HomeMy WebLinkAboutAgenda Report - August 19, 1998 (59)CITY OF LODI [COUNCIL COMMUNICATION
AGENDA TITLE: Resolution in Opposition to Proposition 9 - Utility Rate Reduction and Reform Act
MEETING DATE: August 19, 1998
SUBMITTED BY: Electric Utility Director
RECOMMENDED ACTION: That the City Council adopt the attached resolution stating their opposition to
Proposition 9 which will appear on the November 1998 ballot.
BACKGROUND: In 1996 representatives of the Electric Utility Department, in conjunction with
representatives of other municipal utilities, participated in negotiations which
resulted in the passage of Assembly Bill 1890 which was signed by Governor
Wilson in September 1996. AB 1890 provided a blueprint for transitioning California's electric market to the
competitive marketplace. One provision of AB 1890 provided for the sale of $6 billion of bonds by investor-owned
utilities (IOUs) to finance a 10% rate decrease for their residential and small commercial customers. Proposition
9 proposes to invalidate the section of AB 1890 which permits the IOUs to recover their financing costs from the
beneficiaries of the financing, while at the same time proposing to give the same customers an additional rate
reduction. If this happens, it is likely that the State of California, and ultimately California taxpayers, will be required
to repay the bondholders. This means that all California taxpayers, including those who are customers of
municipal utilities such as Lodi, would be required to repay those costs, even though they would not
benefit from the initiative's promised rate reduction.
If a simple vote of the electorate can stop repayment to bondholders, it will be almost impossible to find anyone
to purchase our bonds in the future. The next time that the City of Lodi or the school district attempts to sell bonds
to finance construction of a new fire station or a school, it may not be possible to find any buyers. The Proposition
9 proposal could also make it extremely difficult for government agencies to access capital markets in the
future.
If Proposition 9 is enacted, it is likely that the State Legislature will redraft their plan to open California's electric
market. Under the original plan, municipal utilities such as the City of Lodi were given a great deal of discretion
as to when and how to open their electric market. There is no guarantee that we would retain that authority in a
redrafted plan. The City Council's regulatory authority could be severely eroded.
Organizations opposed to Proposition 9 represent a broad spectrum of interests. They include the California
Chamber of Commerce, the Environmental Defense Fund, California Teachers Association, California School
Boards Association, California Taxpayers' Association, California Farm Bureau Federation, and the California
Organization of Police and Sheriffs. These and many more organizations are concerned about the initiative's
negative economic impact on the State of California. The California Municipal Utilities Association, as well as,
PG&E, has requested that the City of Lodi take an opposition position to this initiative. Attached is an Electric Utility
analysis, as well as, a copy of Proposition Initiative.
FUNDING: None required A // � / J�dk
Prepared by: Nancy Bougher, Sr. Electric Utility Rate Analyst Alan N. Vallow
ANV/NB/ist Electric Utility Director
c: City Attorney
Approved _
H. aon Flyhn
City Manager
Of CO
FT- UTILITY
memorandum
TO: Alan Vallow
FROM: Nancy Bougher 19
DATE: 7/24/98
SUBJECT, TURN Initiative - Proposition 9
Campaign advertising for and against Proposition 9, the TURN Utility Rated Reduction and Reform Act, is
expected to begin soon . As you are aware, CMUAjoined with the three IOUs, the California School Boards
Association and other groups in a judicial challenge to this measure. The initial challenge lost, but if the
initiative passes it will surely be renewed. Lodi EUD needs to decide what role we want to play in educating
our customers about this initiative and its effect on Lodi and Lodi electric customers.
To summarize, the initiative would 1) severely limit the amount that IOUs could collect in stranded costs
related to nuclear power plants; 2) prohibit IOUs from collecting from customers for payment of rate
reduction bonds; 3) provide for a 20% rate decrease (compared to June 1996) effective 1/1/99; 4) provide
for expedited judicial review of CPUC decision related to restructuring and financing costs; and 5) restrict
dissemination of customer information. It is likely that portions of the initiative would be found
unconstitutional, but other sections will likely pass judicial scrutiny. It is also possible that the State could be
required to repay the rate reduction bonds, or at least the interest. If this happens, all California residents,
including customers of municipal utilities, would likely share in this payment.
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SECRETARY OF STATE
June 24, 1998
TO: ALL COUNTY CLERKS/REGISTRARS OF VOTERS (98261)
Pursuant to Section 9033 of the Elections Code, I hereby certify that on June 24, 1998 the certificates
received from the County Clerks or Registrars of Voters by the Secretary of State established that the
initiative Statute, ELECTRIC UTILITIES. ASSESSMENTS. BONDS., has been signed by the
requisite number of qualified electors needed to declare the petition sufficient. The ELECTRIC
UTILITIES. ASSESSMENTS. BONDS. INITIATIVE STATUTE., is, therefore, qualified for the
November 3, 1998 General Election.
ELECTRIC UTILITIES. ASSESSMENTS. BONDS. INITIATIVE STATUTE. Prohibits assessment
of utility tax, bond payments or surcharges for payment of costs of nuclear power plants/related
asset's: Limits authority of electric companies to recover costs for non-nuclear generation plants.
Prohibits issuance of rate reduction bonds and assessments on customers for paym-ut of bonds and
assessments on customers for payment of bond principal, interest and related costs. Provides judicial
review of Public Ultilities Commission decisions relating to electric restructuring and financing costs
by writ of mandate. May provide up to 20% electricity rate reduction '-r residential and small
commercial customers of investor owned utilities by January 1, 1999. Restricts customer information
dissemination. Summary of estimate by Legislative Analyst and Director of Finance of fiscal impact
on state and local governments: The net impact of the measure on state government revenues would
be annual revenue reductions potentially in the range of $100 million per year from 1998-99 through
2001-02, in turn resulting in decline in the minimum funding guarantee under Proposition 98 for K-
14 education by about $50 million after 2001-02. The state would be required to offset a portion of
local school district losses in property taxes, resulting from downward assessments of nuclear
facilities. Potential state liability for debt service on $7 billion in bonds previously issued may result
from judicial interpretation of applicability of measure to those bonds. Additional workload may
increase state administrative, judicial and legal costs of probably less than $5 million annually. The
net impact on local governments would be revenue reductions, potentially in the tens of millions of
dollars annually from 1998-99 through 2001-02. State and local governments would realize savings
associated with lower utility rates, in the tens of millions of dollars annually.
Reproduced by CMUA to place on web site.
Original signed by
Secretary of State Bill Jones
on 6/24/98.
TURN Initiative
The Utility Rate Reduction and Reform Act
SECTION 1. Findings and Declarations
The People of California find and declare as follows:
The cost and dependability of California's electric utility service are threatened by a new law that was
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intended to reduce regulation of electric utility companies in this state.
Any change in the way electricity is sold should benefit all electric utility customers, including
residential and small business customers, and should result in a fair and competitive marketplace.
Instead of creating a fully competitive market for electricity, the new law unfairly favors existing
electric utility monopolies by forcing customers to pay rates more than 40 percent higher than the
market price in order to bail out utilities for their past bad investments.
As a result of this $28 billion bailout for electric utility companies, the average California household
will pay more than $250 more per year for electricity than they would in a fully competitive market.
Residential and small business customers should not be required to bear the costs of bonds used by
utility companies to pay for past bad investments.
It is against public policy for residential and small business customers to be required to pay for the
imprudent and uneconomic decisions of electric utility companies to invest in nuclear power plants
which the public did not want and which threaten the health and safety of this state.
Under the new law, deregulation of electric utility companies may result in marketing abuses that
harm residential and small business customers. Such abuses may include the selling of information
about these customers to other companies for profit.
Therefore, the People of California declare that it is necessary to protect residential and small
business customers from unfair and unjustified taxes and surcharges that will force them to subsidize
electric utility companies. It is also necessary to ensure that residential and small business customers
directly benefit from deregulation of electric utility companies.
SECTION 2. Purpose
The purpose of this chapter is to:
1. Reduce residential and small commercial electricity rates by 20 percent to assure that these
customers receive a direct benefit from the transition to the competitive marketplace for electricity.
2. Prohibit taxes, surcharges, bond payments or any other assessment from being added to electricity
bills to pay off utility companies' past bad investments in nuclear power plants and other generation -
related costs.
3. Prohibit bonds from being used to force residential and small business customers to pay for past
bad investments by electric utility companies.
4. Provide for fair and public review of California Public Utilities Commission decisions related to
electricity price and services.
5. Protect the privacy of utility customers and provide the information consumers need to obtain low
cost and high quality electric service.
SECTION 3. The following Sections are added to the Public Utilities Code:
Electric Utility Rate Reduction
Section 368.1
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(a) No later than January 1, 1999, electricity rates for residential and small commercial customers
shall be reduced so that these customers receive rate reductions of at least 20 percent on their total
electricity bill as compared to the rate schedules in effect for these customers on June 10, 1996.
(b) The rate reductions described in subsection (a) shall be achieved through cutting payments to
electric corporations for their nuclear and other uneconomic generation costs as described in Sections
367.1 and 367.2.
(c) No utility tax, bond payment, surcharge, or any other assessment in any form shall be levied
against any electric utility customer to pay for the rate reductions described in subsections (a) and (b).
Prohibition Against Utility Taxes, Bond Payments, Surcharges or Any Other Assessments To Pay
For Nuclear Power Plants
Section 367.1
(a) Effective immediately, costs for nuclear generation plants and related assets and obligations shall
not be paid for by electric utility customers, except to the extent that such costs are recovered by the
sale of electricity at competitive market prices as reflected in independent Power Exchange revenues
or in contracts with the Independent System Operator.
(b) No utility tax, bond payment, surcharge or other assessment in any form shall be levied against
any electric utility customer for the recovery of nuclear costs described in subsection (a).
(c) This section shall not apply to reasonable nuclear decommissioning costs as referenced in Section
379 of the Public Utilities Code.
Limitation On Utility Taxes, Bond Payments, Surcharges, and Any Other Assessments To Pay for
Electric Utility Company Investments in Non -Nuclear Generation Assets
Section 367.2
(a) Effective immediately, costs for non-nuclear generation plants and related assets and obligations
shall not be recovered from electric utility customers under the cost recovery mechanism provided for
by sections 367 through 376 of the Public Utilities Code except to the extent that such costs are
recovered by the sale of electricity at competitive market rates from independent Power Exchange
revenues or from contracts with the Independent System Operator, unless the electric utility first
demonstrates to the satisfaction of the Commission at a public hearing that failure to recover such
costs would deprive it of the opportunity to earn a fair rate of return.
(b) This section shall not apply to costs associated with renewable non-nuclear electricity generation
facilities described in Section 381(c)(3), or to costs associated with power purchases from qualifying
facilities pursuant to the Public Utility Regulatory Policies Act of 1978 and related commission
decisions.
-Prohibition-Against Utility Taxes; Bond Payments, Surcharges and -Any Other Assessment To Pay
for Securitization Bonds.
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Section 840.1
Notwithstanding current Sections 840 through 847 of the Public Utilities Code:
(a) No electric corporation, affiliate of an electric corporation or any other financing entity shall
assess or collect any utility tax, bond payment, surcharge or any other assessment authorized by a
Public Utilities Commission financing order issued pursuant to Sections 840 through 847 of the
Public Utilities Code for the purpose of paying principle, interest or any other costs of any bonds
authorized by those sections.
(b) The Public Utilities Commission shall not issue any financing order pursuant to Sections 840
through 847 afer the effective date of this measure.
(c) Any electric corporation, affiliate of an electric corporation or any other financing entity which is
subject to a financing order issued under Section 841 that is determined by a court of competent
jurisdiction to be enforceable despite subsection (a) of this section, shall offset any utility tax, bond
payment, surcharge, or other assessment described in subsection (a) collected from any customer with
an equal credit to be applied concurrently with the collection of the utility tax, bond payment,
surcharge or other assessment.
Section 841.1
Any underwriter or bond purchaser who purchases rate reduction bonds after November 24, 1997
issued pursuant to current Sections 840 through 847 shall be deemed to have notice of the provisions
of Sections 367.1, 367.2, 368.1, and 840.1
Public Participation and Judicial Review For Consumer Protection and Electric Company
Accountability
Section 1701.5
(a) Any action or proceeding of the Public Utilities Commission pursuant to Section 367.1, 367.2,
368.1 and 840.1 of the Public Utilities Code shall require a public hearing where evidence is taken by
and discretion is invested in the Public Utilities Commission.
(b) Any change to the amount of above -market costs for non-nuclear generation plants and related
assets and obligations being recovered from utility customers shall only be made after the electrical
corporation has provided notice to the public pursuant to Section 454 of the Public Utilities Code.
(c) Any action or proceeding to attack, review, set aside, void or annul a determination, finding, or
decision of the Public Utilities Commission relating to electric restructuring under Chapter 2.3 of Part
I of Division I of the Public Utilities Code and financing of transition costs as described in Article 5.5
of Chapter 4 of Part 1 of Division 1 of the Public Utilities Code shall be in accordance with the
provisions of Section 1094.5 of the Code of Civil Procedure. In any such action the writ of mandate
shall lie from the court of appeals to the Public Utilities Commission. The court shall not exercise its
independent judgement but shall only determine whether the determination, finding or decision of the
Public Utilities Commission is -supported by substantial evidence- in light of the whole record.
Electric Utility Customer Privacy Protection
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Section 394.1
The confidentiality of residential and small commercial customer information shall be fully protected
as provided by law. No entity providing electricity services including an electric corporation shall
provide information about a residential or small commercial customer to any third party without the
express written consent of the customer.
Electric Utility Customer Information
Section 393
The Public Utilities Commission shall require each electric utility or electric service provider to
provide such information or materials with each utility bill issued to residential and small commercial
customers as the Commission determines to be necessary to assist consumers in obtaining low cost,
high quality electric service options, including electric service options that reduce environmental
impacts such as those that rely on renewable energy sources and to protect consumers' interest in all
matters concerning safe and dependable delivery of electric service.
Definitions
Section 330.1 Definitions of Charges
(a) "Utility tax" "bond payments" "surcharge", "assessment" or "involuntary payment" mean any
charge that serves to permit an electric corporation to recover the value of uneconomic assets from
ratepayers, and includes but is not limited to a "fixed transition amount" as defined by Section 840
(d), and the "competition transition charge" that is the nonbypassable charge referred to in Sections
367 to 376, inclusive.
(b) For purposes of Sections 330.1, 367.1, 367.2, 368.1, 393, and 840.1, the terms "electric utility",
"electric utility company", and "electric corporation" have the same meaning as the term "electrical
corporation" as defined in Section 218 of the Public Utilities Code.
Repeal of Existing Law
Sections 367(a), 368(d), 368(h) of the Public Utilities Code are repealed.
SECTION 4. Initiative Integrity
(a) This act shall be broadly construed and applied in order to fully promote its underlying purposes,
and to be consistent with the United States Constitution and the Constitution of the State of
California. If any provision of this initiative conflicts directly or indirectly with any other provisions
of law, including but not limited to the cost recovery mechanism provided for by Sections 367
through 376 of the Public Utilities Code, or any other statute previously enacted by the Legislature, it
is the intent of the voters that those other provisions shall be null and void to the extent that they are
inconsistent with this initiative and are hereby repealed.
(b) No provision of this act may be amended by the Legislature except to further the purpose of that
provision by a statute passed in each house by roll call vote entered in the journal, two thirds of the
membership concurring, or by a statute that becomes effective only when approved by the electorate.
No amendment by the Legislature shall be deemed to further the purposes of this act unless if furthers
the purpose of the specific provision of this act that is being amended. In any judicial action with
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respect to any legislative amendment, the court shall exercise its independent judgment as to whether
or not the amendment satisfies the requirements of this subsection.
(c) If any provision of this act or the application thereof to any person or circumstances is held
invalid, that invalidity shall not effect other provisions or applications of the act that can be given
effect in the absence of the invalid provision or application. To this end, the provisions of this act are
severable.
(d) It is the will of the People that any legal challenges to the validity of any provision of this act be
acted upon by the courts upon an expedited basis.
CNIUA Home
CMUA Public Affairs
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RESOLUTION NO. 98-126
A RESOLUTION OF THE LODI CITY COUNCIL
OPPOSING PROPOSITION 9, UTILITY RATE
REDUCTION AND REFORM ACT
WHEREAS, Proposition 9, the 1998 Utility Rate Reduction and Reform Act,
proposes to make significant changes in the State of California's plan to transition to a
competitive electric market in the State; and
WHEREAS, the City Council has determined that Proposition 9 would be
potentially costly to the residents and business owners of Lodi; and
WHEREAS, the City Council has determined that Proposition 9 could jeopardize
the City's regulatory authority in managing the Lodi Electric Utility Department.
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Lodi,
opposes Proposition 9, the 1998 Utility Rate Reduction and Reform Act.
Dated: August 19, 1998
1 hereby certify that Resolution No. 98-126 was passed and adopted by the City
Council of the City of Lodi in a regular meeting held August 19, 1998, by the following
vote:
AYES: COUNCIL MEMBERS - Johnson, Land, Mann, Pennino and
Sieglock (Mayor)
NOES: COUNCIL MEMBERS - None
ABSENT: COUNCIL MEMBERS - None
ABSTAIN: COUNCIL MEMBERS - None
CE M. EIMCHE
City Clerk
98-126
FACSIMILE COVER SHEET
CITY CLERK'S OFFICE
221 WEST PINE STREET - P.O. BOX 3006
LODI, CALIFORNIA 95241-1910
PHONE (209) 333-6702 FAX (209) 333-6807
DATE: August 25, 1998
FROM: Jennifer M. Perrin
Deputy City Clerk
TO: Phil Pennino
COMMENTS: Attached are the two forms regarding Proposition 9. If there is any thing else
can do, let me know.
THIS TRANSMITTAL CONTAINS 4 PAGE(S), INCLUDING THIS COVER SHEET.
formsWfaxjen.doc
Californians For Affordable and Reliable Electric Services
Individual Member Form
I oppose the 1998 Electric Utility Proposition, a measure that may appear on the
November 3 statewide ballot. You may list me publicly as a member of�,he o c
coalition being organized to oppose passagq of this proposition., 'I
Jack A. Sieglock
Name (please print)
Mayor %ty of Lodi U
Current title or occupation** Organization or company (i.e., employer)
P.O. Bog 3006
Mailing address
Lodi CA 95241-1910 San Joaquin
City State zip County
(209) 333-6702 (209) 333-6807
Phone number Fax number
8/21/98
Date signed
On the lines below, please list any other notable current or former titles or
affiliations you may have, including other job titles, organizational positions,
awards, etc.
Other current or former titles or affiliations* *
Other current or former titles or affiliations**
** Titles and affiliations are for identification purposes only and will be indicated as such on any published lists_
Please mail this completed form to:
Californians For Affordable and Reliable Electric Services
1121 L Street, Suite 401
Sacramento, CA 95814
Or fax to: (916) 341-1081
Californians For Affordable and Reliable Electric Services
Organization Member Form
Our organization opposes the 1998 Electric Utility Proposition, a measure that
may appear on the November 3 statewide ballot. You may list our organization
publicly as a member of the official coalition being organized to oppose passage of
this measure.
City of Lodi
Name of organization
P.O. Bog 3006
Mailing address
Lodi CA 95241-1910 San Joaquin
City State Zip County
Jack A. Sleglock Mayor
Nlame crf officer sigjl?lg (pVW prirlt) Title of person signing"
8/21/98
Si tore o
officer erDate signed
389 389
Nurkber of members in your organization Approximate number of jobs your members
provide in California
Alice M. Reimche (209) 333-6702
Contact person to call at your organization Daytime phone number of contact person
(209) 333-6807
Daytime fax number of contact person
** Titles and affiliations are for identification purposes only and will be indicated as such on any published lists.
Please check the applicable boxes below:
CIYES! Our organization is willing to help in other ways. Call the contact person designated above to let us
know what we can do to help oppose this proposition.
DYES! In addition to listing our organization as a member, please add my name (i.e., the signing officer) to the
list of individual members.
Please mail this completed form to:
Californians For Affordable and Reliable Electric Services
1121 L Street, Suite 401
Sacramento, CA 95814
Or fax to: (916)341-1081
ABOUT SIGNING THE MEMBER FORM
Thank you for signing this form to show that you oppose the 1998 Electric
Utility Proposition. It's one of the most important ways you can help our
campaign. Here's some information you may want to know.
1. Signing the form simply confirms that you may be listed publicly on lists
of people, businesses and organizations who are members of the official
coalition being formed to oppose passage of the 1998 Electric Utility
Proposition. This is the only position and the only issue with which your
name will be associated.
2. Lists of members may be used in association with materials such as fact
sheets, brochures, letterheads and possibly in advertisements about the
measure. All statements in such materials will be based on verifiable
facts and information, and all publications and activities of the official
coalition will be conducted in strict compliance with all relevant state
laws and regulations.
3. All lists of members will note that titles and affiliations are for
identification purposes only.
4. Signing the opposition form does not obligate you to contribute time or
money to our campaign, or attend any meetings or make any public
statements. Members are welcome to become more actively involved in
the campaign. However, any further involvement beyond being listed as
an opposer is entirely voluntary.
WA012898