HomeMy WebLinkAboutResolutions - No. 2011-110RESOLUTION NO. 2011-110
A RESOLUTION OF THE LODI CITY COUNCIL
RATIFYING THE EMPLOYMENTAGREEMENT
BETWEEN THE CITY MANAGERAND
POLICE CHIEF MARK A. HELMS
NOW, THEREFORE, BE IT RESOLVED that the Lodi City Council does hereby
ratify the Employment Agreement entered into between the City Manager and Police
Chief Mark A. Helms, as shown on ExhibitA attached.
Date: July 6, 2011
hereby certify that Resolution No. 2011-110 was passed and adopted by the
Lodi City Council in a regular meeting held July 6, 2011, by the following vote:
AYES: COUNCIL MEMBERS — Hansen, Katzakian, and Mayor Johnson
NOES: COUNCIL MEMBERS — Mounce
ABSENT: COUNCIL MEMBERS — Nakanishi
ABSTAIN: COUNCIL MEMBERS— None
NDI JOHL
City Clerk
2011-110
JEXHIBIT A�
EMPLOYMENTAGREEMENT
Executive Management
Exempt Service
Police Chief
THIS AGREEMENT entered into on July 6, 2011, by and between the CITY OF ICDI,a
municipal corporation (hereinafter referred to as 'City') and Mark A. Helms, an individual
(hereinafter referred to as "Employee").
WHEREAS, Employee desires to be employed as Police Chief and City desires to
employ the services of Employee as Police Chief; and
WHEREAS, City and Employee agree in writing to the terms and conditions of
employment as Police Chief; and
WHEREAS, Employee and City agree and acknowledge that Employee's employment
as Police Chief is his sole and exclusive employment with City, and that their employment
relationship is governed solely and exclusively by this Agreement.
NOW, THEREFORE, in consideration of the promises and conditions set forth herein,
the parties mutually agree as follows:
1. Employment: City agrees to employ Employee as Police Chief, in accordance
with the following provisions:
(a) Employee shall serve as Police Chief, and shall be responsible for
managing and directing the operations of the Police Department in accordance with an agreed
upon performance plan.
(b) Employee shall perform his duties to the best of his ability in accordance
with the highest professional and ethical standards of the profession and shall comply with all
general rules ana regulations established by 41'4
(c) Employee shall not engage in any activity which is or may become a
conflict of interest, prohibited contract, or which may create an incompatibility of (Ace as
defined under California law. Employee shall comply fully with his reporting and disclosure
obligations under regulations promulgated by the Fair Political Practices Commission (FPPC).
(d) Employee agrees to remain in the exclusive employ of the City during the
term of this Agreement. Employee shall dedicate his full energies and qualifications to his
employment as Police Chief, and shall not engage in any other employment except as may be
specifically approved in writing in advance by the City Manager.
2. Start Date: Employee shall begin work on or before August 1, 2011.
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3. Maintenance of Professional Expertise: To promote continued professional
growth and benefit to the City, Employee shall, at City expense and consistent with budgetary
constraints: maintain membership in professional organizations related to city police
administration and related professional disciplines; attend workshops, seminars and other
similar activities designed to advance Employee's professional development; and, represent the
City in professional associations and other organizations.
4. Resinnation or Termination:
(a) Employee may resign at any time and agrees to give City at least 30 days
advance written notice of the effective date of his resignation. In such event, Employee shall
not be entitled to severance pay as provided in Paragraph 5 herein.
(b) The parties recognize and affirm that Employee may be terminated by the
City Manager with cause, which shall mean gross insubordination, incapacity, dereliction of
duty, conviction of a crime involving acts of moral turpitude or involving personal gain to him, or
material breach of this Agreement. In such event, Employee shall not be entitled to severance
pay as provided in Paragraph 5 herein.
(c) The parties recognize and affirm that Employee may be terminated by the
City Manager without cause. In such event, Employee shall be entitled to severance pay as
provided in Paragraph 5 herein.
(d) In the event of termination and in recognition of Employee's professional
status and integrity, Employee and the City Manager shall prepare a joint public statement to be
made by the City Manager. This employment relationship is based on the mutual respect
between the parties and a desire to maintain the highest degree of professionalism. In
communicating with third parties about the parties' employment relationship and the
circumstances under which it may have been severed, the parties shall (a) protect and advance
their mutual respect and professionalism, and (b) refrain from making statements that would
negatively impact either party.
(e) Employee may choose to resign or retire his office instead of being
terminated if agreed to by the City Manager. In such an event the public announcement, as
provided for in Paragraph 4 (d) above, will note Employee has resigned or retired. The
provisions of Paragraph 4 (d) shall remain applicable, In such event, Employee shall not be
entitled to severance pay as provided in Paragraph 5 herein.
5. Severance Pav: If Employee is terminated by the City Manager without cause
while still willing and able to perform the duties of Police Chief, City agrees to pay Employee a
cash payment equal to six (6) months' aggregate salary and the City's cost of six (6) months'
health insurance benefits subject to reduction as set forth in this Paragraph 5. The severance
payment will be paid over time at the same time as other employees of the City are paid and
subject to customary withholdings. In the event Employee retains new employment during the
six month severance period, any remaining severance payment will be forfeited as of the date
Employee begins his new Employment. To be eligible for such severance pay, Employee shall
fulfill all of his obligations under this Agreement, and shall sign an Acknowledgment and
Release of Claims against the City in a form acceptable to the City Attorney. Payment under
this paragraph will release City from any further obligations under this Agreement, or any other
transaction between the parties.
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6. Emolovment as Department Head is Sole Employment with City: Employee
further represents and acknowledges that his employment as Police Chief is his sole and
exclusive employment with the City. Employee has no right to any other exempt position with
the City, or to any employment in the classified service.
7. Salary:
a. City agrees to pay Employee $13,750.00 in salary per month for his
services, payable in installments at the same time as other employees of the City are paid and
subject to customary withholding. The City may reduce base salary compensation or other
financial benefits of Employee as part ofgeneral salary reduction in pay among and common to
all employees. In addition, Employee shall pay nine percent (employee's share) of his salary
towards the California Public Employees Retirement system benefit. Currently, the City has
instituted and Employee agrees to accept the following three reductions:
i) Employee agrees to forego all deferred compensation matches he
would otherwise be entitled to.
ii) Employer will contribute the full cost (minus the Employee's
Share) of the lowest cost PERS HMO Medical Plan available to
employees (excluding Porac) toward Employee's selected PERS
health care provider between the pay periods in which January 1,
2012 through June 30, 2012 fall. The lowest cost medical plan will
be the lowest cost plan for San Joaquin County residents as of
January 2012 for Employee's coverage category of: a) employee,
b) employee plus one, or c) family. If Employee selects a higher
cost plan, Employee will pay the difference (and the Employee's
Share) as a payroll deduction. The Employee's Share shall be
$0.00 for the employee only coverage category, $80.00 per month
for employee plus one and $104.00 per month for family.
iii) Employee agrees to forego the ability to cash out 20 of the 40
hours of the Administrative Leave that would otherwise be
cashable pursuant to Article IX of the Executive Management
Statement of Benefits.
b. At any time, a minimum of a ten percent (10%) salary differential shall
exist between the Police Chief and the department's next highest paid executive or mid
management position, including incentive pay. In addition, the City Manager will have discretion
to grant up to an additional five percent in salary after one year, and subject to a satisfactory
performance evaluation.
8. Benefits: The City shall provide Employee the same benefits as provided to
management employees in accordance with the terms of the Executive Management Statement
of Benefits dated 1998 and as they may be amended, increased or decreased, except as
modified herein. Employee shall also be entitled to a Uniform Allowance in the amount of $950
payable in the first year upon appointment, and thereafter annually. These are the sole and
exclusive benefits to be provided to Employee. Any improvement or modification of such
benefits may only be made by written instrument signed by the City Manager. As used herein,
benefits include, but are not limited to: vacation, sick leave, holidays, administrative leave,
retirement, vision insurance, health insurance, dental insurance, long term disability insurance
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and life insurance. Employee's vacation leave shall be calculated as if he were in his fifteenth
year of continuous city service (i.e. employee will receive twenty (20) paid vacation days per
year increasing from there as provided in the Executive Management Statement of Benefits).
Employee will also earn and accumulate sick leave as provided in the Executive Management
Statement of Benefits. Employee shall be granted a 12 day vacation/sick leave bank that can
only be used during Employee's first 12 months of employment. This secondary bank shall
expire upon Employee's first anniversarywith the City.
9. Vehicle Use: The City of Lodi requires that Employee have transportation readily
available for his use during his employment with Employer, and, to the end of assuring that
Employee has a vehicle available, the Police Chief shall be assigned an appropriate vehicle
equipped with necessary safety equipment and communications devices. Due to his on-call
status, the Police Chief shall be allowed use of said vehicle for personal use up to three hours
away from the Police Department if necessaryto accommodate a call to duty.
10. Performance Evaluation: The City Manager shall review and evaluate the
performance of Employee each year and set goals and objectives for the ensuing year. Such
review and evaluation shall be in accordance with specific criteria developed in the performance
plan in consultation with Employee and the City Manager.
11. Assianment: Employee shall not assign any of the duties and responsibilities, or
obligations of this Agreement except with the express written consent of the City Manager.
12. Authority to Work in the United States: Employee represents, under penalty of
perjury, that he is authorized to work in the United States, In accordance with §274A (8 USC
1324) of the Immigration Reform and Control Act of 1986 before this Agreement can become
effective, Employee must provide documentary evidence to City consistent with the Act, that she
is legally entitled to work in the United States, and must execute the verification required by that
Act.
follows:
13. Notice: All notices required herein shall be sent first class mail to the parties as
To CITY:
To EMPLOYEE:
City of Lodi
Attn: City Manager's OrEirE
P. 0. Box 3006
Lodi, CA 95241-1910
Mark A. Helms
3929 Glen Abby Circle
Stockton, CA 95219
Notice shall be deemed effectively served upon deposit in the United States mail. Either party
may change the "Notice" address by notifying the other party in writing of such change.
14. Entire Aareement: This Agreement contains the entire agreement between the
parties hereto. No promise, representation, warranty, or covenant not included in this
Agreement has been or is relied on by any party hereto. This Agreement may only be amended
by written instrument signed by Employee and the City Manager and specifically approved by
the City Council in open session.
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15. Severability: If any provision of this Agreement is invalid or unenforceable, it shall
be considered deleted herefrom and the remainder of this Agreement shall be unaffected and
shall continue in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Agreement the day and year
written above.
ATTEST:
RANDI JOHL
City Clerk
APPROVED AS TO FORM:
HWABAUER
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EMPLOYEE
MARK A. HELMS
CITY OF LODI, a municipal corporation
By:
KONRADT BARTLAM
City Manager