HomeMy WebLinkAboutAgenda Report - March 6, 2019 C-04TM
CITY OF LODI
COUNCIL COMMUNICATION
AGENDA ITEM
C-4
AGENDA TITLE: Accept Quarterly Investment Report as Required by the City of Lodi Investment
Policy
MEETING DATE: March 6, 2019
PREPARED BY: Deputy City Manager
RECOMMENDED ACTION: Accept quarterly investment report as required by the City of Lodi
Investment Policy.
BACKGROUND INFORMATION: Government Code Section 53646 prescribes suggested investment
reporting requirements for California public agencies. The City
Council adopted Resolution 2018-33 on March 7, 2018, requiring
the Treasurer to submit a quarterly investment report in accordance with Section 53646. The attached
Treasurer's Report for the quarter ending December 31, 2018, is in compliance with the State's reporting
recommendations and the City of Lodi's Investment Policy and Internal Control Guidelines.
The investment report, investment policy and historical investment reports can be accessed on the City
website by following this link: http://www.lodi.gov/Archive.aspx?AMID=42
FISCAL IMPACT: Not applicable.
FUNDING AVAILABLE: As per attached report.
VV►�d�I�r.,r
Andrew Keys
Treasurer
APPROVED:
Stephen Sc
auer, City Manager
TYPE OF INVESTMENT
Cash and Equivalents
Farmers & Merchants Bank Main *
Farmers & Merchants Bank Payroll *
Local Agency Investment Fund
Farmer's & Merchants Bank Money Market *
Wells Fargo Bank Money Market *
Total Demand Deposit Accounts
Bond Mutual Fund
CAL TRUST Medium Term Fund
Total Bond Mutual Funds
Local Bank Certificates of Deposit
Farmers & Merchants Bank
BBVA Compass
Total Local Bank Certificates of Deposit
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED DECEMBER 31, 2018
Interest Rate Maturity Date Par Value Cost
Market Value % of Portfolio
Negotiable Certificates of Deposit
MORGAN STANLEY BANK NA
MORGAN STANLEY PRIVATE BANK
WEX BANK INTEREST BEARING
PACIFIC CITY BANK INTEREST
MARQUIS BANK INTEREST BEARING
BRIDGEWATER BANK BLOOMINGTON MINNESOTA
BELMONTSAVINGS BANK INTEREST
TIAA FSB INTEREST BEARING
ALLY BANK INTEREST BANKING
BERKSHIRE BANK PITTSFIELD
NEBRASKALAND NATIONAL BANK
MB FINANCIAL BANK NA
MERRICK BANK
DISCOVER BANK
THIRD FEDERAL SAVINGS & LOAN CLEVELAND
BMW BANK NORTH AMERICA
ENERBANK USA
BMO HARRIS BANK NATIONAL ASSN
HORIZON BANK NATION ASSN
CAPITAL ONE BANK USA NA
CAPITAL ONE NA
GOLDMAN SACHS BANK USA
WELLS FARGO BANK NA
JP MORGAN CHASE BANK NA
AMERICAN EXPRESS BANK FSB
SYNCHRONY BANK
SALLIE MAE BANK/SALT LAKE CITY, UTAH
STATE BANK OF INDIA
BANK UNITED NA
MEDALLION BANK UTAH
STIFEL BANK AND TRUST
CITIBANK NA
INDUSTRIAL & COM BK CHNA
COMENITY CAPITAL BANK
ANCHOR D BANK
UBS BANK **
BARCLAYS BANK/DELAWARE **
HSBC BANK **
BANK OF BARODA **
COMMUNITY FINLSVCS BANK **
Total Negotiable Certificates of Deposit
Agency Securities
FEDERAL HOME LOAN BANK
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL HOME LOAN BANK
Due on Demand 3,779,132
Due on Demand 24,364
Due on Demand 15,638,966
Due on Demand 9,170,962
Due on Demand 60,043
3,779,132
24,364
15,638,966
9,170,962
60,043
28,673,467 28,673,467
3.60%
0.02%
14.90%
8.74%
0.06%
27.33%
Interest Rate Maturity. Date Par Value Cost Market Value % of Portfolio
Due on Demand 9,801,066 9,801,065 9.34%
9,801,066 9,801,066
9.34%
Interest Rate Maturity Date Par Value Cost
1.00% 11/7/2019 2,020,278 2,020,278
2.50% 3/13/2021 249,995 249,995
2,270,273 2,270,273
Market Value
2,020,278
249,995
2,270,273
% of Portfolio
1.93%
0.24%
2.16%
Interest Rate Maturity Date Par Value Cost
1.80% 11/22/2019
1.75% 11/22/2019
1.75% 11/22/2019
1.70% 11/25/2019
1.70% 11/29/2019
2.20% 8/17/2020
1.95% 11/23/2020
1.95% 11/23/2020
2.05% 11/24/2020
1.85% 11/24/2020
1.85% 11/27/2020
2.00% 11/17/2021
2.10% 11/17/2021
2.15% 11/22/2021
2.10% 11/24/2021
2.20% 11/29/2021
2.55% 1/18/2022
2.80% 4/13/2022
2.85% 5/4/2022
2.40% 11/22/2022
2.40% 11/22/2022
2.40% 11/22/2022
2.40% 11/22/2022
2.30% 11/30/2022
2.50% 12/5/2022
2.60% 1/19/2023
2.65% 1/24/2023
2.70% 2/16/2023
2.90% 3/29/2023
2.90% 4/10/2023
2.95% 5/15/2023
3.25% 6/6/2023
3.30% 6/30/2023
3.30% 7/16/2023
3.20% 9/21/2023
3.35% 10/5/2023
3.35% 10/10/2023
3.50% 10/31/2023
3.55% 11/30/2023
3.55% 12/14/2023
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
10,000,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
246,699
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
9,996,699
Market Value
248,067
247,957
247,957
247,810
247,766
247,074
245,049
245,076
245,523
244,607
244,542
241,810
242,497
242,835
242,473
243,115
245,127
246,310
246,509
240,733
240,733
240,733
238,692
239,736
239,322
241,960
242,388
242,673
244,265
244,212
244,438
247,375
247,755
247,675
246,285
247,797
247,777
249,362
249,752
249,751
9,795,515
% of Portfolio
0.24%
0.24%
0.24%
0.24%
0.24%
0.24%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.2396
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.23%
0.24%
0.24%
0.24%
0.23%
0.24%
0.24%
0.24%
0.24%
0.24%
9.34%
Interest Rate Maturity Date Par Value Cost
Market Value % of Portfolio
1.38% 3/18/2019 500,000 496,996 498,867 0.48%
1.45% 6/3/2019 500,000 496,507 497,769 0.47%
0.88% 8/5/2019 500,000 491,629 494,884 0.47%
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED DECEMBER 31, 2018
TYPE OF INVESTMENT
AK ncy Semdrit6ls Isontlnued]
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL NATIONAL MORTGAGE ASSOCIATION
TENNESSEE VALLEY AUTHORITY
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL AGRICULTURE MORTGAGE CORPORATION
FEDERAL HOME LOAN BANK
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN MORTGAGE CORPORATION STEP
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN BANK
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN MORTGAGE CORPORATION STEP
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL AGRICULTURE MORTGAGE CORPORATION
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN BANK **
FEDERAL HOME LOAN MORTGAGE CORPORATION **
Total Agency Securities
LIS.Ireasury Notes
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY **
UNITED STATES TREASURY **
UNITED STATES TREASURY **
UNITED STATES TREASURY **
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
Interest Rate Maturity Date Par Value Cost
Market Value % of Portfolio
1.50% 12/30/2019
2.05% 1/30/2020
1.50% 2/28/2020
2.25% 3/15/2020
2.50% 4/27/2020
2.55% 5/15/2020
1.55% 7/27/2020
2.84% 9/17/2020
1.50% 10/22/2020
1.70% 11/13/2020
5.25% 12/11/2020
2.15% 1/26/2021
2.35% 2/22/2021
2.38% 3/12/2021
1.75% 4/9/2021
1.25% 5/6/2021
1.50% 6/30/2021
1.02% 7/27/2021
2.30% 7/30/2021
1.25% 8/17/2021
2.00% 9/28/2021
1.38% 10/7/2021
2.63% 12/10/2021
2.00% 1/5/2022
2.00% 2/28/2022
2.63% 3/11/2022
1.65% 4/19/2022
2.62% 5/27/2022
1.88% 6/1/2022
1.75% 7/5/2022
2.00% 8/26/2022
3.13% 9/9/2022
2.25% 10/27/2022
2.45% 12/29/2022
2.38% 1/19/2023
2.00% 1/30/2023
2.70% 2/23/2023
2.65% 3/8/2023
2.70% 4/11/2023
2.85% 5/8/2023
2.50% 6/28/2023
2.90% 7/24/2023
3.24% 8/14/2023
3.00% 9/26/2023
3.50% 11/21/2023
3.60% 11/28/2023
500,000 495,085 494,116 0.47%
250,000 247,902 248,760 0.24%
500,000 494,585 494,309 0.47%
250,000 248,441 249,151 0.24%
250,000 249,526 249,861 0.24%
250,000 249,734 250,036 0.24%
500,000 492,355 492,097 0.47%
250,000 251,200 250,975 0.24%
205,000 199,527 200,908 0.19%
250,000 244,468 245,417 0.23%
250,000 266,094 262,527 0.25%
500,000 498,625 496,105 0.47%
250,000 247,195 249,485 0.24%
250,000 247,737 248,983 0.24%
250,000 242,978 245,215 0.23%
250,000 240,040 242,757 0.23%
250,000 242,625 243,795 0.23%
250,000 246,750 247,231 0.24%
250,000 249,125 248,347 0.24%
250,000 238,514 242,094 0.23%
250,000 244,105 246,703 0.24%
250,000 238,923 242,484 0.23%
250,000 248,755 250,678 0.24%
250,000 243,235 246,301 0.23%
230,000 221,548 226,041 0.22%
250,000 248,853 250,282 0.24%
500,000 481,125 484,908 0.46%
250,000 249,465 250,200 0.24%
250,000 242,059 243,673 0.23%
250,000 238,208 242,396 0.23%
250,000 242,734 245,019 0.23%
250,000 254,254 254,064 0.24%
250,000 246,063 246,518 0.23%
500,000 494,125 496,653 0.47%
250,000 246,300 248,129 0.24%
250,000 249,375 249,719 0.24%
250,000 248,000 249,403 0.24%
250,000 249,325 249,577 0.24%
250,000 249,500 249,811 0.24%
250,000 250,174 251,905 0.24%
250,000 249,750 250,104 0.24%
250,000 249,160 252,696 0.24%
250,000 250,000 250,445 0.24%
250,000 250,000 250,202 0.24%
350,000 360,000 351,260 0.33%
250,000 250,000 250,180 0.24%
14,535,000 14,372,667 14,423,032 13.75%
Interest Rate Maturity Date Par Value Cost
0.75% 2/15/2019 500,000
1.63% 4/30/2019 500,000
1.25% 5/31/2019 500,000
1.38% 7/31/2019 500,000
1.75% 9/30/2019 500,000
1.38% 4/30/2020 500,000
1.63% 6/30/2020 500,000
2.63% 7/31/2020 250,000
2.63% 8/31/2020 250,000
2.63% 11/15/2020 250,000
2.38% 12/31/2020 250,000
1.38% 1/31/2021 250,000
1.13% 2/28/2021 250,000
1.25% 3/31/2021 250,000
2
Market Value % of Portfolio
494,071 499,030 0.48%
497,934 498,594 0.48%
495,276 497,441 0.47%
495,315 496,582 0.47%
497,480 496,797 0.47%
491,523 492,305 0.47%
493,607 493,242 0.47%
249,029 250,303 0.24%
248,942 250,332 0.24%
248,868 250,459 0.24%
247,420 249,443 0.24%
241,844 244,268 0.23%
239,815 242,783 0.23%
240,368 243,359 0.23%
TYPE OF INVESTMENT
US Treasury Notes (continued)
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
Total US Treasury Notes
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED DECEMBER 31, 2018
Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
Corporate Securities
TOYOTA MOTOR CREDIT CORPORATION
PEPSICO INC
GENERAL ELECTRIC CO
MERCK & COMPANY INC
CHEVRON CORP
NEVADA POWER COMPANY
IBM CORP
CITIBANK NA **
CISCO SYSTEMS INC
TARGET CORPORATION
AUTOMATIC DATA PROCESSING
BANK OF AMERICA CORP
COCA-COLA COMPANY
WELLS FARGO & COMPANY
WELLS FARGO BANK NA
MICROSOFT CORP
CISCO SYSTEMS INC
EXXON MOBIL CORPORATION
BERKSHIRE HATHAWAY INC
PNC BANK NA
COSTCO WHOLESALE CORP
ALPHABET INC
TOTAL CAPITAL INTERNATIONAL SA
AMERICAN HONDA FINANCE
WELLS FARGO BANK NA **
APPLE INC
MIZUHO FINANCIAL CORPORATION
BOEING COMPANY
PFIZER INC
TOYOTA MOTOR CREDIT CORP
PACIFICORP
JOHNSON & JOHNSON
TD AMERITRADE HOLDING COMPANY
ORACLE CORP
UNITED PARCEL SERVICE
1.38% 4/30/2021 250,000 240,904 243,828 0.23%
1.38% 5/31/2021 250,000 240,547 243,574 0.23%
1.13% 6/30/2021 250,000 238,335 241,963 0.23%
1.13% 7/31/2021 250,000 237,921 241,553 0.23%
2.00% 8/31/2021 250,000 244,513 246,895 0.24%
1.13% 9/30/2021 250,000 237,186 241,123 0.23%
2.00% 10/31/2021 250,000 244,134 246,787 0.24%
2.00% 12/31/2021 400,000 394,512 394,531 0.38%
1.50% 1/31/2022 250,000 240,139 242,861 0.23%
1.88% 2/28/2022 250,000 243,370 245,459 0.23%
1.88% 3/31/2022 250,000 243,143 245,313 0.23%
1.75% 5/31/2022 250,000 242,223 244,063 0.23%
1.75% 6/30/2022 250,000 242,065 243,945 0.23%
1.88% 7/31/2022 250,000 243,028 244,814 0.23%
1.63% 8/31/2022 250,000 240,313 242,500 0.23%
1.88% 9/30/2022 250,000 242,668 244,561 0.23%
2.00% 10/31/2022 250,000 243,745 245,566 0.23%
2.00% 11/30/2022 250,000 243,603 245,449 0.23%
2.13% 12/31/2022 250,000 244,688 246,475 0.23%
1.50% 2/28/2023 250,000 237,063 240,186 0.23%
1.50% 3/31/2023 250,000 236,790 239,980 0.23%
1.63% 4/30/2023 250,000 238,225 241,064 0.23%
1.63% 5/31/2023 250,000 236,525 240,850 0.23%
2.63% 6/30/2023 250,000 247,329 251,299 0.24%
1.25% 7/31/2023 250,000 231,621 236,436 0.23%
11,650,000 11,356,077 11,446,013 10.91%.
Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
2.10% 1/17/2019 500,000 501,165 499,763 0.48%
1.35% 10/4/2019 500,000 494,006 494,023 0.47%
2.20% 1/9/2020 500,000 499,181 492,719 0.47%
1.85% 2/10/2020 300,000 296,400 297,314 0.28%
1.96% 3/3/2020 500,000 498,091 494,980 0.47%
2.75% 4/15/2020 250,000 249,765 249,434 0.24%
1.63% 5/15/2020 500,000 494,010 490,124 0.47%
2.10% 6/12/2020 750,000 737,700 737,585 0.70%
2.45% 6/15/2020 250,000 248,618 248,673 0.24%
3.88% 7/15/2020 250,000 256,310 253,753 0.24%
2.25% 9/15/2020 300,000 297,516 298,356 0.28%
2.63% 10/19/2020 500,000 503,172 494,759 0.47%
2.45% 11/1/2020 250,000 248,290 248,411 0.24%
2.55% 12/7/2020 200,000 199,591 197,182 0.19%
2.60% 1/15/2021 250,000 246,540 246,895 0.24%
4.00% 2/8/2021 100,000 104,600 102,760 0.10%
2.20% 2/28/2021 150,000 147,659 148,012 0.14%
2.22% 3/1/2021 150,000 147,915 147,840 0.14%
2.20% 3/15/2021 100,000 99,297 98,688 0.09%
2.15% 4/29/2021 500,000 495,965 488,035 0.47%
2.15% 5/18/2021 100,000 99,008 98,337 0.09%
3.63% 5/19/2021 100,000 104,000 102,010 0.10%
2.75% 6/19/2021 250,000 248,075 248,180 0.24%
1.65% 7/12/2021 250,000 239,433 240,844 0.23%
3.33% 7/23/2021 750,000 748,343 749,269 0.71%
1.55% 8/4/2021 500,000 485,396 484,797 0.46%
2.27% 9/13/2021 250,000 240,903 242,061 0.23%
2.35% 10/30/2021 250,000 245,363 246,177 0.23%
2.20% 12/15/2021 200,000 198,284 196,611 0.19%
2.60% 1/11/2022 250,000 246,665 246,021 0.23%
2.95% 2/1/2022 250,000 249,816 247,352 0.24%
2.25% 3/3/2022 250,000 245,167 243,867 0.23%
2.95% 4/1/2022 250,000 247,243 247,318 0.24%
2.50% 5/15/2022 100,000 99,204 97,853 0.09%
2.35% 5/16/2022 100,000 98,749 97,566 0.09%
3
TYPE OF INVESTMENT
Corporate Securities (continued)
DEERE & COMPANY
3M COMPANY
TOYOTA MOTOR CREDIT CORPORATION
PROCTER & GAMBLE COMPANY
MERCK & CO INC
JPMORGAN CHASE & CO
GENERAL ELECTRIC CO
MICROSOFT CORP
AUSTRALIA & NEW ZEALAND BANKING GROUP NY
VISA INC
JPMORGAN CHASE & CO
BANK OF NEW YORK MELLON CORP
WELLS FARGO & COMPANY
UNITED HEALTH GROUP INC
EXXON MOBIL CORPORATION
WALMART INC
APPLE INC
SOUTHERN CALIFORNIA EDISON
CHEVRON CORPORATION
ORACLE CORP
IBM CORP **
SHELL INTERNATIONAL FIN
GILEAD SCIENCES INC
TOYOTA MOTOR CREDIT CORP **
COCA-COLA CO **
NATIONAL RURAL UTIL COOP **
ALABAMA POWER CO **
Total Corporate Securities
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED DECEMBER 31, 2018
Interest Rate Maturity Date Par Value Cost
Market Value % of Portfolio
Municipal Securitjee
OREGON ST DEPT OF ADMINISTRATIVE SERVICES
CALIFORNIA STATE TAXABLE -VARIOUS
UNIVERSITY OF CALIFORNIA CA REVENUES
UTAH ST BUILD AMERICA
SANTA MONICA CA COMMUNITY COLLEGE DISTRICT
CAMPBELL CA UNION HIGH SCHOOL DISTRICT
LOS ANGELES CA MUNICIPAL IMPT CORPL
SAN RAMON CA REDEVELOPMENT AGENCY
CONNECTICUT GENERAL OBLIGATION
POMONA CA REVENUE WATER FACILITIES PROJECT
ALAMEDA COUNTY CA JOINT POWERS AUTHORITY
LANCASTER CA REDEVELOPMENT AGENCY
CONNECTICUT ST GENERAL OBLIGATION
OAKLEY CA REDEVELOPMENT AGENCY
SCOTTS VALLEY CA REDEVELOPMENT AGENCY
SANTA FE SPRINGS CA COMMUNITY DEVELOPMENT
PALM DESERT CA REDEVELOPMENT AGENCY
TEXAS ST PUBLIC FINANCE AUTHORITY
CALIFORNIA STATE HIGH SPEED RAIL
UNIVERSITY OF CALIFORNIA
UNIVERSITY OF CALIFORNIA CA REVENUES
BURBANK-GLENDALE-PASADENA AIPORT AUTHORITY
LA MIRADA CA REDEVELOPMENT
YUBA LEVEE FINANCING AUTHORITY
SAN DIEGO CA REDEVELOPMENT AGENCY
ROSEVILLE FINANCE AUTHORITY - ELECTRIC SYSTEM
STATE OF MARYLAND
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY
CALIFORNIA STATE DEPT OF WATER RESOURCES
TULARE COUNTY CA PENSION OBLIGATION
ADELANTO PUBLIC UTILITIES
ARKANSAS ST AMENDMENT 82
OCEANSIDE CA PENSION OBLIGATION
2.60% 6/8/2022 100,000 99,153 97,871 0.09%
2.00% 6/26/2022 150,000 144,485 144,996 0.14%
2.80% 7/13/2022 250,000 246,950 246,704 0.24%
2.15% 8/11/2022 250,000 243,146 242,835 0.23%
2.40% 9/15/2022 100,000 98,701 97,738 0.09%
3.25% 9/23/2022 100,000 101,377 99,206 0.09%
2.70% 10/9/2022 250,000 242,535 231,982 0.22%
2.65% 11/3/2022 250,000 247,580 247,931 0.24%
2.63% 11/9/2022 250,000 243,450 242,779 0.23%
2.80% 12/14/2022 250,000 247,518 246,864 0.24%
2.97% 1/15/2023 150,000 147,503 146,247 0.14%
2.95% 1/29/2023 100,000 100,069 98,426 0.09%
3.45% 2/13/2023 150,000 152,147 146,853 0.14%
2.75% 2/15/2023 100,000 99,143 97,849 0.09%
2.73% 3/1/2023 250,000 247,040 245,846 0.23%
2.55% 4/11/2023 250,000 244,525 243,733 0.23%
2.40% 5/3/2023 250,000 240,887 241,733 0.23%
3.40% 6/1/2023 254,000 252,849 252,543 0.24%
3.19% 6/24/2023 250,000 249,295 249,608 0.24%
3.63% 7/15/2023 250,000 253,415 253,384 0.24%
3.38% 8/1/2023 500,000 492,500 494,539 0.47%
3.40% 8/12/2023 250,000 252,275 252,107 0.24%
2.50% 9/1/2023 260,000 249,886 250,820 0.24%
2.25% 10/18/2023 250,000 235,228 236,709 0.23%
3.20% 11/1/2023 238,000 235,651 238,740 0.23%
3.40% 11/15/2023 300,000 297,885 303,122 0.29%
3.55% 12/1/2023 250,000 249,873 252,459 0.24%
Interest Rate
1.60%
2.25%
1.80%
3.19%
1.63%
1.50%
2.34%
2.75%
2.29%
2.01%
2.60%
2.39%
2.50%
2.85%
2.25%
1.63%
2.25%
3.53%
2.63%
3.24%
1.79%
4.13%
2.91%
2.86%
2.25%
2.41%
2.65%
2.46%
2.00%
3.20%
3.50%
2.84%
3.84%
16,652,000
16, 476, 501 16,421,194 15.65%
Maturity Date Par Value Cost
4/1/2019
5/1/2019
7/1/2019
7/1/2019
8/1/2019
8/1/2019
11/1/2019
2/1/2020
3/15/2020
5/1/2020
6/1/2020
8/1/2020
8/1/2020
9/1/2020
9/1/2020
9/1/2020
10/1/2020
10/1/2020
4/1/2021
5/15/2021
5/15/2021
7/1/2021
8/15/2021
9/1/2021
9/1/2021
2/1/2022
3/15/2022
4/1/2022
5/1/2022
6/1/2022
7/1/2022
7/1/2022
8/15/2022
4
250,000
245,000
100,000
100,000
230,000
155,000
260,000
105,000
500,000
150,000
550,000
235,000
265,000
145,000
150,000
235,000
250,000
350,000
500,000
150,000
250,000
90,000
250,000
250,000
250,000
250,000
300,000
250,000
300,000
250,000
240,000
100,000
200,000
Market Value % of Portfolio
248,723 249,385 0.24%
245,348 244,581 0.23%
99,503 99,556 0.09%
100,917 100,284 0.10%
228,316 228,569 0.22%
153,402 153,769 0.15%
259,093 258,838 0.25%
104,941 104,723 0.10%
493,235 493,560 0.47%
148,584 148,068 0.14%
550,506 547,278 0.52%
236,203 232,551 0.22%
262,448 262,080 0.25%
147,120 144,537 0.14%
150,111 148,220 0.14%
228,133 229,290 0.22%
247,823 247,448 0.24%
358,351 355,576 0.34%
501,060 497,670 0.47%
152,684 152,001 0.14%
244,733 244,913 0.23%
94,323 92,034 0.09%
253,195 249,300 0.24%
252,980 249,958 0.24%
246,163 247,025 0.24%
246,915 247,295 0.24%
300,480 297,534 0.28%
246,270 244,835 0.23%
291,678 291,378 0.28%
250,245 252,048 0.24%
246,936 244,474 0.23%
100,499 100,299 0.10%
209,604 206,838 0.20%
TYPE OF INVESTMENT
lylunicioal Securities (continued)
SAN BERNARDINO COUNTY REDEVELOPMENT
VISTA CA REDEVELOPMENT
SAN LEANDRO CA REDEVELOPMENT AGENCY
SAN FRANCISCO CITY & COUNTY CA
CALIFORNIA DEPARTMENT OF WATER RESOURCES
CALIFORNIA HOUSING FINANCE AGENCY ***
CARSON CA REDEVELOPMENT
GEORGIA ST GENERAL OBLIGATION
FRESNO FING-B REF **
OHIO ST THIRD FRONTIER RESEARCH
RIVERSIDE CA PENSION OBLIGATION
SAN DIEGO TOBACCO SETTLEMENT
CALIFORNIA VARIOUS PURPOSE
RANCHO WATER **
CENTRAL CONTRA COSTA SANITATION DISTRICT
CALIFORNIA STATE MUNI TAX **
Total Municipal Securities
INVESTMENTS SUBTOTAL NOT INCLUDING CASH &
EQUIVALENTS
TOTAL ALL INVESTMENTS INCLUDING CASH &
EQUIVALENTS
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED DECEMBER 31, 2018
Interest Rate Maturity Date Par Value Cost
Market Value % of Portfolio
* End of month bank balances are reflected on this report.
** Investments purchased during this reporting period.
*** Additional investment of $243,770 purchased 12/4/18
3.25% 9/1/2022 160,000 161,840 159,570 0.15%
3.00% 9/1/2022 120,000 120,960 121,254 0.12%
3.21% 9/1/2022 260,000 260,887 263,700 0.25%
2.40% 11/1/2022 445,000 437,052 436,336 0.42%
2.52% 12/1/2022 275,000 272,212 74,516 0.07%
2.88% 2/1/2023 200,000 443,770 444,740 0.42%
3.00% 2/1/2023 80,000 81,000 79,161 0.08%
2.23% 2/1/2023 310,000 299,559 303,744 0.29%
3.18% 4/1/2023 285,000 282,230 282,529 0.27%
2.11% 5/1/2023 250,000 240,273 242,093 0.23%
2.63% 6/1/2023 250,000 243,888 245,900 0.23%
3.44% 6/1/2023 500,000 500,745 501,010 0.48%
3.50% 8/1/2023 305,000 310,481 310,316 0.30%
2.10% 8/1/2023 110,000 104,150 106,123 0.10%
3.12% 9/1/2023 415,000 417,283 421,814 0.40%
2.25% 10/1/2023 250,000 239,738 243,338 0.23%
12,120,000 12,316,585 12,102,053 11.53%
67,227,273 66,788,804 66,458,079 63.33%
105, 263, 337 104,932,612 100.00%
CERTIFICATION
I certify this report accurately reflects all city pooled investments and is in conformity with state law and the investment policy statement adopter
by the City Council on March 7, 2018. The investment program herein shown provides sufficient cash liquidity to meet the next six months
estimated expenditures. A copy of this report is available in the City Clerk's Office or online at http.//www.lodi.gov/finance/revenue.html.
Andres, Tr/Dir r of Finance
.Fe 6A,„( asp X01
Review Date
5
L,CCGin
usan Bjork, Budget Manag
Review Date
IRS Section 115 Retirement Benefit Trust Funds Market Value
Public Agency Retirement Services - Pension Stabilization Fund
Balanced Strategy Mutual Fund $ 10,685,927
Total Pension Stabilization Fund $ 10,685,927
CarPERS - California Employer's Retiree Benefit Trust ICERBT)
CERBT Strategy 2 $
Total CERBT $
Total Section 115 Retirement Benefit Trust Funds
1,089,953
1,089,953
$ 11,775,880
Restricted Cash Accounts Market Value
PCE/TCE Central Plume Remediation Fund
Farmers & Merchants Bank Money Market $
Total PCE/TCE Central Plume Account $
2,187,478
2,187,478
Total Restriction Cash Accounts $ 2,187,478