HomeMy WebLinkAboutMinutes - February 11, 2003 SSCITY OF LODI
INFORMAL INFORMATIONAL MEETING
"SHIRTSLEEVE" SESSION
CARNEGIE FORUM, 305 WEST PINE STREET
TUESDAY, FEBRUARY 11, 2003
An Informal Informational Meeting ("Shirtsleeve" Session) of the Lodi City Council was held Tuesday,
February 11, 2003, commencing at 7:00 a.m.
U
B.
C.
ROLL CALL
Present: Council Members — Beckman, Hansen, Land, and Mayor Hitchcock
Absent: Council Members — Mayor Pro Tempore Howard*
Also Present: City Manager Flynn, Deputy City Attorney Schwabauer, and City Clerk Blackston
"Absent due to attendance at the American Public Power Association conference in Washington,
D.C.
CITY COUNCIL CALENDAR UPDATE
City Clerk Blackston reviewed the weekly calendar (filed).
Announcements:
City Manager Flynn reported that he was notified last week that Cynthia Haynes would be leaving
employment with the City effective May 1, as she has accepted a position with the Conference and
Visitors Bureau in Auburn. He stated that Ms. Haynes will finish three projects that she is currently
working on. Further, he reported that a diseased oak tree at Lodi Lake would be removed today,
and that the February 18 Shirtsleeve Session had been canceled.
TOPIC S
C-1 "Follow up discussion regarding auditor's report"
Ruby Paiste, Accounting Manager, recalled that at the January 15 Council meeting
questions were raised regarding items one and two on page five of the financial
statements. She explained that item two shows the ending fund balance of $1,299,032 in
the budget column. The projected fund balance in the budget included the Other Sources
and Uses of $3,145,000. Ms. Paiste explained that Other Sources and Uses is a line item
to reflect projected savings for presentation purposes in the budget. These include
savings from vacancies, deferred positions, the value of E step versus actual, personnel
costs, carryovers from various departments, and additional projected revenues.
Ms. Paiste stated that if she followed the budget format it would show a fund balance of
$4,444,000, which is $1,299,032 plus the Other Sources and Uses of $3,145,000. She
noted, however, that in the financial statements, she must follow the "financial statements
presentation." In the actual financial statements, the items that are in the budget for
Other Sources are reflected in the variance column. Ms. Paiste reported that the
revenues show a favorable variance of $5,903 and the expenditures show a favorable
variable of $1,758,960. The budget shows in Other Sources and Uses a projected share
of the general fund of $900,000; however, the Market Cost Adjustment (MCA) transfer did
not occur, which resulted in a draw down from the fund balance of $881,000. Ms. Paiste
pointed out that if the $900,000 transfer had occurred, the item would have been a
positive amount of $18,284.
City Manager Flynn stated that revenue estimates and expenditure projections are made
when the budget is started. One of the largest items that affects Other Sources and Uses
is payroll. Departments are asked to fully budget every position they are authorized, i.e.
budget at E step if the position is filled and A step if it is vacant. As the two-year budget
progresses staff becomes aware of additional revenues that have come in. When
revenue projections are made, adjustments are made for the prior year, or the current
year, based upon what is known. On the expenditure side there may be adjustments,
such as for pay raises. He stated that the variation amount from the budgeted number
and actual number is placed "below the line." This acknowledges that there is a savings,
Continued February 11, 2003
which becomes an Other Source, and expenditures (e.g. pay raises) are an Other Use.
Mr. Flynn stated that there are things that happen during the year that change the
numbers based upon actions taken or information coming in; however, at the end of the
year, even after making the adjustments, there are at times additional revenues and
expenditure savings.
Finance Director McAthie reported that when staff presented this in the Other Sources
and Uses, $650,000 was projected in additional revenue and $600,000 was the end
result. The expenditure side was under budget. She pointed out that if the MCA transfer
had been made prior to the audit, the fund balance would have been as was originally
budgeted.
Mayor Hitchcock stated that she did not understand the auditor's comment that the City
had anticipated to have a $2.6 million loss, but ended with only an $800,000 loss.
Ms. McAthie explained that because Other Sources and Uses cannot be booked, the
beginning fund balance showed $3.9 million and the budget was projected to be $1.2
million. The $33 million figure represents all employees budgeted at E step. The
difference is a combination of all the Other Sources and Uses, e.g. the additional
$650,000 revenue, the E step to actual, the vacancies, and any amount of prospective
memorandum of understanding adjustments. Ms. McAthie reiterated that if the MCA had
been booked in June, and the Other Sources and Uses could be booked, then it would
have come out evenly. She stated that the flexibility of the budget is for presentation
purposes only.
General discussion ensued regarding the two-year budget process, carryover, and the
projected Public Employees Retirement System (PERS) increase.
Addressing Mr. Flynn, Council Member Hansen commented that if the City is conservative
in the next two-year budget cycle, it could translate into a surplus.
Mr. Flynn replied that it would be a good idea to build up reserves considering the
expected increase in PERS. He expressed concern and stated that the increase would
be very significant. He recommended that the City be very careful until the matter is fully
resolved and noted that there could be serious political repercussions from public
sentiment that City services should not be decreased to cover the cost of government
employees' retirement.
Mayor Hitchcock reported that PERS projected an 8% return, and over the last 15 years it
has been 9.4%.
Mr. Flynn stated that he could not find any logical reason why in 2006-07 the City of Lodi
would be paying 46% and questioned whether PERS is using margin accounts.
Council Member Land stated that, in his opinion, the PERS increase should not become a
tax- or ratepayer burden. He announced that on February 13, Mr. Flynn would be
receiving the League of California Cities Award for the Advancement of Diverse
Communities.
D. COMMENTS BY THE PUBLIC ON NON -AGENDA ITEMS
None.
E. ADJOURNMENT
No action was taken by the City Council. The meeting was adjourned at 8:03 a.m.
ATTEST:
Susan J. Blackston, City Clerk
2
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Mayor's & Council Member's Weekly Calendar
WEEK OF FEBRUARY 11, 2003
Tuesday, February 11, 2003
Reminder Howard. APPA Legislative Rally, Washington D.C.
February 8 - 12, 2003.
7:00 a.m. Shirtsleeve Session
1. Follow up discussion regarding auditor's report (FIN)
8:00 a.m. Leadership Lodi, Dynamics Day, Hutchins Street Square,
Lodi.
Wednesday, February 12, 2003
Thursday, February 13, 2003
Friday, February 14, 2003
Vakntine s Day!!! #10
Saturday, February 15, 2003
Sunday, February 16, 2003
4:00 - 7:00 p.m. Hitchcock. Annual Family Eid Mela sponsored by Pakistani -
American Association of San Joaquin County, Stockton
Ballroom, 9650 Thornton Road, Stockton.
Monday, February 17, 2003
noon Hansen. Masonic High Twelve Club, Richmaid Restaurant,
100 South Cherokee Lane, Lodi.
Holiday. City Hall is closed.
President's Day.
Disclaimer. • This calendar contains only information that was provided to the City Clerk's office
N:1Administration\CLERK\FORMS\Mcalndcdoc
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CITY OF LODI COUNCILCOMMUNICATION
AGENDA TITLE: Follow up Discussion Regarding Auditor's Report
MEETING DATE: February 11, 2003 (Shirtsleeve Session)
PREPARED BY: Finance Director
RECOMMENDED ACTION: No Action Required.
BACKGROUND INFORMATION: The City Auditors, KPMG made a presentation on the 2002
Comprehensive Annual Financial Report (CAFR) at the January 15 Council meeting. Mayor Hitchcock
requested additional information be presented at a follow up discussion regarding the Aud'itor's report.
The requested additional CAFR discussion deals specifically with two items on the Combined Statement
of Revenues, Expenditures and Changes in Fund Balances — Budget and Actual — General and Special
Revenue Funds (page 5).
The first item of discussion will be the $881,756 deficiency of revenues and other financing sources vs.
expenditures and other financing uses shown in the General Fund actual column. The major portion of
this deficiency is due to the Electric Market Cost Adjustment transfer that was budgeted but not made
until after the fiscal year end.
The second item of discussion will be the $1,299,032 fund balance as shown on the General Fund
revised budget column. The discussion will center on the flexibility of the budget format where items can
be used for presentation purposes only vs. the more structured format required in the Financial
Statements.
In addition to the above items, there was a short discussion on City debt and the increase in borrowing
over the last several years. As directed staff pulled the resolutions on any borrowings authorized during
that time frame. All borrowings were unanimously approved by Council except the following:
■ Resolution 93-61 authorizing 1993-94 Tax and Revenue Anticipation Notes
■ Council Member Davenport voted no
■ Resolution 97-11 authorizing execution of agreement for financing Electric Capacity with
NCPA
■ Council Member Sieglock was absent
Resolution 2002-08 relating to COP for 2002 Public Improvement Financing Project
■ Council Member Hitchcock voted no
FUNDING: None required at this time. ,
U"2&64 AVL ro; . t
Vicky McAthie, Finance Director
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0 0 0
Revenues:
Taxes
Licenses and permits
Intergovernmental revenues
Charges for services
Fines, forfeits and penalties
Investment and rental income
Miscellaneous revenue
Total revenue
Expenditures:
Current:
General government
Public protection
Public works
Literary
Parks and recreation
Cap -gal outlay
Total expenditures
(Deficiency) excess of revenues (under) over expenditures
Other financing sources (uses):
Operating transfers in
Operating transfers out
Capital lease proceeds
Total other financing sources (uses)
(Deficiency) excessof revenues and other
financing sources (under) over expenditures
and other financing uses
Fund balance, June 30, 2001
Fund balance, June 30, 2002
CITY OF LODI
COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES
BUDGET AND ACTUAL -GENERAL AND SPECIAL REVENUE FUNDS
Year ended June 30, 2002
10,092,125 -
General Fund
1,105,323
13,130,102
13,094,347
Variance
Revised
5,032,251
Favorable
Budget
Actual
(Unfavorable)
$ 20,388,939
20,575,333
186,394
1,595,564
1,464,450
(131,134)
4,457,772
4,515,275
57,503
1,644,914
1,746,045
101,131
808,032
80,212
(1,820)
779,204
515,748
(253,456)
79,775
137,087
57,312
29,754,220
29,760,150
5,930
10,092,125 -
8,986,802
1,105,323
13,130,102
13,094,347
35,755
5,331,616
5,032,251
299,365
1,198,273
1,157,663
40,610
3,138,340
2,860,433
277,907
148,282
14,282
808,000
33,038,738
31,279,778
1,758,960
(3,284,518)
(1,519,628)
1,764,890
5,372,694 5,372,694
(4,883,104) (4,863,104)
148,282 148,282
637,872 637,872
tj
(2,646,646)
=(88170�1,764,890
3,945,678
3,945,678
Variance
Revised
t;;129;903;2]__
3,083,822 1,784,890
Sae accompanying notes to general purpose financial statements.
Special
Revenue Funds
3,050,317
3,050,317
Variance
Revised
7,690,586
Favorable
Budget
Actual
(Unfavorable)
753,405
775,524
22,119
16,020,373
13,228,633
(2,791,740)
808,000
1,333,524
525,524
228,380
110,617
(117,763)
808,032
24,746
24,746
17,810,158
15,473,044
(2,337,114)
693,354 467,571 225,783
2,358,970 706,461 1,650,509
14,465,616 11,663,048 2,902,568
17,517,940 12,739,080 4,778,860
292,218 2,733,964 2,441,746
578,218 578,218
(3,189,750) (3,189,750)
(2,611,532) (2,611,532)
(2,319,314)
122,432 2,441,746
3,050,317
3,050,317
pe731,003
c
3,172,749 2,441,746
5
Total (Memorandum Only)
8,986,802
1,105,323
13,823,456
Variance
Revised
7,690,586
Favorable
Budget
Actual
(Unfavorable)
21,142,344
21,350,857
S 208,513
1,595,584
1,464,450
(131,134)
20,478,145
17,743,908
(2,734,237)
2,452,914
3,079,569
62,655
808,032
606,212
(1,820)
1,007,584
626,365
(381,219)
79,775
161,833
82,058
47,564,378
45,233,194
(2,331,184)
10,092,125
8,986,802
1,105,323
13,823,456
13,561,918
261,538
7,690,586
5,740,712
1,949,874
1,198,273
1,157,663
40,610
3,138,340
2,860,433
277,907
14,613,898
11,711,330
2,902,568
50,556,678
44,018,858
6,537,820
(2,992,300)
1,214,336
4,206,636
5,950,912 5,950,912
(8,072,854) (8,072,854)
148,282 148,282
(1,973,660) (1,973,660)
(4,965,980)
(759,324) 4,206,636
6,995,995
6,995,995
2,030,035
6,236671 S 4,206,636