HomeMy WebLinkAboutResolutions - No. 3312RESOLUTION NO. 3312
IMPLEMENTING MEYERS-MILIAS-BROWN ACT BY
ESTABLISHING PROCEDURES FOR ADMINISTRATION
OF EMPLOYER-EMPLOYEE RELATIONS BETWEEN THE
CITY OF LODI AND ITS EMPLOYEE ORGANIZATIONS:
AND FOR RESOLVING MATTERS AFFECTING EMPLOYIMENT
OUTLINE OF CONTENTS
SECTION 1.
TITLE OF RESOLLTTION
SECTION 2.
STATEMENT OF PURPOSE
SECTION 3.
DEFINITIONS
SECTION 4.
EMPLOYEE RIGHTS
SECTION 5.
CITY RIGHTS
SECTION 6.
MEET AND CONFER IN GOOD FAITH --SCOPE
SECTION 7.
CONSULTATION IN GOOD FAITH --SCOPE
SECTION- 8.
ADVANCE NOTICE
SECTION 9.
PETITION FOR RECOGNITION
SECTION 10.
APPROPRIATE UNIT
SECTION 11.
RECOGNITION OF EMPLOYEE ORGANIZATIONS
AS MAJORITY REPRESENTATIVE - FORMAL
RECOGNITION
SECTION 1Z,
DESIGNATION OF MUNICIPAL EMPLOYEE
RELATIONS OFFICER
SECTION 13.
RESOLUTION OF IMPASSES
SECTION 14.
GRIEVANCES
SECTION 15.
MEMORANDUM OF UNDERSTANDING
SECTION 15.
PROHIBITED PRACTICE
SECTION 17,
RULES AND REGULATIONS
SECTION 18.
CONSTRUCTION
SECTION 19.
SEPARABILITY
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WHEREAS Chapter 10, Division 4, Title 1 of the Government
Code of the Stare of California was amended effective January I, 1969 for
the purpose of promoting improved employer-employee relations between
public employers and their employees by establishing uniform and orderly
methods of communication between employees and :he public agencies by
which they are employed; and
'WHEREAS Government Code Section 3507 empowers a City to
adopt reasonable rules and regulations after consultation in good faith with
representatives of its employee organizations for the administration of
employer -erne ployee relations; and
WHEREAS the City of Lodi desires to adopt such reasonable
rules and regulations as authorized by law:
NOW, THEREFORE. THE CITY COUNCIL OF THE CITY OF
LODI DOES HEREBY RESOLVE AS FOLLOWS:
SECTION 1. TITLE OF RESOLUTION
This Resolution shall be known as the Employer -Employee
Relations Resolution of the City of Lodi.
SECTIOY 2. STATEMENT OF PURPOSE
The purpose of this Resolution is to implement Chapter 10,
Division 4, Title 1 of the Governrnent Code of tLt: State of California
(Sections 3500 et seq. ) captioned "Public Employee Organizations", by
providing orderly procedures for the administration of employer-employee
relations between the City and organizations representing its employees
and for resolving disputes regarding wages, hours. and other terms and
conditions of employment.
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SEGTIOti 3. DEFINITIONS
As used in this Resolution, the following ter=ns shall have
the meanings indicated:
(A.) APPROPRIATE [,tiIT--means a unit established
pursuant to Section 10 of this Resolution.
(B.) CITY --means the City of Lodi. a municipal corporation,
and where appropriate herein, "City" refers to the City
Council. the governing body of said City, or any duly
authorized management employee as herein defined.
(G.) CONSULT OR CONSULTATION EN GOOD FAITH --means
to communicate orally or in writing for the purpose of
present.ng and obtaining views and advising of intended
actions.
D. ) EMPLOYEE ---nears any person regularly- employed by the
City except those persons elected by popular vote.
iE. ) EMPLOYEE. GQNFIDEtiTIA>_,--:means an employee who assists
or acts xn a confidentiai capacity to persons who participate
in the formulation. determination, or implementation of
City management policies in the field of employer-employee
relations.
(F.) EMPLOYEE, viA-NAGEMENT--means:
{1! Any employee having significant responsibilities for
for=mulating and ad -ministering City policies and
programs, including but not limited to the chief
executive officer and departrnent heads: and
(Z) Any employee having authority to exercise independent
judgment to hire, transfer, suspend. lay-off, recall,
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promote, discharge. assign, reward, or discipline other
employees, or having the responsibility to direct them,
or to adjust their grievances, or effectively to recommend
such action if in connection with the foregoing. the
exercise of such authority is not of a merely routine or
clerical nature, but requires the use of independent
judgment.
(G.) EMPLOYEE, PROFESSIONAL --means employees engaged in
work requiring specialized knowledge and skills attained
through completion of a recognized course of instruction,
including. but not limited to, attorneys, physicians,
registered nurses, engineers, architects, teachers, and
various types of physical, chemical, and biological
scientists.
(H.) EMPLOYEE ORGANIZATION --means any organization which
includes employees of the City and which has as one of its
primary purposes representing such employees in their
employment relations with the City.
(I) EMPLOYER-EMPLOYEE RELATIONS --means the relation-
ship between the City and its employees and their employee
organization. or when used in a general sense, the relation-
ship between City management and employees or employee
organizations.
(J.) GRIEVANCE --as this ;erzm is defined in Section 14(A).
(K.) IMPASSE --means (1) a deadlock in the annual (or periodic)
discussions between a majority representative and the City
over any matters concerning which they are required to
meet and confer in good faith, or over the scope of such
subject matter; or (Z) any unresolved complaint by an
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aifected employee organization. advanced in good faith,
concerning a decision of the Municipal Employee Relations
Oificer made pursuant to Sections 9, 10 or 11 of this
Resolution.
(L. ) MAJORITY REPRESENTATIVE --means an employee
organization, or its duly authorized representative. that
has been granted formal recognition by the 'Municipal
Employee Relations Officer as representing the majority
of employees in an appropriate unit.
(M. } MEDIATION OR CONCILIATION --means the effort by an
impartial third party to assist in reccnciling a dispute
regarding wages, hours and other terms and conditions
of employment between representatives of the public agency
and the recognized employee organization or recognized
employes organizations through interpretation, suggestion
and advice.
(N.) MEET AND CONFER IN GOOD FAITH--(somerimes
referred to herein as "meet and confer'' or "meeting and
conferring") means performance by duly authorized City
representatives and duly authorized representatives of an
employee organization recognized as the majority repre-
sentative of their mutual obligation to meet at reasonable
times and to confer in good faith regarding matters within
the scope of representation, including but not limited to
wages. hours. and other terms and conditions of employ-
ment, in an effort to: (I) reach agreement on those
matters within the authority of such representatives. and
(2) reach agreement an what will be recornrrnended to the
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City Council on those matters within she decision-
making authority of the City Council. Th'_s does not
require either party to agree to a prepoaai or to make a
concession.
(O.) MUNICIPAL EMPLOYEE RELATIOXS OFFICER --means
the City's principal representative in all matters cf employer
employee relations designated pursuant to Section 12, or his
duly authorized representative.
(P. ) PEACE OFFICER --as this tern is deiinec in Section 830.
California Penal Code.
(Q.) RECOGNIZED EMPLOYEE ORGA IZATLQ\ti-. means an
employee organization which has been acknowledged by the
Municipal Employee Relations Officer as an employee
organization that represents employees of the City. Che
rights accompanying recognition are either:
(1) Formal Recognition. -which is the right to meet and
confer in good iaith as the majority representative in
an appropriate unit: or
(Z) Irnforrnal Recognition --which is the right to consultation
in good faith by all recognized employee organizations.
(R. ) RESOLLTION--means, unless the context indicates other-
wise, the Employer -Employee Relations Resolution of the
City of Lodi.
(S.) SCOPE OF REPRESENTATION --means all -:utters relating
to employment conditions and employer-employee relations.
including, but not li::iited to. wages, hours, and other
terms and conditions of employment. City Rights [Section
5) are excluded from the scope of representation.
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SECTION 4. EMPLOYEE RIGHTS
Employees of the City shall have the right to form. join and
participate in the activities of employee organizations of their own chosing
for the purpose of representation on all matters of employer-employee
relations including, but not limited to wages. hours, and other terms and
conditions of employment. Employees of the City also shall have the
right to refuse to join or participate in the activities of employee organiza-
tions and shall have the right to represent themselves individually in their
employment relations with the City. No employee shall be interfered with,
intimidated, restrained, coerced or discriminated against by the City or by
any employee organization because of his exercise of these rights.
SECTION 5. CITY RIGHTS
(A.) The rights of the City include, but are not limited to
the exclusive rights: to determine the mission of its constituent depart-
ments, commissions and boards: to set standards of service: to determine
the procedures and standards of selection for employment; to direct its
employees: -to maintain the efficiency of governmental operations: to deter-
mine the methods. means and personnel by which government operations
are to be conducted: to take all necessary actions to carry out its mission
in emergencies: and to exercise complete control and discretion and the
technology of performing its work.
(B• ) City rights also include the right to determine the Pro-
cedures and standards of selection for promotion, to relieve its employees
from duty because of lack of work or other legitimate reasons, to take
digcipl�nary action. and to determine the content of job classifications:
provided, however. that the exercise by the City of the rights in this
paragraph (B) does not preclude employees or their recognized employee
organizations from filing grievances regarding the practical consequences
that decisions on such matters may have on wages. hours, or other terms
and conditions of employment.
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SECTION 6. MEET
AND
CONFER IN GOOD FAITH --SCOPE
(A.) The
City,
through its representatives,
shall meet and
confer in good faith with representatives of formally recognized employee
organizations with majority representation rights regarding matters within
the scope of representation including wages, hours and other terms and
conditions of employment within the appropriate unit.
(B.) The City shaii not be required to meet and confer in good
faith on any subject preempted by Federal or State law. nor shall it be
required to meet and confer in good faith on Employee or City Rights as
defined in Sections 4 and 5. Proposed amendments to this Resolution are
excluded from the scope of meeting and conferring, but are subject to
consultation in good faith.
SECTION 7. CONSULTATION IN GOOD FAITH --SCOPE
All matters affecting employer-employee relations, including
those that are not subject to meeting and conferring. are subject to con-
sultation. The City, through its representatives. shall consult in good
faith with .representatives of all recognized employee organizations on
employer-employee relations matters which affect them. Whenever
possible. and consistent with the good faith intent of this resolution,
advance notice shall be given.
SECTION 8. ADVANCE NOTICE
Reasonable written notice shall be given to each recognized
employee organization affected by any ordinance, rule, resolution or
regulation directly relating to matters within the scope of representation
proposed to be adopted by the City Council or by any board or commission
of the City, and each such employee organization shall be given the
opportunity to meet with such body prior to adoption.
In cases of emergency when the City or any board or com-
mission of the City determines that an ordinance, ruie. resolution or
regulation must be adopted immediately without prior notice or meeting
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with a recognized employee organization, the City or the board of com-
mission of the City shall provide such notice and opportunity to meet at
the earliest practicable time following the adoption of such ordinance.
rule, resolution or regulation. Any such ordinance, rule, resolution or
regulation affecting matters within the scope of representation as herein
defined is subject to the meet and confer process as herein defined.
SECTION 9. PETITION FOR RECOGNITION
There are two levels of employee organization recognition --
formal and informal. The recognition requirements of each are set forth
below.
(A,) FORMAL RECOGNITION --THE RIGHT TO MEET AND
CONFER IN GOOD FAITH AS MAJORITY REPRESENTATIVE: An employee
organization that seeks formal recognition for purposes of meeting and
conferring in good faith as the majority representative of employees in an
appropriate unit shall file a petition with the Municipal Employee Relations
Officer containing the following information and documentation:
(1) Name and address of the employee organization.
(2) Names and titles of its officers.
(3) Names of employee organization representatives who are
authorized to speak on behalf of its members.
(4) A statement that the employee organization has, as one of
its primary purposes, representing employees in their
employment relations with the City.
(5) A statement whether the employee organization is a chapter
or local of. or affiliated directly or indirectly in any
manner with, a regional or state, or national or inter-
national organization, and, if so. the name and address of
each such regional, state or international organization.
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(g) Certified copies of the employee organization's con-
stitution and by-laws.
(7) A designation of those persons, not exceeding two in
number, and their addresses. to whom notice sent by
regular United States mail will be deemed sufficient
notice on the employee organization for any purpose.
(8) A statement that the employee organization recognizes
the provisions of Section 3509 of the Government Code.
(9) A statement that the employee organization has no
restriction on membership based on race, color. creed,
sex or national origin.
(10) The job classifications or titles of employees in the unit
claimed to be appropriate and the approximate number of
member employees therein.
(11) A statement that the employee organization has in its
possession written proof, dated within six months of the
date upon which the petition is filed, to establish that
employees in the unit claimed to be appropriate have
designated the employ-ee organization to represent them
in their employment relations with the City. Such written
proof shall be submitted for confirmation to the
Municipal Employee Relations Officer or to a mutually
agreed upon disinterested third party.
(12) A request that the Municipal Employee Relations Officer
recognize the employee organization as the majority
representative of the employees in the unit claimed to be
appropriate for the purpose of meeting and conferring in
goad faith on all matters within the scope of representation.
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(B.) INFORMAL RECOGXITION--THE RIGHT TO CONSULT
IN GOOD FAITH: An employee organization that seeks recognition for
purposes of consultation in good iaith shall file a petition with the
Municipal Employee Relations Ofiicer containing the following information
and documentation:
(1) All of the information enumerated in (A,) (1) through (9)
of this Section inclusive.
(Z) A statement that the employee organization has in its
possession written proof, dated within six months of the
date upon which the petition is filed, to establish that
employees have designated the employee organization to
represent them in their employment relations with the
City. Such written proof shall be submitted for con-
firmation to the Municipal Employee Relations Officer or
to a mutually agreed upon disinterested third party.
(3) A request that the Municipal Employee Relations Officer
recognize the employee organization for the purpose of
consultation in good iairh.
(C. ) The petition. including all accompanying documents, shall
be verified. in affidavit form, by the Executive Officer and Secretary of
the organization that the statements are true. All changes in such in-
formation shall be filed forthwith in like manner.
(D. ) fhe Municipal Employee Relations Officer shall grant
recognition, in writing, to all employee organizations who have complied
with either Sections 9 (A. ) or (B. ) and. in addition, Section 9 (C. ) for
purposes of consultation in good faith for its members. Employee
organizations seeking formal recognition as majority representative must,
in addition, establish to the satisfaction of the Municipal Employee
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Relations Officer that it represents a majority of the employees in the
manner prescribed in Section 11 (A.) below. No employee may be
represented by more than one recognized employee organization for the
purposes of this Resolution.
SECTION 10. APPROPRIATE UNIT
(A,) The Municipal Employee Relations Officer, after review-
ing the petition filed by an employee organization seeking formal recog-
nition as majority representative, shall determine whether the proposed unit
is an appropriate unit. fhe principal criterion in making this determina-
tion is whether there is a community of interest among such employees.
The following factors, among others, are to be considered in making
such determination:
(1) Which unit will assure employees the fullest freedom in
the exercise of rights set forth under this Resolution.
(2} The history of employee relations: (i)in the unit; (ii)
among other employees of the City: and (iii) in similar
public employment.
(3) The effect of the unit on the efficient operation of the
City and sound employer-employee relations.
(4) The extent to which employees have common skills,
working conditions, job duties or similar educational
requirements.
(5) The effect on the existing classification structure of
dividing a single classification among two or more units.
Provided, however, no unit shall be established solely on
the basis of the extent to which employees in the proposed
unit have organized.
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(B.) In the establishment of appropriate units. [I) pro-
fessional employees shall not be denied the right to be
represented separately from non-professional employees;
and (2) management and confidential employees who are
included in the same unit with non -management or non -
confidential employees may not represent such employees
on matters within the scope of representation.
SECTION 11. RECOGNITION OF EMPLOYEE ORGANIZATIONS AS
MAJORITY REPRESENTATIVE - FORMAL RECOGNITION
(A.) rhe Municipal Employee Relations Officer shall:
(1) Determine the majority representative of City
employees in an appropriate unit by arranging for
a secret ballot election or by any other reasonable
method which is based upon written proof, and is
designed to ascertain the free choice of a majority
of such employees. The employee organization found
to represent a majority of the employees in an
appropriate unit shall be granted formal recognition
and is the only employee organization entitled to meet
and confer in good faith on matters within the scope
of representation for employees in such unit. This
shall not preclude other recognized employee organiza-
tions, or individual employees, from consulting with
management representatives on employer-employee
relations matters of concern to them.
�2) Revoke the recognition rights of a majority repre-
sentative which has been found by Secret ballot
election no longer to be the majority representative
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(B. ) The recognition rights of the majority representative
designated in accordance with this Section shall not be subject to challenge
for a period of twelve (1Z) months following the date of such recognition.
SECTIOS 1Z, DESIGNATION OF MUNICIPAL EMPLOYEE
RELATIONS OFFICER
The City Manager is hereby designated as the Municipal
Employee Relations Officer who shall be the City's principal representative
in all matters of employer-employee relations, with authority to meet and
confer in good faith on matters within the scope of representation including
wages. hours and other terms and conditions of employment.
The Municipal Employee Relations Officer so designated is
authorized to delegate these duties and responsibilities.
SECTIOti 13. RESOLUTION OF IMPASSES
Impasse procedure; may he invoked only after the possibility
of settlement by direct discussion has been exhausted.
The alternative impasse procedures are:
(A.) MEDIATION (OR CONCILIATION) (Defined in Section
3-M): All mediation proceedings shall he private. The Mediator shall
make no public recommendations nor take any public position concerning
the issues.
fB.) A DETERMINATION BY THE CITY COUNCIL --after a
hearing on the merits of the dispute
(C.) Any other dispute resolving procedures to which the
parties mutually agree.
Any party may initiate the impasse procedure by filing with
the other party (or parties) affected a written request to invoke said
procedure within twenty-one days after reaching impasse together with
a statement of its position on all disputed issues. An impasse meeting
shall then be scheduled by the Municipal Employee Relations Officer
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within ten days after the date of filing of the written request for such
meeting, with written notice to all parties affected. The purpose of such
impasse meeting is twofold: (1) To permit a review of the position of
all parties in a final effort to reach agreement on the disputed issues,
and (?) if agreement is not concluded, to mutually select the specific
impasse procedure to which the dispute may be subriutted; in the absence
of agreement between the parties on this point, the matter may be referred
to the City Council.
The fees and expenses. if any, of mediators or of any other
impasse procedure, shall be payable one-half by the City and one-half
by the employee organization or employee organizations.
SECTION 14. GRIEVANCES
(A.) A grievance is any dispute concerning the interpretation
or application of this Resolution. or of rules or regulations governing
personnel practices or working conditions, or of the practical consequences
of a City decision on wages, hours and other terms and conditions of
employment.
(B.) Grievances shall be processed in accordance with pro-
cedures established by the City.
SECTION 15. MEMORANDUM OF UNDERSTANDING
When the meeting and conferring process is concluded be-
tween the City and a formally recognized employee organization re-
presenting a majority of the employees in an appropriate unit, all
agreed upon matters shall be incorporated in a written memorandum of
understanding signed by the duly authorized City and majority representa-
tives,
As to those matters within the authority of the City Council.
the memorandum of understanding shall be submitted to the City Council
for determination.
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SECTION 16. PROHIBITED PRACTICE
If either City management representatives or the representa-
tives of an employee organization. or its-nernbers, engage in prohibited
practice, a formal charge of prohibited practice may be filed by the
aggrieved party, invoking the impasse procedure outlined in Section 13
of this Resolution.
Because this Resolution provides a sound and reasonable
method of obtaining employer -employer agreements and settlement of
disputes, it shall be a prohibited practice for City Management employees.
as defined in Section 3 of this Resolution, or for management representa-
tives, or the representatives of an employee organization or any employee
member of an employee organization to attempt to by-pass the orderly
employer-employee relations procedures and meet and confer and/or
consulting machinery set up in this Resolution.
Nothing in this Section shall be construed: (a) to interfere
with or prevent the City Manager from pursuing his normal duty of
appearing before the Council and presenting recommendations to the
Council, including recommendations on Employee Relations matters:
(b) to interfere with the right of the City Council to hold executive
sessions with its designated representatives prior to and during con-
sultations and discussions with representatives of employee organizations
as provided in Government Code Sections 11126 and 54957.6: (c) to
deprive an employee of his individual rights as a citizen.
SECTION 17. RULES AND REGULATIONS
The City Council may adopt such Rules and Regulations
necessary or convenient to irnplernent the provisions of this Resolution
and Chapter 10, Division 4 Title 1 of the Government Code of the State
of California (Sections 3300, at seq. ) Such rules and regulations
shall be consistent with this resolution and the aforementioned Government
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Code sections.
SECTIOS 18. COXSTRUCTION
(A. ) Nothing in this Resolution shall be construed to deny
any person or employee the rights granted by Federal and State laws
and City Ordinance provisions.
(B.) The rights, powers and authority of the City Council
in all matters, including the right to maintain any legal action, shall
not be modified or restricted by this Resolution.
(G. ) The provisions of this Resolution are not intended to
conflict with the provisions of Chapter 10, Division 4, Title 1 of the
Government Code of the State of California (Sections 3500. et seq. ) as
amended in 1968.
SECTION 19. SEPARABILITY
If any provision of this Resolution. or the application of
such provision to any person or circumstance, shall be held invalid.
the remainder of this Resolution. or the application of such provision
to persons or circumstances other than those as to which it is held
invalid, scall not he affected thereby.
Dated: October 15, 1969
I hereby certify that Resolution No. 3312 was passed
and adopted by the City Council of the City of Lodi
in regular meeting held October 15, 1969, by the
:allowing vote:
Ayes- Councilmen - BROWN, CULBER-CSON, HUNNELL,
SCHAFFER and KIRSTEN
Noes: Councilmen - None
Absent! Councilmen - None
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