HomeMy WebLinkAboutMinutes - October 10, 2006 SSCITY OF LODI
INFORMAL INFORMATIONAL MEETING
"SHIRTSLEEVE" SESSION
CARNEGIE FORUM, 305 WEST PINE STREET
TUESDAY, OCTOBER 10, 2006
An Informal Informational Meeting ("Shirtsleeve" Session) of the Lodi City Council was held Tuesday,
October 10, 2006, commencing at 7:02 a.m.
A. ROLL CALL
Present: Council Members – Beckman (left at 7:30 p.m.), Johnson, Mounce, and
Mayor Hitchcock
Absent: Council Members – Hansen
Also Present: City Manager King, Deputy City Attorney Magdich (arrived at 7:05 a.m.), and
Interim City Clerk Perrin
B. TOPIC(S)
B-1 "Utilities quarterly update"
With the aid of a PowerPoint presentation (filed), Public Works Director Prima presented an
overview of the water and wastewater utilities. He pointed out that in both utilities the same
staff members perform activities and charge their time to where the work was performed;
therefore, the water account is slightly over budget with a corresponding decrease in the
wastewater budget. The production account for water is mainly he cost of running the
wells. Staff makes an estimate as to how much water it will produce and how much the
citizens will use. The total operating expense in water was 93% of the budget amount for
fiscal year 2005-06. Mr. Prima provided the following update on PCE/TCE remediation:
oo Work is commencing on a number of plumes, including the Busy Bee plume.
oo The Central Plume has settled, the City is operating the Guild equipment behind its
store, and installed an additional well to do dual phase extraction. Once the tests are
complete, the design will be finalized on the Central Plume remediation and source
area, which will be underway early next year.
Mayor Pro Tempore Johnson suggested that inserts be included with the utility bills
announcing that work has started on the clean-up efforts.
oo The South Central Western Plume is currently in settlement discussions and there is
better data available on where the plume is.
oo The Southern Plume has settled in concept, and the City will be taking over the
responsibility, similar to the Central Plume.
oo The Northern Plume is in active settlement negotiations.
Completed projects in the water utility include: Water Main Replacement Project Number 2
on Stockton Street near Vine Street; two water main projects—one on Olive Street, the
other on Lockeford Street; improvements to standby capacity in the water wells to phase
out the dated generators—six total have been updated; Lower Sacramento Road south as
part of the street widening project—installed mains for new development; and Harney Lane
curve project—installed underground facilities for new development.
On the wastewater side, the treatment plant came in under budget due to the fact that the
tertiary plant operated more than anticipated. The wastewater utility has little control on
regulatory issues, and this year an unanticipated $5,000 was required by the State for the
sanitary sewer overflow program and new permit for the wastewater collection system,
which is the first of many expenses in the overall program.
Mayor Hitchcock questioned whether the Department accomplished everything it set out to
do, to which Mr. Prima stated that, with the exception of the capital budgets, generally
everything budgeted for was completed.
Continued October 10, 2006
Mr. Prima stated that the wastewater operating account is at 93%; however, the capital
budget was under due primarily to Phase 3 of the White Slough project not being
completed. The City obtained a $5 million Certificate of Participation (COP) in 2003 and a
$25 million COP in 2004. The plan included an additional $20 million financing in 2006-07;
however, it appears that amount could be reduced because it may be unnecessary to build
a treatment wetland and acquire additional land. The cost of the secondary improvements
will be slightly higher than anticipated, but the two balanced out will still be under the
projected cost for financing; therefore, the rates in place for the White Slough improvements
will be sufficient for the next round of work.
In response to Mayor Hitchcock, Mr. Prima listed the following projects that were not
completed in the wastewater utility:
00 Land acquisition at White Slough—budgeted $3.5 million, spent zero;
00 Phase 3 design work—budgeted $1.6 million, spent $500,000;
oo 2004 improvements—budgeted $2.9 million, spent $1.3 million;
oo Additional money was budgeted for the Harney Lane curve that was not spent; and
oo $600,000 for PCE/TCE that was not spent.
Mayor Hitchcock pointed out that the cost for land will not decrease in the future.
Mr. Prima stated that the long-term future of land disposal is unknown. Staff has looked at
land around White Slough and each one has issues. The farm land to the west does not
have development potential and the depth of the groundwater is a concern. The land to the
north could potentially be available; however, it too has groundwater issues. Land to the
south will be developed and is not an option. Land to the east is a possibility, but until the
issue of managing groundwater is resolved, staff is not ready to move forward. In addition,
the cannery is an important player in the long-term plan. As the next round of financing is
discussed, consideration should be given to whether or not to include the cost of land
acquisition; however, at this point, he could not make a recommendation on how much
should be purchased, if any. In answer to Mayor Hitchcock, Mr. Prima stated there is
approximately $12 million remaining in the 2004 COP. He did not believe the need to
purchase land was imminent; however, he did believe the pipeline rehabilitation between
Lodi and the plant was forthcoming. Further discussion ensued regarding the initial
reasons behind the need for additional land and the current uncertainty.
Mr. Prima reported on the following capital projects in the wastewater utility: 2004
improvements; the phase redesign work at $500,000, for which the plans and specifications
will come before Council at the end of this year or early January; and the Lower
Sacramento Road south to Harney Lane curve wastewater infrastructure.
NOTE: Council Member Beckman left the meeting at 7:30 a.m.
Mr. Prima presented a blue sheet (filed) with a summary of the water and wastewater
revenue. The PCE/TCE rate increase raised $430,000 in the last fiscal year, which should
double in the first six months of this fiscal year due to the most recent increase. The
concern, however, is Measure H on the November ballot, which could potentially roll back
the rate and result in a refund of $1.4 million. Revenues in wastewater were slightly over
budget. He pointed out that the Central Plume was broken out due to the fact that it is a
trust account containing settlement monies and the City contribution. There was a
decrease due to PCE/TCE litigations being funded, as well as maintaining the capital
program. Wastewater had a large cash balance at the beginning of the year due to the
COP, which is starting to be drawn down.
Electric Utility Director Morrow reported that the bottom line for electric utility is an
unrestricted cash balance of $3.6 million, which is improved from the original target of $3.2
million. Sales revenue is down $1 million from the projection that was done at the
beginning of the calendar year. Other revenues and non -power costs are both up, which
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Continued October 10, 2006
includes capital. Debt service increased slightly and the transfer to the general fund is
down $500,000. Working capital was reduced at the beginning of the year from $7.3 million
to $3.6 million. Two positive events occurred to move the utility to a better outlook: it
received an additional refund of $1.7 million from Pacific Gas & Electric for transmission
service charges and it sold surplus materials in the amount of $300,000.
In response to Mayor Hitchcock's question regarding debt service, Mr. Morrow replied that
the swap agreements have variable rates, as well as different levels of principle and interest.
He pointed out that in 2008 the debt service will increase $3 million, which was intended to
match the $3 million reduction in the Northern California Power Agency (NCPA) debt
service.
Mr. Morrow reported that the actual cost for operating expenses was $9 million, and the
budget amount was $10.3 million. Labor costs were down significantly from what was
budgeted. The beginning cash balance for fiscal year 2006 was $12.4 million, of which $1.7
million was used for operating/capital expenses of the utility. The current balance is $10.3
million, some of which will be spent on the Killelea Substation rehabilitation and the
installation of the 60kV west side line, which will leave an ending cash balance of $6.5
million. The sales breakdown for the last fiscal year shows one third of sales to residential,
a third to small commercial, and another third to larger commercial/industrial. The figures
reflect a year and a half of the rate increase, which decreased the industrial rate; however,
that will increase this year. The balance of the NCPA general operating reserve is $3.1
million, which includes a refund of $1.8 million received last August. The sales revenue
forecast show revenues increasing slightly; however, power costs will also increase in fiscal
year 2007, which will result in a break even on a $67 million budget. Over 60% of the cost
structure is power supply, and the figures show a decline going forward. Fiscal year 2007
is projected to have a healthy cash balance; however, it will not be built up. He pointed out
that the $3 million spike in debt service in fiscal year 2008 will decrease the net income and
cash balance. Staff will be looking to address this issue during the 2008 budget
discussions and will come forward with recommendations. The trend going forward
indicates that expenses will exceed costs.
In response to Mayor Hitchcock, Mr. Morrow agreed this is due to the increase in cost of
power and the spike in debt service, as well as the rates remaining the same. If nothing
changes during the next budget cycle, there will need to be discussion regarding rates.
In response to Mayor Pro Tempore Johnson, Mr. Morrow clarified that sales are projected to
increase nominally each year. With the exception of the balloon debt payment in 2008 and
a smaller spike in 2011, Mr. Morrow was not aware of any other aberrations.
Mr. Morrow demonstrated the forward market price projections. He stated that NCPA made
some optimistic forecasts of power costs in its budget, which Lodi adopted into its budget,
and staff found that it cannot purchase power for those numbers; therefore, the purchase
power costs were upgraded to reflect the actual costs.
Myrna Wetzel questioned if these prices were comparable to gas prices that fluctuate with
the market, to which Mr. Morrow replied in the affirmative.
Mr. Morrow reported that the original projection was a $1.7 million balance at the end of the
year; however, it ended at $3.6 million. Currently, the utility is well hedged for fiscal year
2007 and is locked going forward. Mr. Morrow demonstrated the fluctuation and volatility of
the energy market and purchasing power on the short and long-term markets. At the
October 18 Council meeting, staff will seek authority to purchase energy for fiscal year
2008, as the current authorization ended at fiscal year 2007.
Continued October 10, 2006
Mayor Hitchcock questioned if the projections included the Roseville insurance policy, to
which Mr. Morrow replied in the negative as that decision has not been solidified. Should it
be successful, it could be a significant positive change for Lodi.
Mayor Pro Tempore Johnson asked if there was adequate staffing to study the trends, to
which Mr. Morrow stated that Lodi hired and paid for that expertise at NCPA. He believed it
was more efficient and economic to have that aggregate strength in one central location.
Each member agency receives weekly reports on the energy market, and NCPA has
economists to make recommendations. Mr. Morrow stated that he has been very
impressed with NCPA, but he believed that every agency should still closely monitor the
situation, and he continually shares information with the risk oversight committee. NCPA is
looking to formalize a new buying program that would go out five years versus one year, to
which Mr. Johnson questioned if the City could participate in such a program considering
its financial condition. Mr. Morrow believed it would be manageable and that the line of
credit could be used as a my to secure future purchases. The program would rely on the
credit of NPCA and the members as a whole, which would be a benefit to Lodi.
Council Member Mounce expressed concern regarding the comment made earlier about
NCPA's projection on the cost of power, particularly if Lodi is relying on the information, and
further questioned who was on the oversight committee. Mr. Morrow explained that NCPA
looks at two different cost structures going forward: one is the market cost view, which is a
global, stable pricing scheme, and the market cost curve, which is the price at which one
could buy power today. Not all of the members understood the difference between the two
different models. The risk oversight committee consists of the City Manager, Deputy City
Manager, City Attorney, and the Electric Utility Director.
Mr. King stated that the Department has been short two key management positions since
2003-04, one of which was recently filled and the other recruitment currently underway. Mr.
King stated that the City was utilizing the consultant firm of McDonald Partners, which was
very competent, but it only had a narrow view as it was not aware of how much was in
reserves and what the rates were. He believed it was beneficial to have internal knowledge
to understand the complete picture. Staff intends to bring forward a reserve policy during
the 2007-08 budget process and will continue the practice of bringing to Council
authorization to purchase power. Currently, the City is limited to a 12 -month forward
purchase with NCPA, with the exception of single -member purchase agreements; however,
Lodi's weakened financial condition and credit rating would have a negative affect on this
type of purchase. It would be more beneficial to purchase power as a group and use a
collective credit rating.
In response to Council Member Mounce, Mr. Morrow stated that staff will be returning to
Council at its next meeting with an agreement for the Killelea Substation redesign technical
work. Ms. Mounce stated that the neighbors are eager for this project because of the
vacant house that is routinely vandalized. As part of the project, the property will be
acquired and there will be significant improvement to that section of the neighborhood.
Mr. King stated that he received citizen requests to view the City's unaudited year-end
statements, which is not consistent with past practice, as well as the practice of cities
within San Joaquin County. He reported that he made the information available on the
website and stressed that the figures were unaudited.
In response to Mayor Hitchcock, Mr. Krueger stated that the City is being as transparent
as possible and he was comfortable with the decision. The City Attorney had opined that
these reports were on the Intranet and available for request by the public. In addition, the
report was clearly marked that it was a preliminary report, subject to audit.
Mayor Pro Tempore Johnson believed it was a mistake to break past practice and cause
staff extra effort to publish unsubstantiated reports, to which Mayor Hitchcock concurred.
0
Continued October 10, 2006
Mr. King stated that in the future he would like to see the audits performed earlier and he
intends to work with the auditors on getting an accelerated audit.
C. COMMENTS BY THE PUBLIC ON NON -AGENDA ITEMS
None.
D. ADJOURNMENT
No action was taken by the City Council. The meeting was adjourned at 8:31 a.m.
ATTEST:
Jennifer M. Perrin
Interim City Clerk