HomeMy WebLinkAboutMinutes - July 19, 2005 SSCITY OF LODI
INFORMAL INFORMATIONAL MEETING
"SHIRTSLEEVE" SESSION
CARNEGIE FORUM, 305 WEST PINE STREET
TUESDAY, JULY 19, 2005
An Informal Informational Meeting ("Shirtsleeve" Session) of the Lodi City Council was held Tuesday,
July 19, 2005, commencing at 7:01 a.m.
A. ROLL CALL
Present: Council Members — Hitchcock, Johnson, Mounce, and Mayor Beckman
Absent: Council Member Hansen
Also Present: City Manager King, City Attorney Schwabauer, and City Clerk Blackston
B. TOPIC(S)
B-1 "Report, including a presentation by Bartle Wells, regarding possible water rate increases"
With the aid of an overhead presentation (filed), Reed Schmidt, Principal Consultant with
Bartle Wells Associates, explained that its task was to analyze ways to finance PCE/TCE
remediation. The cost of the program is estimated to be $45.7 million, which includes
capital, operating, legal expenses, and settlements due to the parties, less revenue due to
the City. Costs include payback of $12.2 million in past expenses, which includes $1.9
million owed to the Sewer ltility. Bartle Wells was asked to look at Water and Sewer
Utilities to determine which would be more appropriate to pay for remediation costs. It
concluded that the Water Utility should be responsible for the payment because it would
mean a lower rate impact to Lodi citizens and there is a direct benefit to water users from
remediation of PCE/TCE. He noted that the Sewer Utility has existing debt that requires
the City to maintain rates to meet coverage requirements and other covenants. Three
alternatives were considered: 1) pure funding based on pay-as-you-go financing, 2) modified
smooth method using cash reserves Pus rate increases, and 3) long-term financing plus
rate increases, as well as cash reserves. Long-term borrowing had no advantages because
it is more expensive, due to the payment of interest over time and the cost of issuing. He
noted that rates need to be predictable and produce revenue stability for the Water Utility.
Bartle Wells recommends the modified pay-as-you-go approach, in which there would be no
borrowing and cash from settlements and rate increases would be used. All accrued
expenses would be repaid. Rates for a three-bedroom home would increase by $3.50 a
month beginning January 1, 2006, an additional $3.50 on July 1, 2006, and a third increase
of $3.50 on July 1, 2007, after which rates would increase according to the Consumer Price
Index. Bartle Wells believes that the rate increases along with the City's cash reserve and
settlement amounts could pay for the cost of PCE/TCE remediation. At tomorrow's regular
meeting, Council will be asked for authorization to mail the Proposition 218 notice.
Following the mailing, there is a 45 -day period to receive responses, comments, and written
protests. The public hearing on the proposed water rate increases will be scheduled for
September 21.
Mayor Pro Tempore Hitchcock asked what was included in the $12.2 million payback
amount and why there would be less of an impact to ratepayers if the Water Fund were
used instead of the Sewer Fund.
Public Works Director Prima replied that $12.2 million is the net cost to the Water and
Sewer Funds from the beginning of this matter and does not include any expenses from the
General Fund.
Continued July 19, 2005
Mr. Reed explained that the Sewer Fund has existing debt at this time and the City may be
issuing additional debt from the Sewer Fund at a later time. To make the debt service
payment, the City needs to not only have rates in place to pay the principle interest, but
also must have a coverage requirement, i.e. additional revenues over and above that. Bartle
Wells analyses showed that if this cost were placed on the Sewer Utility the City would
have trouble meeting its coverage requirements and it may preclude the City from issuing
additional debt. It could also cause the sewer rates to increase to an amount that would be
unacceptable by ratepayers.
Tatiana Olea, Financial Analyst for Bartle Wells Associates, explained that it was first
determined what the rate would be for a three-bedroom water utility customer to absorb the
cost. The rate for all other customers was then scaled proportionally to that rate and to the
same ratios that the existing water utility rate structure uses. She stated that the impact is
proportionately the same to all customers in the system.
In answer to Council inquiries regarding the $45.7 million figure, City Attorney Schwabauer
explained that, because three of the cases related to the contamination plumes have not
yet settled, to break out the estimated costs would inform other parties what the City is
anticipating to pay and what they could presume the "floor" to be for settlement purposes.
That would harm the City's negotiating position in trying to reach a favorable resolution in
negotiation. The $45.7 million amount is staffs and the environmental firm Treadwell &
Rollo's best estimate of the ultimate cost of PCE/TCE remediation. He acknowledged that
the total amount could, eventually, increase or decrease.
Ms. Olea stated that the $45.7 million figure is a cost estimate that spans 30 years. She
explained that, in ratemaking, the first three years can be predicted reasonably well. The
following three years is a "pretty good guess" and after that period it becomes very
speculative. Ms. Clea expressed confidence that, for the first five years, Bartle Wells is
confident that the proposed rates will recover the cost the City needs to conduct the
PCE/TCE cleanup. To account for a margin of error, the City will be collecting $498,000 in
excess of what it needs for the projected period. In the outer years, the Consumer Price
Index increase will be needed to keep up with expenses. She suggested that the rates be
reevaluated in three to five years to make sure the rate is supporting the City's needs. It is
predicted that in year 2011 or 2012, operations and maintenance costs will stabilize and
begin to decrease. She assured Council that there would be a separate fund within the
water utility to track these rate revenues and expenditures.
Mr. King explained that staff could not recommend that the rates sunset at a certain time
because there are too many variables and unknowns.
Council Member Johnson noted that the information Council received states that an
allowance had been made for the cost of retrofitting water meters.
Mr. Prima explained that the rate model Bartle Wells developed considered the entire water
fund. When considering paying back the water fund for past expenses, a significant
amount of money was for capital projects that Public Works had planned to do. Projecting
forward in the water rate model for the operating and capital portions, known expenses and
projections including cost of living increases, and operations increasing the cost of capital
projects, were included in the water rate model. Included was $500,000 a year for installing
meters over the course of 20 years.
Mr. Schwabauer further explained that money was taken from the water meter program and
the proposed water rate increase includes paying back the money that was taken out of the
account.
2
Continued July 19, 2005
Mayor Beckman suggested that, for clarity, the explanation should merely state that the
capital outlay accounts are being replenished the amount that was borrowed from them.
Ms. Olea confirmed that no other utility projected expenses went into this portion of the rate
making. Of the $12.2 million, $1.9 million will go to the sewer fund and $1.2 million is
marked for the water capital outlay fund. The balance is all to pay back the water fund.
Finance Director Krueger confirmed that all past costs were accounted for in one fund.
Approximately $1.9 million was paid out of the sewer fund in 2004-05 for settlement costs,
attorney expenses, etc., and this will be repaid over time. $1.2 million was paid in 1995-96
out of the water capital fund, which is also programmed to be repaid.
In reference to the City's Low -Income Discount Program, Ms. Olea confirmed that it had
been factored into the water rate increase proposal.
C. COMMENTS BY THE PUBLIC ON NON -AGENDA ITEMS
None.
D. ADJOURNMENT
No action was taken by the City Council. The meeting was adjourned at 7:56 a.m.
ATTEST:
Susan J. Blackston
City Clerk