HomeMy WebLinkAboutResolutions - No. 85-13RESOLUTION NO. 85-13
RESOLUTION AMENDING CITY OF LODI CONFLICT OF
INTEREST CODE TO INCORPORATE BY REFERENCE THE
FAIR POLITICAL PRACTICES COMMISSION'S STANDARD
MODEL CONFLICT OF INTEREST CODE AND ADDING
DESIGNATED POSITIONS OR DESIGNATED EMPLOYEES
WHEREAS, amendments to the Political Reform Act,
Government Code Sections 81000, et seq., have in the past and
foreseeably will in the future require conforming amendments to
be made in Conflict of Interest Codes adopted and promulgated
pursuant to its provisions; and
WHEREAS, the Fair Political Practices Commission has
adopted a regulation, 2 Cal. Adm. Code Section 18730, which
contains the terms of a standard model Conflict of Interest
Code, which can be incorporated by reference, and which will be
amended to conform to amendments in the Political Reform Act
after public notice and hearings conducted by the Fair
Political Practices Commission pursuant to the Administrative
Procedure Act, Government Code Section 11370, et seq.; and
WHEREAS, incorporation by reference of the terms of the
aforementioned regulation and amendments to it in Conflict of
Interest Codes will save this body time and money by minimizing
the actions required of this body to keep the Codes in
conformity with the Political Reform Act;
NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS:
1. All previously adopted resolutions approving various
separate Conflict of Interest Codes are hereby rescinded.
2. The terms of 2 Cal. Adm. Code Section 18730 and any
amendments to it duly adopted by the Fair Political Practices
Commission along with the attached Appendices in which
officials and employees are designated and disclosure
categories are set forth, are hereby incorporated by reference
and constitute the Conflict of Interest Codes for the following
departments and agencies:
ADMINISTRATIVE DEPARTMENT
PUBLIC WORKS DEPARTMENT
CITY ATTORNEY'S OFFICE
CITY CLERK'S OFFICE
FINANCE DEPARTMENT
POLICE DEPARTMENT
FIRE DEPARTMENT
COMMUNITY DEVELOPMENT DEPARTMENT
RECREATION COMMISSION
UTILITY DEPARTMENT
PARI,[S AND RECREATION DEPARTMENT
PLANNING C0IMISSION
SITE PLAN AND ARCHITECTURAL REVIEW COMMITTEE
3. Persons holding designated positions shall file
statements of economic interest pursuant to Section 4(C) of the
Conflict of Interest Code. Pursuant to Section 4(C) of the
Code, all designated employees shall file their statements with
the City Clerk to whom the City Council hereby delegates the
authority to carry out the duties of filing officer.
4. Resolution No. 84-087 is hereby rescinded.
Dated: January 16, 1985
I hereby certify that Resolution No. 85-13
was passed and adopted by the City Council
of the City of Lodi in a regular meeting
held January 16, 1985 by the following vote:
Ayes: Councilmen - Hinchman, Pinkerton, Reid,
Olson & Snider (Mayor)
Noes: Councilmen - None
Absent: Councilmen - None
Aw II1
ALICE M. EIMCHE
City Clerk
EXHIBIT "A"
DESIGNATED POSITIONS
OR
DESIGNATED EMPLOYEES
Designated Positions or Designated Employees_
Disclosure
Category
Public Works Director
1,
2,
&
3
Assistant City Engineer
1,
2,
&
3
Chief Civil Engineer
2
& 3
Equipment & Building Maintenance Superintendent
2
& 3
Street Superintendent
2
& 3
Water and Wastewater Superintendent
2
& 3
City Attorney
1,
2,
&
3
Assistant City Attorney
1,
2,
&
3
Administrative Assistant (City Manager's Office)
1,
2,
&
3
City Clerk
1,
2,
&
3
Finance Director
1,
2,
&
3
Assistant Finance Director
2
& 3
Accountant II
2
& 3
Police Chief
2
Fire Chief
2
Fire Administrative Officer
2
& 3
Assistant City Manager
1,
2,
&
3
Community Development Director
1,
2,
&
3
Assistant Planner
1,
2,
&
3
Junior Planner
1,
2,
&
3
Associate Planner
1,
2,
&
3
Chief Building Inspector
1,
2,
&
3
Building Inspector
1,
2,
&
3
-1-
Exhibit "A" Continued
Designated- Positions or Desi nated Employees — Disclosure—Category
Utility Director 1, 2, & 3
Assistant Utility Director
Electrical Engineer
Director of Parks and Recreation
Park Superintendent
Members of the Lodi City Planning Commission
Members of the Recreation Commission
Members of the Site Plan and Architectural
Review Committee
Members of the Library Board of Trustees
-2-
1, 2, & 3
2 & 3
1, 2, & 3
2 & 3
1, 2, & 3
1, 2, & 3
1, 2, & 3
1, 2, & 3
r ` EXHIBIT "B"
l
DISCLOSURE CATEGORIES
Am investment, interest in real property, or income is
reportable if the business entity in which the in;estrzient is held,
the interest in real -property, or the income or source of. income .
may foreseeably be affected materially by any decision made or
participated in by the designated employee by virtue of the em-
ployee's position.
Desi"nated employees.in Group "I" must report:
(a) Interests in real property, other than your xzsidence,
which is located in whole or in part either within the
'boundaries of the City,- or within two miles. of the boundaries
of the City; including any leasehold, beneficial or ownership
interest or option to acquire such interest in xeaI property,
if the fair market value of the interest is greater than
$1, 000.00.- (interests in xeaI property of an individual in-
clude thesinre or interest in real property of a business
entity or trust in which the designated omployee or his or
her spouse owns, directly, indirectly, car bene fidally, -r, icrt
- -- per cent interest or greater-)
(b) Investments in or income from parsons or busbicss
esti--ties engaged in the business of acquisition or disposal of real
property within the City.
Designated e�loyees in Group "2" must report:
(a) Investments in any business entity vinich, within the last
two years, has contracted, or in the future foreseeably may
contract with the City of Lodz to provide services, supplies,
-materials, rnachinery or equipment to the City of Lodi.
{b) .Income from any source which, within the last two years,
has contracted, or in the future foreseeably may contract with
the City of Lodi.to provide services, supplies, materials,
machinery or equipment to the City of Lodi_
A
18730. provisions of confl.ict of Interct Codes .
(Gov_ Code Sections 87300 - 87302)
(a) incorporation
by
reference of
the terms of
this regulation along
with the
designation of
employees anis
the formulation of disclosure categories in the Appe-radix
referred to below constitute the adoption and promulgation
of a Conflict of Interest Code within thQ meaning'of Government
Code Section 87300 or -the amendment of a Conflict of Interest
Code within the meaning of Government Code Section 87307 if
the terms of this regulation are substituted for teras of a
Conflict of Interest Code already in effect_ A code so
- -amended or• adopted and promulgated requires the reporting of
reportable items in a manner substantially equivalence to the
requirements of• Article''2 :of Chapter 7 of the Po15_tical -
Reform Act, Government Code Sections 81000, ei: seq. Tire
requirements of a Conflict of Interest. Code are i_n ad%ars
to other requirements of the Political Reform Act_, such cc
the general prohibition against conflicts of interest can-
tained .in Government Code Section 87100, and to other state
• or local laws. pertaining to conflicts of interest..
= (b) The terms of a Conflict of Interest Code-
amended
odeamended or adopted and promulgated pursuant to this regulation
are as follows.'
(1) Section 1. Definitions.
The *definitions contained in the Political Reform
Act of 1974, regulations of the Fair• Political. Practices
: the Appendi,- -.fy t-:hich }.inds of nant� al interests are
reportable. ch a designated employe( shall disclose: in
his or her statement of economic interests those financial
interests he or she has which are of -the kind described in _
the disclosure categories to which he or she is assigned - 5-n
the Appendix.. It has been determined that the financial '
interests set. forth in 'a designated employed' -s disclosure - - -
categories are the kinds of financial interests which he car
- . she. foreseeably 'can 'affect materially through the conduct of
his' or her office.
(4) Section 4.- Statements of Economic'Ynterests
- Place of Filing. .
code reviewing bo3y shall instruct all desi5---
nated employees required to file statements of economic:
interests pursuant to this Conflict of interest Cocie to file
in accordance with one of the following procedui:es:f!
(k.) All designated employees stZ:t.E:i.�c rst•s,
of economic interests with the agency. Upon z.ec:cipt-of the-
Statements -of economic interests• of the head of the-aS!ency
and members of boards or * commissions not under a department.
of state or local goverrimert, the' agency small make anC%
..retain a. copy c f each and forward the originals of these a
statements to the code reviewing -body, which shall he the -
See Government Code Section 81010 and 2 Cal -
Adm, Code Section 18115 for the duties of filing officers. _
and persons in agencies who make and retain copies of stzte
ments and forward the originals to the filing officer. -
o :ra..sferred to designate /p-oL ions after the
effective date of the Code le statements
within ten days after assuming offices or if subject
to State Senate confirmation, ten days- after being -
nominated or appointed- -
(C) Annual Statements. All designated employees
shall file statements no Jater than April 1_
• (D) Leaving Office Statements_ Ajj_ persons %-7 bo _ -
leave designated positions shall file statements within -
thirty days after leaving.office. -
(6 ) Section 5. Contents 'of' and Period Covered by Statements
of Econo;ttic Interests_
(A) Contents of Initial Statements. Zni_tial. -
statements shall disclose -any reportable 3_nvestrttents,• interest;
� in real property and business positions Beed on L•he. effeotti.vE
- . date of the Code.
(B) Contents of Assuming Office Statements_
Assuming office statements shall disclose Zany reportable -
investments, interests. in real property and business positiOns _
held on the date of assuming office• or, if si-c— i_a State
Senate confirmation or appointment, on the cIz to of no_miz3ution...
(C) Contents of Annual Statements- Annuzl state
menus shall disclose any reportable investments, interests
in real property, income and business positi_c>ns held or
received during the previous calendar year pr-ovided, however, -
that the period covered by an employee's .first znnual statemen.
(�, ) The name of the . Asir(, .s entity in
wiiicT, each investment is held, and a general descz-ipt:
- of the business activity in which the business
entity is engaged;
{iii) The address or other precise locatio-n
of the real property; _ .•
(iv) A statement whether the fair market_
• `.value of the investment or interest in real proparty
exceeds one thousand dollars ($1,000), exceeds ten
:thousand dollars ($10,000) , or exceeds one hundzrea
_:thousand dollars ($100,OOp)_
( ) Personal Income Disclosure. When. personal
income is•requirec to 'be reported,V the statement shall
contain: - -
.The - � -
• ( ) name and address of c-ach source of
income aggregating ttYo hundred fifty dolIa_rs ($15tt)
- or more in value, or twenty-five dollars ($25.) c -r
• Wore in value if the income was a gift, and -I -
- general description of the business activity, if-
-
any, of each source_ - - -
5� A designated enployeets income :includes his or
her community property interest in the income of his or here
spouse but does not include salary or reimbursement for
expenses received from a state, local or federal government
agency.
Dusint...s entity received ,-yment � if the filerY..J
prk ata share of gross rece(pts from such person
was equal to or greater than ten. thousand dollars
(D) Business Position Disclosure_ 17he'n business
positions are required to be reported, a designated aMployee
shall - list the naive and address of each business entity in.
which he or she is a director, officer, partner, trusteer -
employee, or inwhich he or she holds any position of manage—
.-
= ' merit, a description.of the business activity in which the -
business entity is engaged, and the designated erployee's
position with the business entity. .
(E) Acquisition or Disposal During Report.incg
Period.' In the case of an annual or leaving- cffic_e• state;:ien
if an,investment or an interest in xeal property tray p arti.al3y
-or wholly acquired or disposed c�f: during- tbc: l�c.ri.acl c-t�:E=r c
by . the statement, the statement shall contain the cies t -e cif
acquisition or disposal.•
{8). Section 8_ Disqualification. .
_ No designated enployee shall make,- participate in -
making, or'use his or her official positions to influezxce the making of any governmental decision which will foreseeably.
have a material.financial effect, distinguishable from its,
effect on the public generally, on.
(A) : Any business entity in which the +designated
employee has a direct or indirect investment worth mor}, than
one thousand dollars
.. 9 w
-
this determ at" 1 and disclosure sh 1 b -iade jLrn Wrl-ting
to his or her ppointing` authority; an( in the case of other
designated employees, this determination and disclosure r
shall be made in writing to the designated employee's
supervisor.
(10) Section 10. Assistance of the Commisslon and Counsel. .
Any designated. employee who is unsure of -his or
her duties under this Code may request assistance from the
Fair Political Practices Commission pursuant to Government
Code Section .83114 or from the attorney for his or her agency,
provided 'that nothing in this section requires .the- attorney
for the 'ag.ency to issue any formal or informal opinion -
(11) -Section 11. :Violations.
This Code has the force and effect of 1zn-7.- Designate
employees violating any provision of this .Code z,7_ e suz'iect. C
to the administrative, criminal and civil sanct_ionzcz pra:-3 ded
in the -Political Reform Act, Government Code Sect ions SIC+C10
91014_ In addition, a decision'in 'relatzori. to Yoh 1ch zt vIoZati(
of the disqualification provisions of this Code 0r of coverrf,aez
' Code Section. 8710.0 has occurred may be set asxdc- ris. void
pursuant toGovernment Code Section 91003.