.20% 3/15/2021 100,000 99,297 100,217 0.07% PNC BANK NA 2.15% 4/29/2021 500,000 495,965 502,346 0.36% ALPHABET INC 3.63% 5/19/2021 100,000 104,000 101,295 0.07% DETROIT EDISON CO 3.90% 6/1/2021 375,000 385,585 377,132 0.27% TOTAL CAPITAL INTERNATIONAL SA 2.75% 6/19/2021 250,000 248,075 252,915 0.18% AMERICAN HONDA FINANCE 1.65% 7/12/2021 250,000 239,433 251,800 0.18% APPLE INC 1.55% 8/4/2021 500,000 485,396 503,568 0.37% MIZUHO FINANCIAL CORPORATION 2.27% 9/13/2021 250,000 240,903 253,289 0.18% BOEING COMPANY 2.35% 10/30/2021 250,000 245,363 253,323 0.18% PFIZER INC 2.20% 12/15/2021 200,000 198,284 203,885 0.15% TOYOTA MOTOR CREDIT CORP 2.60% 1/11/2022 250,000 246,665 255,897 0.19% PACIFICORP 2.95% 2/1/2022 250,000 249,816 255,501 0.19% JOHNSON&JOHNSON 2.25% 3/3/2022 250,000 245,167 255,429 0.19% WELLS FARGO & COMPANY 3.50% 3/8/2022 400,000 400,000 414,704 0.30% TD AMERITRADE HOLDING COMPANY 2.95% 4/1/2022 250,000 247,243 257,248 0.19% ORACLE CORP 2.50% 5/15/2022 100,000 99,204 102,674 0.07% UNITED PARCEL SERVICE 2.35% 5/16/2022 100,000 98,749 102,682 0.07% DEERE & COMPANY 2.60% 6/8/2022 100,000 99,153 102,868 0.07% 3M COMPANY 2.00% 6/26/2022 150,000 144,485 153,753 0.11% TOYOTA MOTOR CREDIT CORPORATION 2.80% 7/13/2022 250,000 246,950 259,469 0.19% PROCTER & GAMBLE COMPANY 2.15% 8/11/2022 250,000 243,146 257,848 0.19% MERCK & CO INC 2.40% 9/15/2022 100,000 98,701 103,376 0.08% 1PMORGAN CHASE & CO 3.25% 9/23/2022 100,000 101,377 105,171 0.08% GENERAL ELECTRIC CO 2.70% 10/9/2022 250,000 242,535 260,589 0.19% MICROSOFT CORP 2.65% 11/3/2022 250,000 250,000 260,393 0.19% CITY OF LODI SUMMARY OF CASH AND INVESTED FUNDS FOR THE QUARTER ENDED DECEMBER 31, 2020 TYPE OF INVESTMENT Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio Corporate Securities Cont'd AUSTRALIA & NEW ZEALAND BANKING GROUP NY 2.63% 11/9/2022 250,000 243,450 260,780 0.19% VISA INC 2.80% 12/14/2022 250,000 247,518 261,604 0.19% JPMORGAN CHASE & CO 2.97% 1/15/2023 150,000 147,503 154,085 0.11% BANK OF NEW YORK MELLON CORP 2.95% 1/29/2023 100,000 100,069 105,187 0.08% WELLS FARGO NATIONAL BANK WEST 1.90% 1/30/2023 250,000 250,000 259,330 0.19% WELLS FARGO & COMPANY 3.45% 2/13/2023 150,000 152,147 158,962 0.12% UNITED HEALTH GROUP INC 2.75% 2/15/2023 100,000 99,143 104,652 0.08% EXXON MOBIL CORPORATION 2.73% 3/1/2023 250,000 247,040 261,941 0.19% WALMART INC 2.55% 4/11/2023 250,000 244,525 261,906 0.19% APPLE INC 2.40% 5/3/2023 250,000 240,887 262,241 0.19% SOUTHERN CALIFORNIA EDISON 3.40% 6/1/2023 254,000 252,849 269,587 0.20% CHEVRON CORPORATION 3.19% 6/24/2023 250,000 249,295 265,891 0.19% NEW YORK UNIVERSITY 2.72% 7/1/2023 230,000 230,000 238,750 0.17% ORACLE CORP 3.63% 7/15/2023 250,000 253,415 270,992 0.20% IBM CORP 3.38% 8/1/2023 500,000 492,500 540,194 0.39% SHELL INTERNATIONAL FIN 3.40% 8/12/2023 250,000 252,275 269,842 0.20% GILEAD SCIENCES INC 2.50% 9/1/2023 260,000 249,886 273,483 0.20% PROV ST JOSEPH HEALTH OBL 4.38% 10/1/2023 315,000 315,000 346,337 0.25% PRES & FELLOWS OF HARVAR 2.60% 10/1/2023 300,000 300,000 315,049 0.23% TOYOTA MOTOR CREDIT CORP 2.25% 10/18/2023 250,000 235,228 263,035 0.19% COCA-COLA CO 3.20% 11/1/2023 238,000 235,651 258,046 0.19% NATIONAL RURAL UTIL COOP 3.40% 11/15/2023 300,000 297,885 323,579 0.24% ALABAMA POWER CO 3.55% 12/1/2023 250,000 249,873 271,942 0.20% TOYOTA MOTOR CREDIT CORP 3.35% 1/8/2024 400,000 399,358 434,153 0.32% JOHN DEERE CAPITAL CORP 3.45% 1/10/2024 250,000 250,448 272,613 0.20% BP CAP MARKETS AMERICA 3.79% 2/6/2024 500,000 538,075 546,419 0.40% 3M COMPANY 3.25% 2/14/2024 300,000 300,000 326,367 0.24% BOEING CO 2.80% 3/1/2024 250,000 248,917 262,536 0.19% DETROIT EDISON CO 3.65% 3/15/2024 300,000 300,000 326,701 0.24% BANK OF AMERICA CORP 4.00% 4/1/2024 250,000 263,445 277,515 0.20% CATERILLAR FINANCIAL SERVICE 3.30% 6/9/2024 500,000 500,000 546,881 0.40% WALT DISNEY COMPANY 1.75% 8/30/2024 500,000 500,000 521,439 0.38% WELLS FARGO & COMPANY 3.30% 9/9/2024 500,000 500,000 821,409 0.60% AMERICAN HONDA FINANCE 2.15% 9/10/2024 500,000 500,000 529,459 0.38% SHELL INTERNATIONAL FIN 2.00% 11/7/2024 500,000 500,000 526,864 0.38% CATERILLAR FINANCIAL SERVICE 3.25% 12/1/2024 500,000 500,000 553,123 0.40% JP MORGAN CHASE FINANCIAL STEP 2.15% 1/31/2025 1,000,000 1,000,000 997,155 0.72% TOYOTA MOTOR CREDIT CORP 1.80% 2/13/2025 300,000 300,000 314,577 0.23% WESTPAC BANKING CORP 2.35% 2/19/2025 500,000 500,000 536,943 0.39% Total Corporate Securities 19,172,000 19,088,585 20,390,093 14.815'o Municipal Securities Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio MT SAN ANTONIO CCD 1.94% 8/1/2020 400,000 400,000 420,248 0.31% CONNECTICUT-A-TXBL 2.54% 3/15/2021 175,000 175,000 175,714 0.13% CALIFORNIA STATE HIGH SPEED RAIL 2.63% 4/1/2021 500,000 501,060 502,895 0.37% UNIVERSITY OF CALIFORNIA 3.24% 5/15/2021 150,000 152,684 151,620 0.11% UNIVERSITY OF CALIFORNIA CA REVENUES 1.79% 5/15/2021 250,000 244,733 251,395 0.18% BURBANK-GLENDALE-PASADENA AIPORT AUTHORITY 4.13% 7/1/2021 90,000 94,323 91,077 0.07% MT DIABLO SD -REF -B 5.00% 7/1/2021 600,000 600,000 614,244 0.45% LA MIRADA CA REDEVELOPMENT 2.91% 8/15/2021 250,000 253,195 252,425 0.18% YUBA LEVEE FINANCING AUTHORITY 2.86% 9/1/2021 250,000 252,980 253,165 0.18% SAN DIEGO CA REDEVELOPMENT AGENCY 2.25% 9/1/2021 250,000 246,163 252,898 0.18% ROSEVILLE FINANCE AUTHORITY - ELECTRIC SYSTEM 2.41% 2/1/2022 250,000 246,915 255,440 0.19% POMONA REDEV AGY-REF 3.55% 2/1/2022 275,000 283,441 283,019 0.21% CA ST-TXBL 6.65% 3/1/2022 640,000 716,619 666,387 0.48% STATE OF MARYLAND 2.65% 3/15/2022 300,000 300,480 308,772 0.22% CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 2.46% 4/1/2022 250,000 246,270 255,288 0.19% CALIFORNIA ST-A-TXBL 2.37% 4/1/2022 500,000 502,362 512,590 0.37% SACRAMENTO CA PUBLIC 3.79% 4/1/2022 175,000 175,000 181,711 0.13% CALIFORNIA STATE DEPT OF WATER RESOURCES 2.00% 5/1/2022 300,000 291,678 306,927 0.22% UNIV OF CALIFORNIA -BC 2.61% 5/15/2022 250,000 250,000 257,795 0.19% FAIRFIELD-REF-TXBL 3.25% 6/1/2022 150,000 150,000 155,768 0.11% TULARE COUNTY CA PENSION OBLIGATION 3.20% 6/1/2022 250,000 250,245 258,965 0.19% ARKANSAS ST AMENDMENT 82 2.84% 7/1/2022 100,000 100,499 104,004 0.08% ADELANTO PUBLIC UTILITIES 3.50% 7/1/2022 240,000 246,936 248,657 0.18% ORANGE COUNTY CA WATER DIST 1.83% 8/15/2022 125,000 125,000 127,856 0.09% CITY OF LODI SUMMARY OF CASH AND INVESTED FUNDS FOR THE QUARTER ENDED DECEMBER 31, 2020 TYPE OF INVESTMENT Interest Rate Maturity Date Par Value Cost Market Value %of Portfolio Municipal Securities Cont'd OCEANSIDE CA PENSION OBLIGATION 3.84% VISTA CA REDEVELOPMENT 3.00% SAN BERNARDINO COUNTY REDEVELOPMENT 3.25% SAN LEANDRO CA REDEVELOPMENT AGENCY 3.21% SAN FRANCISCO CITY & COUNTY CA 2.40% CALIFORNIA DEPARTMENT OF WATER RESOURCES 2.52% CARSON CA REDEVELOPMENT 3.00% CALIFORNIA HOUSING FINANCE AGENCY 2.88% GEORGIA ST GENERAL OBLIGATION 2.23% FRESNO FING-B REF 3.187. OHIO5TTHIRD FRONTIER RESEARCH 2,11% RIVERSIDE CA PENSION OBLIGATION 2.63% SAN DIEGOTOBACCO SETTLEMENT 3.44% INDUSTRY-REF-TXBL 3.00% SOLANO COMMUNITY COLLEGE DT 2.06% CALIFORNIA VARIOUS PURPOSE 3.50% V15TA REDEV AGENCY-TXBL 3.00% CENTRAL CONTRA COSTA SANITATION DISTRICT 3.1255 CALIFORNIA STATE MUNI TAX 2.25% OAKLAND PENSION-TXBL 4.35% RIVERSIDE CA UNIFIED SCHOOL DIST 1.98% CORTE MADERA-TXBL-REF 2.75% TULARE COUNTY BRD ED-"TXBL 2.31% CHAFFEY COMMUNITY COLLEGE DT 1.72% RIVERSIDF CO PUB FIN 1.92% LOMPOC VALLEY MED-TXBL 2.07% SAN FRANCISCO CITY 3.76% TAMALPAIS UN HSD-TXBL 2,02% TENNESSEE-C-REF-TXBL 1.97% CONTRA COSTA CA COMNTY 1.77% MINNESOTA ST-C-TXBL 3.00% SOLANO COMMUNITY COLLEGE DT 2.16% SAN FRANCISCO REDEV-C 3.13% ORANGE COUNTY CA WATER DIST 1.94% W SACRAMENTO AREA 2.07% ESCONDIDO JT POWERS 2.19% CARM ICHAEL WATER DIST 2.17% INDIO PUB FIN-B-TXBL 3.35% VENTURA COUNTY CA PUBLIC 1.22% SEMITROPIC IMP DIST-A 2.36% CON EDISON CO OF NY INC 3.30% CALIFORNIA-TXBL 3.38% Total Municipal Securities 9/1/2023 INVESTMENTS SUBTOTAL NOT INCLUDING CASH & EQUIVALENTS TOTAL ALL INVESTMENTS INCLUDING CASH & EQUIVALENTS * End of month bank balances are reflected on this report. ** Investments purchased during this reporting period. 8/15/2022 200,000 209,604 210,856 0.15% 9/1/2022 120,000 120,960 124,123 0.09% 9/1/2022 160,000 161,840 166,315 0.12% 9/1/2022 260,000 260,887 271,365 0.20% 11/1/2022 445,000 437,052 462,003 034% 12/1/2022 75,000 75,000 78,295 0.06% 2/1/2023 80,000 81,000 83,272 0.06% 2/1/2023 200,000 443,770 468,293 0.34% 2/1/2023 310,000 299,559 322,217 0.23% 4/1/2023 285,000 282,230 296,688 0.22% 5/1/2023 250,000 240,273 250,243 0.19% 6/1/2023 250,000 243,888 260,300 0.19% 6/1/2023 500,000 500,745 525,560 0.38% 7/1/2023 500,000 506,070 500,905 0.36% 8/1/2023 145,000 145,000 149,749 0.11% 8/1/2023 305,000 310,481 328,747 0.24% 9/1/2023 290,000 290,000 305,393 0.22% 9/1/2023 475,000 417,283 443,984 0.32% 10/1/2023 250,000 239,738 262,908 0.19% 12/15/2023 400,000 400,000 442,288 0.32% 2/1/2024 400,000 400,000 414,644 0.30% 5/1/2024 150,000 150,357 156,554 0111% 5/1/2024 235,000 235,000 240,703 0.17% 6/1/2024 480,000 480,000 497,136 0.36% 7/1/2024 300,000 300,000 306,504 0.22% 7/1/2024 110,000 110,000 114,958 0.08% 8/1/2024 250,000 250,000 276,303 0.20% 8/1/2024 150,000 150,000 157,476 0.11% 8/1/2024 170,000 170,000 178,638 0.13% 8/1/2024 250,000 25D,000 260,010 0.19% 8/1/2024 215,000 215,000 235,543 0.17% 8/1/2024 300,000 300,000 315,282 0.23% 8/1/2024 500,000 500,000 533,945 0.39% 8/15/2024 200,000 200,000 209,378 0.15% 9/1/2024 150,000 150,000 157,002 0.11% 9/1/2024 380,000 380,000 399,410 0.29% 11/1/2024 1,295,000 1,295,000 1,366,316 0.99% 11/1/2024 180,000 180,000 185,407 0.13% 11/1/2024 100,000 100,000 102,083 0.07% 12/1/2024 140,000 140,000 148,183 0.11% 12/1/2024 310,000 310,000 338,969 0.25% 4/1/2025 315,000 315,000 351,943 0.26% 18,740, 000 19, 051, 316 19,798,749 14.38% 60,561,995 60,456,512 63,483,559 46.12% 134,635 911 137,662,958 100.00% CERTIFICATION I certify this report accurately reflects all city pooled investments and is in conformity with state law and the investment policy statement adopted by the City Council on February 5, 2020. The investment program herein shown provides sufficient cash liquidity to meet the next six months estimated expenditures. A copy of this report is available in the City Clerk's Office or online at http://www.lodi.gov/finance/revenue.htmi. Ofrvj;� Xan�Qfi Andrew Keys, Treasurer/Director of Finance Susan Bjork, Budget Manager Jan 27, 2021 Review Date Jan 27, 2021 Review Date IRS Section 115 Retirement Benefit Trust Funds Public Agency Retirement Services - Pension Stabilization Fund Balanced Strategy Mutual Fund Total Pension Stabilization Fund CalPERS - California Employer's Retiree Benefit Trust (CERBT) CERBT Strategy 2 Total CERBT Total Section 115 Retirement Benefit Trust Funds Restricted Cash Accounts PCE/TCE Central Plume Remediation Fund Farmers & Merchants Bank Money Market Total PCE/TCE Central Plume Account Total Restriction Cash Accounts Market Value $ 18,946,524 $ 18,946,524 $ 2,259,399 $ 2,259,399 $ 21,205,923 Market Value $ 1,590,246 $ 1,590,246 $ 1,590,246