HomeMy WebLinkAboutAgenda Report - November 7, 2018 C-04TM
CITY OF LODI
COUNCIL COMMUNICATION
AGENDA ITEM
C-4
AGENDA TITLE: Accept the Quarterly Investment Report as Required by the City of Lodi Investment
Policy
MEETING DATE: November 7, 2018
PREPARED BY: Deputy City Manager
RECOMMENDED ACTION: Accept the quarterly investment report as required by the City of Lodi
Investment Policy.
BACKGROUND INFORMATION: Government Code Section 53646 prescribes suggested investment
reporting requirements for California public agencies. The City
Council adopted Resolution 2018-33 on March 7, 2018, requiring
the Treasurer to submit a quarterly investment reporting in accordance with Section 53646. The attached
Treasurer's Report for the quarter ending September 30, 2018 is in compliance with the State's reporting
recommendations and the City of Lodi's Investment Policy and Internal Control Guidelines.
The investment report, investment policy and historical investment reports can be accessed on the City
website by following this link: http://www.lodi.gov/finance/revenue.html.
FISCAL IMPACT: Not applicable.
FUNDING AVAILABLE: As per attached report.
0/1440,J
Andrew Keys
Treasurer
Attachment
APPROVED:
auer, City Manager
TYPE OF INVESTMENT
Cash and Equivalents
Farmers & Merchants Bank Main *
Farmers & Merchants Bank Payroll *
Local Agency Investment Fund
Farmer's & Merchants Bank Money Market *
Wells Fargo Bank Money Market *
Total Demand Deposit Accounts
Bond Mutual Fund
CALTRUST Medium Term Fund
Total Bond Mutual Funds
Local Bank Certificates of Deposit
Farmers & Merchants Bank
BBVA Compass
Total Local Bank Certificates of Deposit
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED SEPTEMBER 30, 2018
Interest Rate Maturity Date Par Value Cost
Market Value % of Portfolio
Negotiable Certificates of Deposit
MORGAN STANLEY BANK NA
MORGAN STANLEY PRIVATE BANK
WEX BANK INTEREST BEARING
PACIFIC CITY BANK INTEREST
MARQUIS BANK INTEREST BEARING
BRIDGEWATER BANK BLOOMINGTON MINNESOTA
BELMONT SAVINGS BANK INTEREST
TIAA FSB INTEREST BEARING
ALLY BANK INTEREST BANKING
BERKSHIRE BANK PITTSFIELD
NEBRASKALAND NATIONAL BANK
MB FINANCIAL BANK NA
MERRICK BANK
DISCOVER BANK
THIRD FEDERAL SAVINGS & LOAN CLEVELAND
BMW BANK NORTH AMERICA
ENERBANK USA
BMO HARRIS BANK NATIONAL ASSN
HORIZON BANK NATION ASSN
CAPITAL ONE BANK USA NA
CAPITAL ONE NA
GOLDMAN SACHS BANK USA
WELLS FARGO BANK NA
JP MORGAN CHASE BANK NA
AMERICAN EXPRESS BANK FSB
SYNCHRONY BANK
SALLIE MAE BANK/SALT LAKE CITY, UTAH
STATE BANK OF INDIA
BANK UNITED NA
MEDALLION BANK UTAH
STIFEL BANK AND TRUST
CITIBANK NA
INDUSTRIAL & COM BK CHNA **
COMENITY CAPITAL BANK **
ANCHOR D BANK **
Total Negotiable Certificates of Deposit
Agency Securltles
FEDERAL HOME LOAN BANK
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL HOME LOAN BANK
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL NATIONAL MORTGAGE ASSOCIATION
TENNESSEE VALLEY AUTHORITY
Due on Demand
Due on Demand
Due on Demand
Due on Demand
Due on Demand
4,076,791
55,028
17,050,830
3,808,935
3,028
4,076,791
55,028
17,050,830
3,808,935
3,028
24,994,613 24,994,613
4.21%
0.06%
1759%
3.93%
0.00%
25.79%
Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
Due on Demand 12,434,900 12,434,900 12.83%
12,434, 900 12,434,900 12.83%
Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
1.00% 11/7/2019 2,000,000 2,000,000 2,000,000 2.06%
2.50% 3/13/2021 249,995 249,995 249,995 0.26%
2,249,995 2,249,995 2,249,995 2.32%
Interest Rate Maturity Date Par Value Cost
1.80% 11/22/2019
1.75% 11/22/2019
1.75% 11/22/2019
1.70% 11/25/2019
1.70% 11/29/2019
2.20% 8/17/2020
1.95% 11/23/2020
1.95% 11/23/2020
2.05% 11/24/2020
1.85% 11/24/2020
1.85% 11/27/2020
2.00% 11/17/2021
2.10% 11/17/2021
2.15% 11/22/2021
2.10% 11/24/2021
2.20% 11/29/2021
2.55% 1/18/2022
2.80% 4/13/2022
2.85% 5/4/2022
2.40% 11/22/2022
2.40% 11/22/2022
2.40% 11/22/2022
2.40% 11/22/2022
2.30% 11/30/2022
2.50% 12/5/2022
2.60% 1/19/2023
2.65% 1/24/2023
2.70% 2/16/2023
2.90% 3/29/2023
2.90% 4/10/2023
2.95% 5/15/2023
3.25% 6/6/2023
3.30% 6/30/2023
3.30% 7/16/2023
3.20% 9/21/2023
Interest Rate
1.38%
1.45%
0.88%
1.50%
2.05%
1.50%
2.25%
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
Market Value % of Portfolio
250,000 247,808 0.26%
250,000 247,667 0.26%
250,000 247,667 0.26%
250,000 247,495 0.26%
250,000 247,460 0.26%
250,000 246,968 0.25%
250,000 244,877 0.25%
250,000 244,897 0.25%
250,000 245,407 0.25%
250,000 244,369 0.25%
250,000 244,318 0.25%
250,000 241,778 0.25%
250,000 242,524 0.25%
250,000 242,888 0.25%
250,000 242,498 0.25%
250,000 243,203 0.25%
250,000 245,509 0.25%
250,000 247,085 0.25%
250,000 247,379 0.26%
250,000 242,005 0.25%
250,000 242,005 0.25%
250,000 242,005 0.25%
250,000 239,950 0.25%
250,000 240,974 0.25%
246,699 240,929 0.25%
250,000 243,500 0.25%
250,000 243,963 0.25%
250,000 244,304 0.25%
250,000 246,075 0.25%
250,000 246,024 0.25%
250,000 246,318 0.25%
250,000 249,436 0.26%
250,000 249,885 0.26%
250,000 249,818 0.26%
250,000 248,426 0.26%
8,750,000 8,746,699 8,577,413 8.85%
Maturity Date Par Value Cost
3/18/2019 500,000
6/3/2019 500,000
8/5/2019 500,000
12/30/2019 500,000
1/30/2020 250,000
2/28/2020 500,000
3/15/2020 250,000
1
Market Value
496,996 497,722
496,507
491,629
495,085
247,902
494,585
248,441
496,491
492,811
492,684
247,783
491,449
248,153
% of Portfolio
0.51%
0.51%
0.51%
0.51%
0.26%
0.51%
0.26%
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED SEPTEMBER 30, 2018
TYPE OF INVESTMENT
Agency Securiteis (continued)
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL AGRICULTURE MORTGAGE CORPORATION
FEDERAL HOME LOAN BANK
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN MORTGAGE CORPORATION STEP
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN BANK
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN BANK
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL HOME LOAN MORTGAGE CORPORATION STEP
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL FARM CREDIT BANK SYSTEM
FEDERAL HOME LOAN BANK
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL AGRICULTURE MORTGAGE CORPORATION **
FEDERAL FARM CREDIT BANK SYSTEM **
FEDERAL HOME LOAN MORTGAGE CORPORATION **
Total Agency Securities
US Treasury Notes
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
Interest Rate Marurity Date Par Value Cost
Market Value % of Portfolio
2.50%
2.55%
1.55%
2.84%
1.50%
1.70%
5.25%
2.15%
2.35%
2.38%
1.75%
1.25%
1.50%
1.02%
2.30%
1.25%
2.00%
1.38%
2.63%
2.00%
2.00%
2.63%
1.65%
2.62%
1.88%
1.75%
2.00%
3.13%
2.25%
2.45%
2.38%
2.00%
2.70%
2.65%
2.70%
2.85%
2.50%
2.90%
3.24%
3.00%
4/27/2020
5/15/2020
7/27/2020
9/17/2020
10/22/2020
11/13/2020
12/11/2020
1/26/2021
2/22/2021
3/12/2021
4/9/2021
5/6/2021
6/30/2021
7/27/2021
7/30/2021
8/17/2021
9/28/2021
10/7/2021
12/10/2021
1/5/2022
2/28/2022
3/11/2022
4/19/2022
5/27/2022
6/1/2022
7/5/2022
8/26/2022
9/9/2022
10/27/2022
12/29/2022
1/19/2023
1/30/2023
2/23/2023
3/8/2023
4/11/2023
5/8/2023
6/28/2023
7/24/2023
8/14/2023
9/26/2023
250,000
250,000
500,000
250,000
205,000
250,000
250,000
500,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
230,000
250,000
500,000
250,000
250,000
250,000
250,000
250,000
250,000
500,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
13,935,000
249,526 248,854 0.26%
249,734 248,995 0.26%
492,355 488,743 0.50%
251,200 250,009 0.26%
199,527 199,326 0.21%
244,468 243,848 0.25%
266,094 262,522 0.27%
498,625 490,836 0.51%
247,195 247,383 0.26%
247,737 247,002 0.25%
242,978 242,703 0.25%
240,040 239,842 0.25%
242,625 240,889 0.25%
246,750 244,724 0.25%
249,125 245,272 0.25%
238,514 238,809 0.25%
244,105 243,370 0.25%
238,923 238,838 0.25%
248,755 247,556 0.26%
243,235 242,783 0.25%
221,548 222,130 0.23%
248,853 247,393 0.26%
481,125 477,799 0.49%
249,465 247,041 0.25%
242,059 240,574 0.25%
238,208 239,193 0.25%
242,734 240,768 0.25%
254,254 251,157 0.26%
246,063 242,058 0.25%
494,125 487,616 0.50%
246,300 243,717 0.25%
249,375 247,390 0.26%
248,000 245,369 0.25%
249,325 246,275 0.25%
249,500 246,674 0.25%
250,174 248,353 0.26%
249,750 249,413 0.26%
249,160 248,240 0.26%
250,000 248,311 0.26%
250,000 249,604 0.26%
13,762,667 13,688,467 14.12%
Interest Rate Maturity Date Par Value Cost
0.75%
1.63%
1.25%
1.38%
1.75%
1.38%
1.63%
1.38%
1.13%
1.25%
1.38%
1.38%
1.13%
1.13%
2.00%
1.13%
2.00%
2.00%
1.50%
2/15/2019
4/30/2019
5/31/2019
7/31/2019
9/30/2019
4/30/2020
6/30/2020
1/31/2021
2/28/2021
3/31/2021
4/30/2021
5/31/2021
6/30/2021
7/31/2021
8/31/2021
9/30/2021
10/31/2021
12/31/2021
1/31/2022
2
500,000
500,000
500,000
500,000
500,000
500,000
500,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
250,000
400,000
250,000
Market Value % of Portfolio
494,071 497,012 0.51%
497,934 497,617 0.51%
495,276 495,859 0.51%
495,315 495,059 0.51%
497,480 495,508 0.51%
491,523 489,160 0.50%
493,607 489,961 0.51%
241,844 241,670 0.25%
239,815 239,932 0.25%
240,368 240,361 0.25%
240,904 240,781 0.25%
240,547 240,430 0.25%
238,335 238,496 0.25%
237,921 238,115 0.25%
244,513 243,887 0.25%
237,186 237,422 0.24%
244,134 243,467 0.25%
394,512 388,859 0.40%
240,139 238,896 0.25%
TYPE OF INVESTMENT
US Treasury Notes (contInuedi
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
UNITED STATES TREASURY
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED SEPTEMBER 30, 2018
Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
ss
UNITED STATES TREASURY **
Total US Treasury Notes
Corporate Securities
TOYOTA MOTOR CREDIT CORPORATION
PEPSICO INC
GENERAL ELECTRIC CO
MERCK & COMPANY INC
CHEVRON CORP
NEVADA POWER COMPANY
IBM CORP
CISCO SYSTEMS INC
TARGET CORPORATION
AUTOMATIC DATA PROCESSING
BANK OF AMERICA CORP
COCA-COLA COMPANY
WELLS FARGO & COMPANY
WELLS FARGO BANK NA
MICROSOFT CORP
CISCO SYSTEMS INC
EXXON MOBIL CORPORATION
BERKSHIRE HATHAWAY INC
PNC BANK NA
COSTCO WHOLESALE CORP
ALPHABET INC
TOTAL CAPITAL INTERNATIONAL SA
AMERICAN HONDA FINANCE
APPLE INC
MIZUHO FINANCIAL CORPORATION
BOEING COMPANY
PFIZER INC
TOYOTA MOTOR CREDIT CORP
PACIFICORP
JOHNSON & JOHNSON
TD AMERITRADE HOLDING COMPANY
ORACLE CORP
UNITED PARCEL SERVICE
DEERE & COMPANY
3M COMPANY
TOYOTA MOTOR CREDIT CORPORATION
PROCTER & GAMBLE COMPANY
MERCK & CO INC
JPMORGAN CHASE & CO
GENERAL ELECTRIC CO
MICROSOFT CORP
AUSTRALIA & NEW ZEALAND BANKING GROUP NY
1.88% 2/28/2022 250,000 243,370 241,650 0.25%
1.88% 3/31/2022 250,000 243,143 241,426 0.25%
1.75% 5/31/2022 250,000 242,223 239,902 0.25%
1.75% 6/30/2022 250,000 242,065 239,697 0.25%
1.88% 7/31/2022 250,000 243,028 240,537 0.25%
1.63% 8/31/2022 250,000 240,313 238,008 0.25%
1.88% 9/30/2022 250,000 242,668 240,078 0.25%
2.00% 10/31/2022 250,000 243,745 241,055 0.25%
2.00% 11/30/2022 250,000 243,603 240,869 0.25%
2.13% 12/31/2022 250,000 244,688 241,885 0.25%
1.50% 2/28/2023 250,000 237,063 235,137 0.24%
1.50% 3/31/2023 250,000 236,790 234,902 0.24%
1.63% 4/30/2023 250,000 238,225 235,938 0.24%
1.63% 5/31/2023 250,000 236,525 235,713 0.24%
2.63% 6/30/2023 250,000 247,329 246,445 0.25%
1.25% 7/31/2023 250,000 231,621 230,986 0.24%
10, 650, 000 10,361,819 10,316,721 10.64%
Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
2.10% 1/17/2019 500,000 501,165 499,568 0.52%
1.35% 10/4/2019 500,000 494,006 493,123 0.51%
2.20% 1/9/2020 500,000 499,181 494,706 0.51%
1.85% 2/10/2020 300,000 296,400 295,888 0.31%
1.96% 3/3/2020 500,000 498,091 493,578 0.51%
2.75% 4/15/2020 250,000 249,765 249,294 0.26%
1.63% 5/15/2020 500,000 494,010 489,597 0.51%
2.45% 6/15/2020 250,000 248,618 248,018 0.26%
3.88% 7/15/2020 250,000 256,310 254,241 0.26%
2.25% 9/15/2020 300,000 297,516 296,174 0.31%
2.63% 10/19/2020 500,000 503,172 493,960 0.51%
2.45% 11/1/2020 250,000 248,290 247,283 0.26%
2.55% 12/7/2020 200,000 199,591 196,852 0.20%
2.60% 1/15/2021 250,000 246,540 245,789 0.25%
4.00% 2/8/2021 100,000 104,600 102,519 0.11%
2.20% 2/28/2021 150,000 147,659 146,875 0.15%
2.22% 3/1/2021 150,000 147,915 147,019 0.15%
2.20% 3/15/2021 100,000 99,297 98,054 0.10%
2.15% 4/29/2021 500,000 495,965 485,866 0.50%
2.15% 5/18/2021 100,000 99,008 97,824 0.10%
3.63% 5/19/2021 100,000 104,000 101,574 0.10%
2.75% 6/19/2021 250,000 248,075 247,397 0.26%
1.65% 7/12/2021 250,000 239,433 239,769 0.25%
1.55% 8/4/2021 500,000 485,396 479,627 0.49%
2.27% 9/13/2021 250,000 240,903 240,538 0.25%
2.35% 10/30/2021 250,000 245,363 244,937 0.25%
2.20% 12/15/2021 200,000 198,284 194,519 0.20%
2.60% 1/11/2022 250,000 246,665 244,616 0.25%
2.95% 2/1/2022 250,000 249,816 246,597 0.25%
2.25% 3/3/2022 250,000 245,167 244,088 0.25%
2.95% 4/1/2022 250,000 247,243 245,179 0.25%
2.50% 5/15/2022 100,000 99,204 97,330 0.10%
2.35% 5/16/2022 100,000 98,749 96,627 0.10%
2.60% 6/8/2022 100,000 99,153 97,556 0.10%
2.00% 6/26/2022 150,000 144,485 143,936 0.15%
2.80% 7/13/2022 250,000 246,950 245,143 0.25%
2.15% 8/11/2022 250,000 243,146 240,645 0.25%
2.40% 9/15/2022 100,000 98,701 96,934 0.10%
3.25% 9/23/2022 100,000 101,377 99,116 0.10%
2.70% 10/9/2022 250,000 242,535 241,242 0.25%
2.65% 11/3/2022 250,000 247,580 244,899 0.25%
2.63% 11/9/2022 250,000 243,450 240,713 0.25%
8
TYPE OF INVESTMENT
Corporate Securities {continued{
VISA INC
JPMORGAN CHASE & CO
BANK OF NEW YORK MELLON CORP
WELLS FARGO & COMPANY
UNITED HEALTH GROUP INC
EXXON MOBIL CORPORATION
WALMART INC
APPLE INC
SOUTHERN CALIFORNIA EDISON
CHEVRON CORPORATION
ORACLE CORP **
SHELL INTERNATIONAL FIN **
GILEAD SCIENCES INC **
Total Corporate Securities
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED SEPTEMBER 30, 2018
Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
Munitfpal Securities
OREGON ST DEPT OF ADMINISTRATIVE SERVICES
CALIFORNIA STATE TAXABLE -VARIOUS
UNIVERSITY OF CALIFORNIA CA REVENUES
UTAH ST BUILD AMERICA
SANTA MONICA CA COMMUNITY COLLEGE DISTRICT
CAMPBELL CA UNION HIGH SCHOOL DISTRICT
LOS ANGELES CA MUNICIPAL IMPT CORPL
SAN RAMON CA REDEVELOPMENT AGENCY
CONNECTICUT GENERAL OBLIGATION
POMONA CA REVENUE WATER FACILITIES PROJECT
ALAMEDA COUNTY CA JOINT POWERS AUTHORITY
LANCASTER CA REDEVELOPMENT AGENCY
CONNECTICUT ST GENERAL OBLIGATION
OAKLEY CA REDEVELOPMENT AGENCY
SCOTTS VALLEY CA REDEVELOPMENT AGENCY
SANTA FE SPRINGS CA COMMUNITY DEVELOPMENT
PALM DESERT CA REDEVELOPMENT AGENCY
TEXAS ST PUBLIC FINANCE AUTHORITY
CALIFORNIA STATE HIGH SPEED RAIL
UNIVERSITY OF CALIFORNIA
UNIVERSITY OF CALIFORNIA CA REVENUES
BURBANK-GLENDALE-PASADENA AIPORT AUTHORITY
LA MIRADA CA REDEVELOPMENT
YUBA LEVEE FINANCING AUTHORITY
SAN DIEGO CA REDEVELOPMENT AGENCY
ROSEVILLE FINANCE AUTHORITY - ELECTRIC SYSTEM
STATE OF MARYLAND
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY
CALIFORNIA STATE DEPT OF WATER RESOURCES
TULARE COUNTY CA PENSION OBLIGATION
ADELANTO PUBLIC UTILITIES
ARKANSAS ST AMENDMENT 82
OCEANSIDE CA PENSION OBLIGATION
SAN BERNARDINO COUNTY REDEVELOPMENT
VISTA CA REDEVELOPMENT
SAN LEANDRO CA REDEVELOPMENT AGENCY
SAN FRANCISCO CITY & COUNTY CA
CALIFORNIA DEPARTMENT OF WATER RESOURCES
CALIFORNIA HOUSING FINANCE AGENCY
CARSON CA REDEVELOPMENT
GEORGIA ST GENERAL OBLIGATION
OHIO ST THIRD FRONTIER RESEARCH
RIVERSIDE CA PENSION OBLIGATION
SAN DIEGO TOBACCO SETTLEMENT **
2.80% 12/14/2022 250,000 247,518 245,038 0.25%
2.97% 1/15/2023 150,000 147,503 146,095 0.15%
2.95% 1/29/2023 100,000 100,069 97,549 0.10%
3.45% 2/13/2023 150,000 152,147 147,343 0.15%
2.75% 2/15/2023 100,000 99,143 96,994 0.10%
2.73% 3/1/2023 250,000 247,040 244,420 0.25%
2.55% 4/11/2023 250,000 244,525 242,309 0.25%
2.40% 5/3/2023 250,000 240,887 240,354 0.25%
3.40% 6/1/2023 254,000 252,849 251,571 0.26%
3.19% 6/24/2023 250,000 249,295 248,187 0.26%
3.63% 7/15/2023 250,000 253,415 252,765 0.26%
3.40% 8/12/2023 250,000 252,275 249,693 0.26%
2.50% 9/1/2023 260,000 249,886 248,140 0.26%
13,614,000 13,479,323 13,359,669 13.78%
Interest Rate Maturity Date Par Value Cost
1.60% 4/1/2019 250,000
2.25% 5/1/2019 245,000
1.80% 7/1/2019 100,000
3.19% 7/1/2019 100,000
1.63% 8/1/2019 230,000
1.50% 8/1/2019 155,000
2.34% 11/1/2019 260,000
2.75% 2/1/2020 105,000
2.29% 3/15/2020 500,000
2.01% 5/1/2020 150,000
2.60% 6/1/2020 550,000
2.39% 8/1/2020 235,000
2.50% 8/1/2020 265,000
2.85% 9/1/2020 145,000
2.25% 9/1/2020 150,000
1.63% 9/1/2020 235,000
2.25% 10/1/2020 250,000
3.53% 10/1/2020 350,000
2.63% 4/1/2021 500,000
3.24% 5/15/2021 150,000
1.79% 5/15/2021 250,000
4.13% 7/1/2021 90,000
2.91% 8/15/2021 250,000
2.86% 9/1/2021 250,000
2.25% 9/1/2021 250,000
2.41% 2/1/2022 250,000
2.65% 3/15/2022 300,000
2.46% 4/1/2022 250,000
2.00% 5/1/2022 300,000
3.20% 6/1/2022 250,000
3.50% 7/1/2022 240,000
2.84% 7/1/2022 100,000
3.84% 8/15/2022 200,000
3.25% 9/1/2022 160,000
3.00% 9/1/2022 120,000
3.21% 9/1/2022 260,000
2.40% 11/1/2022 445,000
2.52% 12/1/2022 275,000
2.88% 2/1/2023 200,000
3.00% 2/1/2023 80,000
2.23% 2/1/2023 310,000
2.11% 5/1/2023 250,000
2.63% 6/1/2023 250,000
3.44% 6/1/2023 500,000
4
248,723
245,348
99,503
100,917
228,316
153,402
259,093
104,941
493,235
148,584
550,506
236,203
262,448
147,120
150,111
228,133
247,823
358,351
501,060
152,684
244,733
94,323
253,195
252,980
246,163
246,915
300,480
246,270
291,678
250,245
246,936
100,499
209,604
161,840
120,960
260,887
437,052
272,212
200,000
81,000
299,559
240,273
243,888
500,745
Market Value % of Portfolio
248,823 0.26%
244,304 0.25%
99,017 0.10%
100,362 0.10%
227,960 0.24%
153,245 0.16%
258,411 0.27%
104,505 0.11%
491,915 0.51%
147,284 0.15%
546,128 0.56%
231,294 0.24%
260,410 0.27%
143,699 0.15%
147,164 0.15%
227,219 0.23%
245,593 0.25%
354,221 0.37%
496,250 0.51%
150,767 0.16%
242,225 0.25%
91,186 0.09%
246,160 0.25%
246,813 0.25%
243,153 0.25%
243,475 0.25%
292,863 0.30%
243,040 0.25%
289,104 0.30%
248,088 0.26%
240,799 0.25%
98,671 0.10%
203,828 0.21%
157,234 0.16%
119,261 0.12%
259,444 0.27%
427,957 0.44%
268,202 0.28%
194,552 0.20%
77,648 0.08%
297,668 0.31%
236,130 0.24%
240,743 0.25%
495,585 0.51%
CITY OF LODI
SUMMARY OF CASH AND INVESTED FUNDS
FOR THE QUARTER ENDED SEPTEMBER 30, 2018
TYPE OF INVESTMENT Interest Rate Maturity Date Par Value Cost Market Value % of Portfolio
Municipal Securities (continued)
CALIFORNIA VARIOUS PURPOSE ** 3.50% 8/1/2023 305,000 310,481 308,007 0.32%
CENTRAL CONTRA COSTA SANITATION DISTRICT ** 3.12% 9/1/2023 415,000 417,283 413,294 0.43%
Total Municipal Securities 11,475,000 11,446,698 11,303,698 11.66%
INVESTMENTS SUBTOTAL NOT INCLUDING CASH &
EQUIVALENTS 60,673,995 60,047,201 59,495,962 61.38%
TOTAL ALL INVESTMENTS INCLUDING CASH &
EQUIVALENTS
* End of month bank balances are reflected on this report.
** Investments purchased during this reporting period.
97,476,714 96,925,474 100.00%
CERTIFICATION
I certify this report accurately reflects all city pooled investments and is in conformity with state law and the investment policy statement adopted
by the City Council on January 20, 2016. The investment program herein shown provides sufficient cash liquidity to meet the next six months
estimated expenditures. A copy of this report is available in the City Clerk's Office or online at http• ww.lodi.gov/finance/revenue.html,
�7Ltin� fW y •Lh � i L
Andrew Keys, Treasurer/Director Finance Susan Bjork, Budget Man ger
Dhfij \ 8 [D
Review Date Review Date
5
IRS Section 115 Retirement Benefit Trust Funds Market Value
Public Agency Retirement Services - Pension Stabilization Fund
Balanced Strategy Mutual Fund $ 11,595,138
Total Pension Stabilization Fund 5 11,595,138
Cal PERS - California Employer's Retiree Benefit Trust (CERBT)
CERBT Strategy 2 $
Total CERBT $
1,160,944
1,160,944
Total Section 115 Retirement Benefit Trust Funds $
12,756,082
Restricted Cash Accounts Market Value
PCE/TCE Central Plume Remediation Fund
Farmers & Merchants Bank Money Market $
Total PCE/TCE Central Plume Account $
2,181,788
2,181,788
Total Restriction Cash Accounts S 2,181,788