HomeMy WebLinkAboutAgenda Report - June 17, 2015 I-01 SMCITY OF LODI
COUNCIL COMMUNICATION
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AGENDA TITLE: Adopt Resolution Approving the City of Lodi Financial Plan and Budget for the
Fiscal Year Beginning July 1, 2015 and Ending June 30, 2016 and Approving the
Fiscal Year 2015/16 Appropriation Spending Limit
MEETING DATE: June 17, 2015
PREPARED BY: Deputy City Manager
RECOMMENDED ACTION: Adopt resolution approving the City of Lodi Financial Plan and Budget
for the Fiscal Year (FY) beginning July 1, 2015 and ending June 30,
2016 and approving the Fiscal Year 2015/16 appropriation spending
limit.
BACKGROUND INFORMATION: The City Council will continue to receive the budget presentation and
the public is invited to comment on the FY 2015/16 budget. Staff
presented information to Council regarding this budget at Shirtsleeve
meetings on May 5, 12, and 19, 2015. Staff published a draft budget document on May 15, 2015.
The General Fund Budget for FY 2015/16 reflects a draw on reserves of $154,280. This draw is part of a
planned reduction in reserves related to a partial return of prior employee concessions. Council approved
a General Fund Reserve Policy in June 2010 that sets aside 8 percent of General Fund revenues for a
Catastrophic Reserve and 8 percent of General Fund revenues for an Economic Reserve. Total General
Fund reserves are projected to be $10.5 million. This level of reserve will fully fund both the Catastrophic
Reserve and the Economic Reserve at about $3.7 million each, fund additional costs associated with
labor agreements through December 2017 in the amount of $1.4 million and leave about $1.7 million in
uncommitted reserves. Of this amount, approximately $300,000 is designated for capital expenditures
under the Digital Infrastructure and Video Competition Act (DIVCA), leaving about $1.4 million in
uncommitted, undesignated reserves.
General Fund revenues are $46,708,260, an increase of $3,117,200 over the 2014/15 initially adopted
budget. General Fund expenditures are $46,862,540, an increase of $3,271,480 over the prior year
initial budget. The All -Funds expense/expenditure budget is $193,893,070, an increase of $14.3 million,
or about 8 percent over the previous year. The increase is related to increased salary and benefit costs,
service and supply costs, and capital project costs.
Most bargaining unit agreements expired during FY 2014/15. Successor agreements have been
negotiated with a number of the units, but some units do not yet have a negotiated agreement. The
budget has been built on the basis of the new labor agreements for those units with settled agreements
and on the basis of the expired agreement for those units without successor agreements. Any changes to
agreements will generate mid -year adjustments to the budget.
APPROVED:
5chw65au,er City Manager
The budget proposes 391 full time positions; a net increase of eight over the prior year. The changes are
shown in the table below:
Classification
Department
Number
Lineworker Apprentice
Electric
2
Electrician
Electric
2
Administrative Clerk
Public Works
1
Laboratory Supervisor
Public Works
1
Lead Electrician
Public Works
1
Street Maintenance Worker 1/11
Public Works
1
Service Writer
Public Works
1
Building Inspector 1/11
Community Development
1
Assistant Animal Services Officer
Police
1
Parking Enforcement Assistant
Police
1
Parks Supervisor
PRCS
1
Heavy Equipment Mechanic
Net positions added
Public Works
1
8
Total cost of the additional positions is about $940,000 and is funded by the enterprise funds. The
General Fund positions are cost neutral.
Significant capital projects included in the budget are:
• Wastewater System Maintenance/Improvements ($5.0 million)
o Influent screening and UV system upgrades, dewatering system upgrades, stormwater
system upgrades and pipe realignment
• Street Maintenance ($2.4 million)
o Sealing and striping, signal maintenance, sidewalk repairs and pavement maintenance
• Water System Improvements ($2.1 million)
o Continuing design and construction of the meter installation program, water well
rehabilitation, and PCE/TCE projects
• Electrical System Maintenance ($3.6 million)
o Overhead and underground maintenance, streetlight grounding and fusing and
transformer replacement
• Boat Launch Upgrades ($0.7 million)
o Boat launch facilities at Lodi Lake
A resolution adopting the Financial Plan and Budget is attached. Included in the budget resolution is the
adoption of the Appropriation Spending Limit for the 2015/16 fiscal year. This limit represents the
maximum spending authority for the City based upon population and inflation changes over the last year.
The 2015/16 Appropriation Limit is $90,095,588, an increase of $3,617,690 from the prior year. Details
of the calculations are attached as Attachment 1 and Exhibits A through G.
FISCAL IMPACT: The 2015/16 budget provides an expenditure plan for all funds. The All -Funds budget
is $193,893,070, an increase of $14.3 million, or about 8 percent over the previous
year initial budget. As noted earlier, this increase is related to cost increases in a
number of categories. The General Fund budget reflects a draw on reserves of
$154,280, based upon revenues of $46,708,260 and expenditures of $46,862,540.
Jordan Ayers, Deputy City Manager
Attachments
RESOLUTION NO. 2015-99
A RESOLUTION OF THE LODI CITY COUNCIL ADOPTING THE CITY
OF LODI FINANCIAL PLAN AND BUDGET FOR THE FISCAL YEAR
BEGINNING JULY 1, 2015 AND ENDING JUNE 30, 2016, AND
APPROVING THE 2015/16 APPROPRIATIONS SPENDING LIMIT
WHEREAS, the City Manager submitted the 2015/16 Financial Plan and Budget to the
City Council on May. 15, 2015; and
WHEREAS, the 2015/16 Financial Plan and Budget was prepared in accordance with
the City Council's goals, budget assumptions, and policies; and
WHEREAS, the City Council conducted public budget meetings on May 5, May 12,
May 19, and June 10, 2015, at the Carnegie Forum; and
WHEREAS, the City Council is required to adopt the Appropriations Spending Limit for
2015/16; and
WHEREAS, the Appropriations Spending Limit and the annual adjustment factors
selected to calculate the Limit are part of the Financial Plan and Budget.
follows:
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Lodi as
1. That the 2015/16 Financial Plan and Budget, as proposed by the City Manager, be
approved as follows:
General Fund
Budget
Police
$18,241,970
Fire
$10,749,150
Public Works
$2,345,820
City Clerk
$547,020
City Manager
$448,100
City Attorney
$488,650
Internal Services
$3,606,320
Economic Development
$486,130
Non -Departmental
$9,949,380
Total General Fund
$46,862A40
Other Funds
Electric Utility
$78,614,820
Water Utility
$12,264,400
Wastewater Utility
$17,518,680
Transit
$6,026,830
Streets
$41733,990
Community Development
$1,538,410
Parks, Rec & Cultural Services
$5,822,480
Library
$1,388,940
Transportation Development Act
$44,000
Community Dev Block Grant
$1,008,950
Public Safety Special Revenue
$314,200
Capital Outlay
$2,473,270
Equip & Vehicle Replacement
$1,308,210
Debt Service
$1,103,950
Benefits
$8,056,870
Self Insurance
$2,772,860
Trust and Agency
$142,500
Fleet Services
$1,897,170
Total Other Funds
$147,030,530
1
Lead Electrician
Grand Total
$193,893,070
2. That the funds for the 2015/16 Financial Plan and Budget are appropriated as
summarized in the document on file in the City Clerk's Office; and
3. That position additions and deletions be approved as shown in the table below:
Classification
Lineworker Apprentice
De artment
Electric
Number
2
Electrician
Electric
2
Administrative Clerk
Public Works
1
Laboratory Supervisor
Public Works
1
Lead Electrician
Public Works
1
Street Maintenance Worker 1/II
Public Works
1
Service Writer
Public Works
1
Building Inspector 1/11
Community Development
1
1
Assistant Animal Services Officer Police
Parking Enforcement Assistant
Police
1
Parks Supervisor
PRCS
1
Heavy Equipment Mechanic
Public Works
1
Net positions added
8 _
4. That the Appropriations Spending Limit be increased by $3,617,690 from the
2014/15 level of $86,477,897 to the 2015/16 level of $90,095,588 in accordance with
the calculations on Attachment 1 and Exhibits A through G.
Dated: June 17, 2015
I hereby certify that Resolution No. 2015-99 was passed and adopted by the City
Council of the City of Lodi in a special meeting held June 17, 2015, by the following votes:
AYES: COUNCIL MEMBERS — Chandler, Kuehne, Mounce, Nakanishi, and
Mayor Johnson
NOES: COUNCIL MEMBERS — None
ABSENT: COUNCIL MEMBERS — None
ABSTAIN: COUNCIL MEMBERS — None
PAMELA M. FARRIS
Deputy City Clerk
2015-99
2015-16 FINANCIAL PLAN AND BUDGET
APPROPRIATIONS SPENDING LIMIT
ATTACHMENT 1
1 2015-16 APPROPRIATIONS SPENDING LIMIT I
....
........
. . . . . . . . . . . . . . . ..
..............................
................
...........................................
..................
.............. ...
.............. ....
................ ............AMOYtl.......
Last Year's Limit
86,477,897
Adjustment Factors
1
Population % 1.0382
2
Inflation % 1.0035
Total Adjustment %
1.04183
Annual Adjustment
3,617,690
Adjustments
None
Total Adjustments
3,617,690
2015-16 APPROPRIATIONS SUBJECT TO LIMITATION
PROCEEDS OF TAXES
EXCLUSIONS
APPROPRIATIONS SUBJECT TO LIMITATION
CURRENT YEAR LIMIT
..........
36,831,981
36,831,981
90,095,588
B. Adjustments Factors
1 Population % 1.0382 (Exhibit 13)
2 Inflation % �— 1.0037 (State Finance)
Total Adjustment % �— 1.04183 (I31-132)
C. Annual Adjustment 3,617,690 (B -A)
1). Other Adjustments None
E. Total Adjustments 3,617,690 (C+D)
F. This Year's Limit 90,095,588
City of Lodi EXHIBIT B
Appropriations Spending Limit
Growth Factors/Calculations
77
:�:E�PopPht4otii55i:i 5i
i p[[;:E:i
87-85
3.47
5.72
333
88-89
4.66
4.96
3.32
89-90
5.19
2.52
2.20
90-91
4.21
2.26
2.23
91-92
4.14
1.19
2.64
92-93
-O.64
0.97
2.41
93-94
2.72
0.73
2.13
94-95
0.71
0.51
1.57
95-96
4.72
131
1.59
96-97
4.67
1.68
1.85
97-98
4.67
0.70
1.21
98-99
4.15
1.16
1.47
99-00
.00-01
4.53
1.94
1.44
4.91
1.29
1.78
UI -02
7.8_
1.90
2.71
02-03
-1.27
2.14
3.07
03-04
231
1.69
2.86
04-05
3.28
0.75
2.54
05-06
5.26
0.96
2.65
06-07
3.96
030
2.00
07-08
4.42
0.90
1.73
08-09
4.29
0.68
1.59
09-10
0.62
0.42
1.07
10-1 1
-2,54
0.61
0.97
11-12
2.51
0.61
0.97
12-13
3.77
0.77
1.05
13-14
5.12
0.57
0.95
14-15
-0.23
0.66
1.10
15-16
3.82
035
1.43
CALCULATIONS:
' `Yewi"r'` `�`�`�`�``'`'0""''�''''CSTcuEahoh�•�•�•�:�i::�:�:�:�:�:�:�:�:�:�:�:�:�::•:•
:::
:::::::::: . P n,"
87-88
1.0347 x 1.0572 = 1.0939
1.0939 x 522,654,787
=
524,782,072
88-89
1.0466x1.0496=1.0985
1.0985 x 524,782,072
=
S27_123,106
89-90
1.0519 x 1.0252 = 1.0784
1.0784 x $27_123,106
=
529,357,398
90_91
1.0421 x 1.0226 =1.06.57
1.0657 x $29,357,398
=
531.286,179
91-92
1.0414 x 1.0264 =1.0689
1.0689 x $31,286,179 =
S33,441,797
92-93
.9936 x 1.0241 =1.0175
1.0175 x 33,441,797 =
534,027,028
93-94
1.0272 x 1.0213 = 1.0491
1.0491x34,027,028-
S35,697,755
94-95:
1.0071 x 1.0157 = 1.0229
1.0229 x 35,697,755
536,515,234
95-96
1.0472 x 1.0131 =1.0609
1.0609 x 36,515,234 =
S38,739,012
96-97
1.0467x1.0168=1.0643
1.0643 x 38739012 =-
S41.229,332
97-98
1.0467x 1.0070=1.0540
1.0540x 41,229,332 -
S43,456,825
98-99
1.0415x1.01160=1.0536
1.0536x 43,456,825-
$45,785,303
99-00
1.0453x1.0194=1.0656
1.0656x45,785,303 =
$48,787,849
00-01
1.0491x1.0129=1.0626
1.0626x48,787,849 --
S51,843,597
01-02
1.0782x1.0190=1.0987
S.56,959,824
1.0986858 =
02-03
.9873x1.0214=1.00843
S57,439,894
1.00842822
03-04
1.0231x1.0169=1.0404
S59,759,913
1.04039039
04-05
1.0328x1.0075=1.040546
562,182,939
1.040546
05-06
1.0526x1.0096=1.06270496
S66,082,1 I8
1.06270496
06-07
1.0396x1.0030=1.0427188
568,905,066
1.0427188
07-08
1.0442x1.0090=1.0535978
572,598,226
1.0535978
08-09
1.0429x1.0068=1.0499917
576,227,535
1.0499917
09-10
1.0062x1.0042=1.01042604
$77,022.286
1.01042604
10-11
.9746x1.0061=.980,54506
575,523,822
0.98054506
11-12
1.(..51x1.0061=1.03135311
',7'.891.729
1.03135311
12-13
.03 77x I.0077=1.04.569029
S81.450,625
1.04569029
13-14
1.0512"1.0057=L0571 9184
S86.I OS,936
1.057191.84
14-1.1
0.9977% 1.0066=1.00428482
SS6,477,897
1.00428482
15-16
1.0382x 1.0035=1.04 1833 -7 0
590,095,558
1.04183370
15-16 Appropriations Subject
to Limit:
S36,831,981
S90.095,588
APPROPRIA"CIONS SUBJECT TO LIMITATION
E\IIIBIT C
E. OVER(UNDER) LIMI'1 1 (53,263,605)
36.831,981 =
90,095,588
40.88%
EXCLUDED APPROPRIATIONS
City of Lodi
Fiscal Year 2015-16
EXHIBIT D
TOTAL EXCLUDABLE I— None
(Copy to Exhibit C & G)
City of Lodi
EXHIBIT E
Schedule
to Match User Fees to Costs
Fiscal Year 2015-16
.......... ......
.....
art E�
Public Safety Fees
371,400
28,991,120
0
Parks and Rec/Cultural Fees
L 7 52,650
4,902,870
0
Community Development Fees
412,800
2,55387410
0
PW Engineering Fees
839,280
1,342,600
0
Library Fees
27,000
11388,940
0
Total
38,163,940
0
3,403-,130
City of Lodi
Fiscal Year 2015-16
TAXES:...........
Property Taxes
Sales & Use Tax
Business License Tax
Franchise Tax
Transient Occupancy Tax
Real Property -Documentary Tax
In -Lieu Franchise "fax
FROM STATE
Motor Vehicle In Lieu
Stale 1 I-way Maintenance
Gas Tax
Cigarette tax
Transportation Development Act
TDA -Pedestrian/Bike Path
SB 300 Transportation Partnership
Measure K Funds
State Reimbursements -POST
Public Library grants
PERS Rebate
51390 Reimbursements
Asset Seizure Funds/Auto Theft
Drug Suppression Grant
State special grants
Traffic Congestion Relief
State STIP reimbursement
LOCALI,Y RAISED
Fines, Forfeitures, Penalties
Licenses and permits
Rent of City Property
Development Fees
USER FEES
(from Exhibit E)
OTHER MISCELLANEOUS
Sale of Property
Restitution -Damage to Property
Other revenue
Interfund Transfers
SUB -TOTAL
(for I::xhibit (3)
INTEREST EARNINGS
(from Exhibit G)
TO'TAL REVENUE
(use for Exhibit C)
RESERVE WITHDRAWALS
(Including appropriated Fund Balance)
TOTAL OF THESE FUNDS
OTHER FUNDS NOT INC AJDF,D
GRAND TOTAI. BUDGET
Calculation - Proceeds of Taxes
fl;
EXHIBIT F
9,300.030
9,200,030
11,774,880
374,450 13,149,860
1,440,000
1,440,000
1.823, 800
1,822,800
600,000
600,000
140,000
140,000
7.082,070
7,082,070
4,746,120
4,746,130
11,400
11,400
1,348,9 ;0
1,348,930
1, i SCi. 300
0
3,630 000
3,630,000
44,10(i
44,100
0
0
890,00x1
890,000
40,000
40,000
10,000
10,000
00
0
0
0
0
301,410
301,410
1,236 ,500
1,336,500
0
0
0
0
1,479,900
1,479,900
851,000
851,000
1,919.210
1,919,210
1, i SCi. 300
1,156,300
36,805,900 1 33,040.890 1 58,846,790
26,081 1 15.619 1 77T700
36,831,981 22,056,509 58,888,490
0
i 8, S R 5,490
131507,130
180,395.630
EXHIBIT G
Interest Earnings
Produced by Taxes
City of Lodi
Fiscal Year 2015-16
................
..........
.0 T.
A. NON-INTERFSTTAX PROCEEDS
36,805,900
'(E xhibit F)
B. MINUS EXCLUSIONS
0
(Exhibit D)
C. NET INVESTED "TAXES
36,805,9
(A -B)
1). TOTAL NON-INTEREST BUDGET
58,846,790
^(Exhibit F)
E. TAX PROCEEDS AS PERCENT
OF BUDGET 62.55% (C/D)
F. INTEREST EARNINGS 41.700
G. AMOUNT OF INTEREST EARNED 26,081 (E*F)
FROM TAXES
If. ANIOUNTOF INTEREST EARNED
ON NON -TAXES 15,6191 (F -G)
I. Take the result of steps ' G & 11
Copy on to Exhibit F
=fiscal Year 2015/16 Budget
City Council Meeting
June 17, 2015
[Overview
General Fund Departments
o Police
o Fire
o Public Works
o Administration
c, Internal Services
o Non- Departmental
Summary
2
[General Fund
General Fund
Fund Balance
Beginning Fund Balance Unreserved
Revenues
Expenditures
Net Difference (Revenues Less Expenditures)
Audited Audited Estimated
2012-13 2013-14 2014-15 2014-15 2015-16
Actuals Actuals Budget Actuals Budget
6,164,685 7,559,467 7,520,074 8,950,876 10,692,396
41,380,988 43,428,188 43,825,560 45,085,030 46,708,260
39,986,206 42,036,779 43,868,640 43,343,510 46,862,540
1,394,782 1,391,409 (43,080) 1,741,520 (154,280)
Fund Balance
Ending Fund Balance Unreserved* 7,559,467 8,950,876 7,476,994 10,692,396 10,538,116
*Composed of Catastrophic & Economic reserve ($3,736,661 each); DIVCA reserve ($300,000); 3
designated for settled labor agreements ($1,365,440); available reserve ($1,399,354)
[Departmental Funding
Department
2014115
Allocation
2014115
Ratio*
2015116
Recommended
Funding
2015116
Ratio*
Change
2014115 to
2015116
City Clerk
$626,320
1.48%
$547,020
1.22%
($79,300)
City Manager
$414,420
0.98%
$448,100
1.00%
$33,680
City Attorney
$490,810
1.16%
$488,650
1.09%
($2,160)
Internal Services
$3,367,710
7.97%
$3,606,320
8.04%
$238,610
Non -Departmental
$7,563,810
17.90%
$7,930,030
17.68%
$366,220
Economic Development
$488,280
1.16%
$507,630
1.13%
$19,350
Police
$17,405,020
41.18%
$18,241,970
40.66%
$836,950
Fire
$9,967,970
23.58%
$10,749,150
23.96%
$781,180
Public Works
$1,940,520
4.59%
$2,345,820
5.23%
$405,300
Capital Projects
$1,326,200
$1,997,850
$671,650
Total
$43,591,060
100.00%
$46,862,540
100.00%
$3,271,480
*Excluding Capital Projects
[Police
$836,950 increase from FY 2014/15
Salary & benefit increase ($267,000)
Service & supplies increase
($482,000)
Vehicle replacement increase
($87,900)
5
[Police
71 sworn positions funded
Positions recommended
o Add Assistant Animal Services Officer
o Delete Parking Enforcement Assistant
0
[Fire
$781,180 increase over FY 2014/15
52 sworn positions
Salary & benefit increase ($108,100)
Service & supply increase ($558,800)
Vehicle replacement increase
($114,300)
7
[Public Works
$405,300 increase over FY 2014/15
No position changes
Salary & benefits increase ($114,500)
Service & supply increase ($299,300)
0
[Administration
Includes City Clerk, City Attorney, City
Manager and Economic Development
$28,430 decrease over FY 2014/15
o Election costs decrease ($85,000)
o Debt Service increase ($39,000)
Includes support for Community
Events ($85,000)
9
[Internal Services
$238,610 increase from FY 2014/15
No position changes
Salary & benefit increase ($103,100)
Service and supply increase
($112,000)
10
[Non- Departmental
$1,037,870 increase over FY 2014/15
Total appropriation $9,927,880
No permanent staff
Consists of:
v City paid utilities/postage ($1,529,000)
o Consulting/Audit/Property Tax Fees
($431,500)
DIVCA expenses ($100,000)
o Transfers to other funds ($8,422,040)
11
[Non- Departmental
To
Amount
P RCS
$3Y655Y620
Library
$1,349,180
Capital Outlay
$1,761,640
Streets
$607,160
Debt Service
$667,230
Community Dev
$1653000
IT Replacement
$236,210
Total
1 $8,442,040
12
[Capital Outlay
Purpose
Amount
Fire Station #2
$782,050
Financial system implementation
$250,000
City Hall Annex refurbish
$238,220
HSS roof rehabilitation
$170,0001
Parking lot resurface
$70,000
Animal shelter improvements
$507000
City Hall awning replacement
$10,000
Total
$175701270
13
[All Funds
Total revenue of $190,738,430
Total appropriation of $193,893,070
Decrease in reserves of $3,154,640
o General Fund ($154,280)
o Enterprise funds ($2,893,850)
o Special Revenue ($940,120)
o Others $833,610
14
I Labor
391 funded positions
0 8 more than prior year
All employee groups under contract
through 2017 except Fire
o Tentative agreements with AFSCME,
Police and Police Mid Management
15
[Positions
Recommended position changes
Classification
Department
Number
Lineworker Apprentice
Electric
2
Electrician
Electric
2
Administrative Clerk
Public Works
1
Laboratory Supervisor
Public Works
1
Lead Electrician
Public Works
1
Street Maintenance Worker 1/11
Public Works
1
Service Writer
Public Works
1
Building Inspector 1/11
Community Development
1
Assistant Animal Services Officer
Police
1
Parking Enforcement Assistant
Police
1
Parks Supervisor
PRCS
1
Heavy Equipment Mechanic
Public Works
1
Net positions added
1
8
16
[PERS Projections
2015/16 2016/17* 2017/18* 2018/19* 2019/20* 2020/21*
Miscellaneous 19.994% 21.6% 22.9% 24.3% 25.1% 25.5%
Safety 40.810% 44.4% 46.8% 49.1% 51.5% 51.8%
Estimated Cost $8,4M $9,4M $10,1M
Projected rates from PERS including mortalityadjustments
$10.9M $11.6M $11.8M
17
[Major Capital Projects
Wastewater System Maintenance ($5.OM)
Electric System Maintenance ($3.6M)
Road Maintenance/Resurfacing ($2.4M)
Water System Improvements ($2.1 M)
Boat Launch Upgrades ($0.7M)
M
[Action Requested
Adopt resolution approving the City of
Lodi Financial Plan and Budget for FY
2015/16 and approving the FY
2015/16 Appropriation Spending Limit
19
questions?