HomeMy WebLinkAboutMinutes - December 11, 2007 SSCITY OF LODI
INFORMAL INFORMATIONAL MEETING
"SHIRTSLEEVE" SESSION
CARNEGIE FORUM, 305 WEST PINE STREET
TUESDAY, DECEMBER 11, 2007
An Informal Informational Meeting ("Shirtsleeve" Session) of the Lodi City Council was held Tuesday,
December 11, 2007, commencing at 7:00 a.m.
A. ROLL CALL
Present: Council Members — Hansen, Hitchcock, Johnson, Katzakian, and Mayor Mounce
Absent: Council Members — None
Also Present: City Manager King, City Attorney Schwabauer, and City Clerk Johl
B. TOPIC(S)
B-1 "Presentation on Revisions to Vehicle Replacement Policy"
City Manager King provided a brief introduction of the subject matter of the vehicle
replacement policy.
Deputy City Manager Krueger and Consultant Marshall Eyerman provided a PowerPoint
presentation regarding the vehicle replacement policy. Specific topics of discussion
included the current policy of 1997 and status of vehicles, objectives and options
associated with vehicle replacement, vehicle replacement fund and balances, costs,
reserves, efficient use of vehicles, economic retention, initial funding, annual lease
payments, use of prior public safety vehicles, fully and partially utilized vehicles, and draft
replacement budget policy.
In response to Mayor Pro Tempore Hansen, Mr. Krueger stated the full accounting for
vehicles by departments will include replacement costs and ongoing operations and
maintenance. Mr. King provided an example of the $14 million Police Department budget
and how it would reflect the vehicle replacement to show the actual cost of operations.
In response to Mayor Pro Tempore Hansen, Mr. Krueger stated the cost of each vehicle
would be reflected in the department budget to show exactly what the replacement and use
costs would be.
In response to Mayor Pro Tempore Hansen, Mr. Krueger stated if a department works
efficiently there is a mechanism by which the department may be able to use the additional
funding or transfers may be made to a separate fund.
In response to Mayor Pro Tempore Hansen, Mr. Krueger confirmed that additional reserves
may help take care of those special contingency and costly vehicles that need to be
unexpectedly replaced.
In response to Mayor Mounce, Mr. King stated there are approximately 270 vehicles in the
fleet according to the 2006-07 budget.
In response to Council Member Johnson, Mr. Krueger stated staff is attempting to enhance
the existing policy, which has guidelines for vehicle replacement but does not have the
necessary funding. Mr. King confirmed that the current policy and practices do not conform.
Mr. Callahan stated the existing policy was set up as minimum guidelines and can be
changed as Council wishes.
In response to Council Member Hitchcock, Mr. King stated discipline is needed to provide
funding for replacement. He stated the current process of review is through a committee
with a final sign off by the City Manager.
Continued December 11, 2007
In response to Council Member Hitchcock, Mr. King stated vehicle costs would be
proportionate and automatically assigned to each department as is the case for personnel
costs.
In response to Mayor Pro Tempore Hansen, Mr. Callahan stated staffing is still short two
employees from the level that it was approximately ten years ago. He stated this may affect
the vehicle maintenance schedule. Mr. Krueger stated the goal is to have an effective
policy, which encompasses best practices.
Discussion ensued between Council Member Hitchcock and Mr. King regarding the need
for department heads to possess greater financial skills and the ability of the department to
make decisions pertaining to the number of vehicles that are needed and by what method
they are to be acquired.
In response to Council Member Johnson, Mr. Krueger stated the incentive would be to use
an old vehicle and not incur any charges, or acquire a new vehicle Wth a lease payment
and ongoing replacement costs.
In response to Council Member Johnson, Mr. Callahan stated the City does a good job of
effectively using the older vehicles when the option exists.
A brief discussion ensued between Mayor Pro Tempore Hansen and Mr. King regarding the
positive effect the proposed policy will have because it will provide an opportunity to replace
vehicles when needed.
In response to Mayor Pro Tempore Hansen, Mr. Callahan confirmed that they inspect
recycled vehicles for maintenance, appearance, and other needs before transferring from
one department to another.
In response to Mayor Pro Tempore Hansen, Mr. Callahan confirmed that they are still using
the Sheriffs Department for painting due to cost savings and the quality of work.
In response to Myrna Wetzel, Mr. Callahan stated that, if a vehicle no longer meets the
needs of the City or any department, it is sent to auction.
Mr. Krueger stated the $2.5 million will be applied to the oldest vehicles first and after that
point it will be necessary to have a reasonable balance for ongoing replacement and
operations and maintenance costs on vehicles.
In response to Mayor Pro Tempore Hansen, Mr. Krueger stated the policy is proposed to be
implemented at the end of the current fiscal year and the $500,000 for the 2008-09 year
may change.
In response to Mayor Pro Tempore Hansen, Mr. Krueger stated the policy will provide more
contingencies when a piece of major rolling stock does go down and needs to be replaced.
Mr. King stated the full accounting of $5 million to $7 million is for all vehicles, but not all
vehicles need to be replaced. He stated the $2.5 million is good to start with and allows
interest building.
In response to Council Member Hitchcock, Mr. Krueger stated on annual basis vehicle
replacement costs are approximately $100,000.
In response to Council Member Hitchcock, Mr. Krueger stated the policy will likely require
approximately $600,000 to $700,000 when it is all worked out. He stated the term "lease" is
used when the vehicle fund owns the vehicle and a lease payment is charged to a
department for usage of the vehicle.
W
Continued December 11, 2007
Discussion ensued between Council Member Hitchcock and Mr. King regarding the
calculation of the costs of each vehicle by the vehicle division, the assignment of such
costs to the individual departments, and the options for maintenance and lease payments
by the departments.
In response to Council Member Hitchcock, the consultant stated the current trend in
fiscally challenging times is to assign vehicle costs to each individual department to better
track where the money is going.
In response to Council Member Johnson, Mr. Krueger stated $1 million is the catch up
amount and that amount will either come from the General Fund or be assigned to the
individual departments.
In response to Mayor Pro Tempore Hansen, Mr. Callahan stated the City does not have a
specific policy on which cars to buy as far as make and model are concerned. He stated
historically they have bought American; although, that is changing based on the lifecycle
and upfront costs of a vehicle.
Council Member Johnson asked the City Clerk to research what types of vehicles other
cities purchase and use.
In response to Myrna Wetzel, Mr. King stated individual departments do not hold the
vehicle fund as it is a separate fund in the budget itself.
C. COMMENTS BY THE PUBLIC ON NON -AGENDA ITEMS
None
D. ADJOURNMENT
No action was taken by the City Council. The meeting was adjourned at 8:10 a.m.
ATTEST:
Randi Johl
City Clerk
3
AGENDA ITEM & k
CITY OF LODI
COUNCIL COMMUNICATION
TM
AGENDA TITLE: Presentation on Revisions to Vehicle Replacement Policy
MEETING DATE: December 11,2007
PREPARED BY: Deputy City Manager
RECOMMENDED ACTION: No action needed.
BACKGROUND INFORMATION: The City of Lodi is getting much closer to reaching
its goal of financial stability. As of June 30, 2007 the
unobligated unreserved general fund balance is
approximately $5 million with a target of approximately $7 million. The focus for the last three
years has been to restore the general fund to good financial condition while maintaining services
at current levels. Although we've been able to keep stable service levels during the time that
budgets restraints have been in place, we have not kept pace in one very important area
i,e, replacement of vehicles at the end of their useful lives.
The budget policy for vehicle replacements that was adopted in 1997 indicates that a minimum
fund balance will be maintained in the Vehicle Replacement Fund to allow for:
1) Fluctuations in expenditures for vehicle replacements and at the same time level transfers
into the vehicle replacementfund from the general fund
2) Emergency replacements of vehicles when warranted
3) Annual transfers to the Vehicle Replacement Fund that are based on an annual use
allowance
Although the goals that were enumerated in the 1997 policy were intended to provide a healthy
and stable Vehicle Replacement Fund, the fund was not maintained at appropriate levels. Hence
many vehicles have been used well beyond their economic useful life. We are now faced with
having to replace many vehicles that are worn out and cost much more to replace than the cash
that is available to replace them. The primary elements of the new policy will include the
following:
APPROVED: `1
Blair , City Manager
1) Include in departmental budgets the full cost of operating and replacing the vehicles utilized
by each department.
2) Provide a funding mechanism that will allow for sufficient reserves so that those vehicles that
have reached the end of their economic useful life are replaced when they should be.
3) Only that number of vehicles that is essential to support the primary services that are
provided by each departmentwill be retained.
4) Vehicles should not be retained any longer after they have reached a point where it is too
costly to maintain them.
5) The Vehicle Replacement Fund will be funded at an initial level of approximately $2.7 million,
which includes a transfer of $1 million from the general fund, as of July 1, 2008.
6) For every vehicle utilized by each department, an annual lease payment will be made to
the Vehicle Replacement Internal Services Fund. When sufficient funding has been achieved for
a vehicle, there will be no additional lease charges to the department for that vehicle. The
annual lease charge for each vehicle shall be based on the original cost of the vehicle divided by
the useful life of the vehicle. Interestthat is earned on the cash balance in the Vehicle
Replacement Fund shall be allocated to departmental accounts based on the accumulation of
lease payments that will be credited to individual departmental accounts in the Vehicle
Replacement Fund.
7) Vehicles that will be replaced with a new vehicle will be offered to all departments before they
are traded in or sold at auction. Those vehicles which are acquired by departments in this
fashion shall not be charged a lease payment.
The outcome of this approach will result in avoiding
produce greater financial stability. A representative
prepared the cost of services analysis reviewed by City
presentation to City Council at the meeting.
FISCAL IMPACT: Not Applicable.
unpredictable large cash outlays and
from MuniFinancial Services, which
Council in October 2007, will make a
7
Js R. Krueger, Deputy City Manager
CITY OF LODI BUDGET
DRAFT - FLEET POLICIES AND PROCEDURES SECTION 2.1
This section outlines the basic policies and procedures that will be used in preparing
budget requests for vehicles to be included in the City's Financial Plan and Budget.
These instructions ensure conformancewith the fiscal and administrativepolicies
established by the City Council and City Manager.
At the time the Budget is prepared, specific instructions will be issued. Included in these
instructions will be the budget calendar, funding targets, guidance for changes in service
levels and specific budget formats to use in presenting significant expenditure requests
and capital improvement requests. Accordingly, the policies and procedures described in
this section provide the basic foundation for budget preparation.
Under the budget process described below, replacement vehicles are generally budgeted
and funded from the Vehicle Replacement Fund for General Fund departments or from
capital accounts for Enterprise Funds. Target levels will be established based on the
current vehicle inventory for each department and confirmed by the City Manager and
Deputy City Manager for each budget cycle based on projected replacement needs. As
such, the target funding does not authorize specific replacements. Replacement vehicles
will be specifically identified and listed in the budget. Vehicles will be replaced based on
target funding for each department, provided in the budget if justified, and approved by
the City Manager.
The establishment of Vehicle Replacement contributionsby department will allow
departments to account for specific costs attributed to each department. In addition,
required funding for the Vehicle Replacement Fund will provide a mechanism for each
department to appropriately set aside monies for future vehicle replacements. Future
vehicle replacements for each department will be funded through the use of the Vehicle
Replacement Fund and limited to the amount made available by each department through
annual contributions plus interest earnings.
As part of the Financing Plan, to reduce excess operation and maintenance costs and to
extend the period before vehicle replacement is required, each department shall review
the following items:
1. Each department may authorize and allow City vehicles to betaken home based
on a justified need and only if approved by the City Manager. All costs for the
operation and maintenance of the vehicles will be allocated directly to the
department.
2. If annual maintenance costs for a vehicle are in excess of ordinary maintenance
costs, then the department shall review the need for potential replacement. Any
replacement vehicle must be justified by the department and approved by the City
Manager.
3. Prior to replacing any vehicle the department shall look at acquiring vehicles from
other departments if such acquisition will extend the useful life of the vehicle.
Any replacement vehicle must be justified by the department and approved by the
City Manager.
Requests to increase the size of the City fleet will be included in capital improvement
requests. The vehicle requested will be described and specifically listed as a line item in
the Budget. The request must include funding sources.
POLICY GUJDELINES
The following policies are to he used for programming and budgeting the purchase or
lease of vehicles used to conduct City business and to deliver City services:
A. Departments are responsible for identifying and budgeting for vehicles, which
increase the size of the City fleet, or requests which significantly change a vehicle
class in the current vehicle inventory (such as a pickup truck for a dump truck).
The departments are also responsible for budgeting for the ongoing maintenance
and operation costs of the vehicles.
B. Department Heads are responsible for identifying and recommending replacement
vehicles based on the City's vehicle utilization criteria.
C. The City Manager will review all requests for vehicles that increase the size of the
City fleet as well as for replacement vehicles. Approval will be based on the
justification presented and the City's vehicle utilization guidelines.
D. Budget requests for vehicles will include the total cost of a vehicle, delivery cost,
vehicle modifications, and the cost of component equipment and installation, if
applicable.
E. The City Council must approve requests for additions to the vehicle fleet.
Significant changes in class of vehicle (such as changing fmn a pickup truck to a
dump truck), will be considered to be additions to the vehicle fleet. Changes in
vehicle class which are intended to serve the same service delivery functions may
be approved by the City Manager.
F. The justification for additional vehicles must include a description of the change
in servim requirements of the department, the projected utilization criteria, the
availability of existing vehicles, alternative transportation options and, when
appropriate, a description of the special requirements that justify the purchase of a
special-purpose vehicle as defined in the glossary.
G. The Risk Manager is responsible for budgeting and securing vehicle insurance.
FUNDING POLICIES
A. All vehicles will be requested through capital improvement requests.
B. Funding for the purchase of both scheduled and emergency replacement vehicles
damaged beyond repair will be from the Vehicle Replacement Fund, capital
accounts for Enterprise Funds, or other sources, as applicable.
C. A minimum fund balance will be maintained in the Vehicle Replacement Fund to
meet the following goals:
1. Allow for annual fluctuations in expenditures while maintaining the annual
transfers to the fund based on the lease amounts; and
2. Maintain a minimum balance to allow for emergency replacement purchases.
The City recognizes that an annual transfer amount needs to be established
based on the annual lease amount, experience and implementation of this
policy. Therefore, the minimum balance and the annual lease amount shall he
established as part of the budget process. The annual contribution to the funds
will generallybe based on annual use, which is determined based on the
estimated service life of the vehicle or equipment and its original purchase
cost. The Fleet & Facilities Manager and Budget Manager will establish an
annual lease payment to be paid by each department for the purchase of
replacement vehicles. These funds will be used to purchase vehicles,
component equipment, and to make vehicle modifications necessary to replace
an existing vehicle.
D. In the event that funds budgeted for purchase of vehicles are not fully expended or
encumbered during the year in which such funds have been appropriated, those
unused funds shall be retained in the Vehicle Replacement Fund.
E. To fund the Vehicle Replacement Fund, each department will contribute an
amount equal to the following Lease amounts:
1. Lease charges for new vehicles: Each vehicle which is not fully utilized based
on the Guidelines for Utilization/Replacement (Table 1, Section 4) will pay a
yearly lease amount until fully utilized. The annual lease amount is equal to
the purchase cost (plus an estimated factor for inflation) divided by the useful
life of the vehicle based on the utilization guidelines.
2. Lease charges for fully utilized vehicles: Vehicles are considered fully utilized
once they have contributed an amount equal to the original purchase cost to
the Vehicle Replacement Fund plus an estimated inflation factor. When the
vehicle is fullyutilized it will no longer be charged a lease amount but will
continue to be charged an inflation factor until replacement occurs.
3. Transfers of vehicles between departments: The department which receives
the vehicle will pay a lease charge until the vehicle is fully utilized based on
the utilization guidelines.
4. Replacement of vehicles: When a department replaces a vehicle, any
unfunded replacement amount must be funded by the department.
5. Operations and maintenance: Each department must budget for the annual
operation and maintenance for each vehicle within the department, including
vehicles which have been fully utilized based on the utilization guidelines.
6. A finance charge (carrying charge) shall be charged for all vehicles that are
not yet fully funded (the amount reserved less the reserve requirement) until
the time that the vehicle is replaced.
DEPARTMENT REQUIREMENTS
A. Departments are responsible for identifying their need for replacement vehicles,
additional vehicles, or significant changes in vehicle class required to conduct
City business. Requests will be submitted by the Fleet Coordinator to the
Department Head. If approved by the Department Head, the request will be
forwarded to the City Manager for review and approval. This request will include
the following information-,
I , Class ofvehicle(s) to be replaced
2. Number of vehicles to be replaced
3. City vehicle number and Vehicle IdentificationNumber (VIN) of the vehicles
to be replaced
4. Number of vehicles to be purchased
5. Class of vehicles to be purchased
6. Estimated cost of the replacement vehicles, modifications, component
equipment, shipping cost, sales tax, and any other costs that will be incurred in
acquiring the required vehicle
7. Estimated operating cost per mile, including gas, lubricants, and maintenance,
if appropriate
8. Vehicle utilization criteria in years, miles, and hours of operation as
appropriate(referto Section4, Utilization/Replacement Guidelines Table 1)
9. Recommendation for disposal or second use
B. Requests for vehicles that increase the size of the City fleet or result insignificant
changes in vehicle class will be submitted and justified during the budget cycle,
including the information shown below, using the appropriate capital
improvement request form. Only by exception will the City Council be requested
to approve additions to the City fleet outside the normal budget cycle.
I . Request Title - Short -form description of the request for easy reference
2. Purpose - A description of the City service(s) or business for which an
additional transportation or a special-purposevehicle (or significant change in
vehicle class) is required
3. Vehicle Description - Class of vehicle required
4. Required Modifications - A description of modifications required to place the
vehicle into operation
5. Component Equipment - A listing of component equipment required to place
the vehicle into operation
6. Utilization Criteria - Estimated miles and hours of operation per year
7. Alternatives - A description of other methods in meeting vehicle needs, such
as leasing. use of existing fleet, or contracting of service requirement
8. Recommendation for disposal or second use
9. Cost Summary - A description of the estimated cost and funding source by
element of cost, including but not limited to: basic unit, modifications
required, component equipment, transportation, and any other costs projected
to be incurred in acquiring the complete vehicle
10. Amount to be budgeted for annual budget requirements