HomeMy WebLinkAboutAgenda Report - June 4, 2014 C-11AGENDA ITEM C -v' I
AM CITY OF LODI
COUNCIL COMMUNICATION
TM
AGENDA TITLE: Adopt Resolution Authorizing City Manager to Execute Professional Services
Agreement with Efficiency Services Group, LLC of Milwaukie, Oregon for Public
Benefit Program Administration ($50,000)
MEETING DATE: June 4, 2014
PREPARED BY: Electric Utility Director
RECOMMENDED ACTION: Adopt a resolution authorizing the City Manager to execute
professional services agreement with Efficiency Services Group,
LLC (ESG) for Public Benefit Program Administration in an amount
not to exceed $50,000.
BACKGROUND INFORMATION: With the recent departure of the City's Business Development
Manager, the day-to-day management of the Electric Utility's (EU)
Public Benefits (PB) Program has fallen to existing EU staff with
other priorities and work assignments. Until such time as the City is able to recruit and hire a Business
Development Manager to assist with these efforts, staff are recommending to contract out the
management of its PB Program to ESG for a period of six months in an amount not to exceed $50,000.
ESG has been providing complete turnkey public benefit program administration services to publicly
owned utilities (POUs) for over ten years and currently functions in this capacity for 23 POUs in California
and the Northwest, including other Northern California Power Agency (NCPA) members.
As part of the proposed turnkey services, ESG will maintain a hotline available during normal business
hours to address customer inquiries regarding the EU's energy efficiency programs as well as maintain a
California office in Rocklin. Any efforts requiring ESG's presence in Lodi will be handled during periodic
monthly site visits. ESG will manage and track all of EU's energy efficiency and rebate programs and
help satisfy all State energy efficiency reporting requirements. ESG will participate, on behalf of Lodi, on
the NCPA PB Committee, as well as ensure EU staff is kept apprised of legislative efforts regarding
public benefits funding.
As part of these efforts, the EU will be able to eliminate an existing annual contract for assistance with its
SB 1037 reporting, thereby saving approximately $5,000.
FISCAL IMPACT: Not to exceed $50,000 with $5,000 in savings realized as a result of
eliminating an existing service contract.
FUNDING AVAILABLE: Included in the FY2014/15 Budget Account No. 164605.7323.
APPROVED: V(GJ
Stephen Schwabauer, Interim City Manager
Adopt Resolution Authorizing City Manager to Execute Professional Services Agreement with Efficiency Services Group, LLC of
Milwaukie, Oregon for Public Benefit Program Administration ($50,000)
June 4, 2014
Page 2 of 2
Jordan Ayers
Deputy City Man er/Int nal Servic s Direcfor
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lizabeth A. Kirkley
Electric Utility Director
PREPARED BY: Melissa Price, Rates & Resources Manager
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AGREEMENT FOR PROFESSIONAL SERVICES
ARTICLE 1
PARTIES AND PURPOSE
Section 1.1 Parties
THIS AGREEMENT is entered into on 2014, by and between the CITY
OF LODI, a municipal corporation (hereinafter "CITY"), and Efficiency Services Group,
LLC (hereinafter "CONTRACTOR").
Section 1.2 Purpose
CITY selected the CONTRACTOR to provide the services required in
accordance with attached Scope of Services, Exhibit A, attached and incorporated by
this reference.
CITY wishes to enter into an agreement with CONTRACTOR for Public Benefit
Program Administration (hereinafter "Project") as set forth in the Scope of Services
attached here as Exhibit A. CONTRACTOR acknowledges that it is qualified to provide
such services to CITY.
ARTICLE 2
SCOPE OF SERVICES
Section 2.1 Scope of Services
CONTRACTOR, for the benefit and at the direction of CITY, shall perform the
Scope of Services as set forth in Exhibit A.
Section 2.2 Time For Commencement and Completion of Work
CONTRACTOR shall commence work pursuant to this Agreement, upon receipt
of a written notice to proceed from CITY or on the date set forth in Section 2.6,
whichever occurs first, and shall perform all services diligently and complete work under
this Agreement based on a mutually agreed upon timeline or as otherwise designated in
the Scope of Services.
CONTRACTOR shall submit to CITY such reports, diagrams, drawings and other
work products as may be designated in the Scope of Services.
CONTRACTOR shall not be responsible for delays caused by the failure of CITY
staff to provide required data or review documents within the appropriate time frames.
The review time by CITY and any other agencies involved in the project shall not be
counted against CONTRACTOR's contract performance period. Also, any delays due to
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weather, vandalism, acts of God, etc., shall not be counted. CONTRACTOR shall
remain in contact with reviewing agencies and make all efforts to review and return all
comments.
Section 2.3 Meetings
CONTRACTOR shall attend meetings as may be set forth in the Scope of
Services.
Section 2.4 Staffing
CONTRACTOR acknowledges that CITY has relied on CONTRACTOR's
capabilities and on the qualifications of CONTRACTOR's principals and staff as
identified in its proposal to CITY. The Scope of Services shall be performed by
CONTRACTOR, unless agreed to otherwise by CITY in writing. CITY shall be notified
by CONTRACTOR of any change of Project Manager and CITY is granted the right of
approval of all original, additional and replacement personnel at CITY's sole discretion
and shall be notified by CONTRACTOR of any changes of CONTRACTOR's project staff
prior to any change.
CONTRACTOR represents it is prepared to and can perform all services within
the Scope of Services (Exhibit A) and is prepared to and can perform all services
specified therein. CONTRACTOR represents that it has, or will have at the time this
Agreement is executed, all licenses, permits, qualifications, insurance and approvals of
whatsoever nature are legally required for CONTRACTOR to practice its profession, and
that CONTRACTOR shall, at its own cost and expense, keep in effect during the life of
this Agreement all such licenses, permits, qualifications, insurance and approvals, and
shall indemnify, defend and hold harmless CITY against any costs associated with such
licenses, permits, qualifications, insurance and approvals which may be imposed against
CITY under this Agreement.
Section 2.5 Subcontracts
Unless prior written approval of CITY is obtained, CONTRACTOR shall not enter
into any subcontract with any other party for purposes of providing any work or services
covered by this Agreement.
Section 2.6 Term
The term of this Agreement commences on July 1, 2014 and terminates upon the
completion of the Scope of Services or on December 31, 2014, whichever occurs first.
PA
ARTICLE 3
COMPENSATION
Section 3.1 Compensation
CONTRACTOR's compensation for all work under this Agreement shall conform
to the provisions of the Fee Proposal, attached hereto as Exhibit B and incorporated by
this reference.
CONTRACTOR shall not undertake any work beyond the scope of this
Agreement unless such additional work is approved in advance and in writing by CITY.
Section 3.2 Method of Payment
CONTRACTOR shall submit invoices for completed work on a monthly basis, or
as otherwise agreed, providing, without limitation, details as to amount of hours,
individual performing said work, hourly rate, and indicating to what aspect of the Scope
of Services said work is attributable. CONTRACTOR's compensation for all work under
this Agreement shall not exceed the amount of the Fee Proposal.
Section 3.3 Costs
The Fee Proposal shall include all reimbursable costs required for the
performance of the Scope of Services. Payment of additional reimbursable costs
considered to be over and above those inherent in the original Scope of Services shall
be approved in advanced and in writing, by CITY.
Section 3.4 Auditing
CITY reserves the right to periodically audit all charges made by CONTRACTOR
to CITY for services under this Agreement. Upon request, CONTRACTOR agrees to
furnish CITY, or a designated representative, with necessary information and assistance
needed to conduct such an audit.
CONTRACTOR agrees that CITY or its delegate will have the right to review,
obtain and copy all records pertaining to performance of this Agreement.
CONTRACTOR agrees to provide CITY or its delegate with any relevant information
requested and shall permit CITY or its delegate access to its premises, upon reasonable
notice, during normal business hours for the purpose of interviewing employees and
inspecting and copying such books, records, accounts, and other material that may be
relevant to a matter under investigation for the purpose of determining compliance with
this requirement. CONTRACTOR further agrees to maintain such records for a period of
three (3) years after final payment under this Agreement.
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ARTICLE 4
MISCELLANEOUS PROVISIONS
Section 4.1 Nondiscrimination
In performing services under this Agreement, CONTRACTOR shall not
discriminate in the employment of its employees or in the engagement of any sub
CONTRACTOR on the basis of race, color, religion, sex, sexual orientation, marital
status, national origin, ancestry, age, or any other criteria prohibited by law.
Section 4.2 ADA Compliance
In performing services under this Agreement, CONTRACTOR shall comply with
the Americans with Disabilities Act (ADA) of 1990, and all amendments thereto, as well
as all applicable regulations and guidelines issued pursuant to the ADA.
Section 4.3 Indemnification and Responsibility for Damage
CONTRACTOR to the fullest extent permitted by law, shall indemnify and hold
harmless CITY, its elected and appointed officials, directors, officers, employees and
volunteers from and against any claims, damages, losses, and expenses (including
reasonable attorney's fees and costs), arising out of performance of the services to be
performed under this Agreement, provided that any such claim, damage, loss, or
expense is caused by the negligent acts, errors or omissions of CONTRACTOR, any
subcontractor employed directly by CONTRACTOR, anyone directly or indirectly
employed by any of them, or anyone for whose acts they may be liable, except those
injuries or damages arising out of the active negligence, sole negligence, or sole willful
misconduct of the City of Lodi, its elected and appointed officials, directors, officers,
employees and volunteers. CITY may, at its election, conduct the defense or participate
in the defense of any claim related in any way to this indemnification. If CITY chooses at
its own election to conduct its own defense, participate in its own defense, or obtain
independent legal counsel in defense of any claim related to this indemnification,
CONTRACTOR shall pay all of the costs related thereto, including without limitation
reasonable attorney fees and costs. The defense and indemnification obligations
required by this Agreement are undertaken in addition to, and shall not in any way be
limited by the insurance obligations set forth herein.
Section 4.4 No Personal Liability
Neither the City Council, nor any other officer or authorized assistant or agent or
City employee shall be personally responsible for any liability arising under this
Agreement.
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Section 4.5 Responsibility of CITY
CITY shall not be held responsible for the care or protection of any material or
parts of the work described in the Scope of Services prior to final acceptance by CITY,
except as expressly provided herein.
Section 4.6 Insurance Requirements for CONTRACTOR
CONTRACTOR shall take out and maintain during the life of this Agreement,
insurance coverage as set forth in Exhibit C attached hereto and incorporated by this
reference.
Section 4.7 Successors and Assigns
CITY and CONTRACTOR each bind themselves, their partners, successors,
assigns, and legal representatives to this Agreement without the written consent of the
others. CONTRACTOR shall not assign or transfer any interest in this Agreement
without the prior written consent of CITY. Consent to any such transfer shall be at the
sole discretion of CITY.
Section 4.8 Notices
Any notice required to be given by the terms of this Agreement shall be in writing
signed by an authorized representative of the sender and shall be deemed to have been
given when the same is personally served or upon receipt by express or overnight
delivery, postage prepaid, or three (3) days from the time of mailing if sent by first class
or certified mail, postage prepaid, addressed to the respective parties as follows:
To CITY: City of Lodi
221 West Pine Street
P.O. Box 3006
Lodi, CA 95241-1910
Attn: Melissa Price, Rates & Resources Manager
To CONTRACTOR: Efficiency Services Group, LLC
4120 SE International Way, Suite A211
Milwaukie, OR 97222
Attn: Mark Gosvener, CEO
Section 4.9 Cooperation of CITY
CITY shall cooperate fully and in a timely manner in providing relevant
information it has at its disposal relevant to the Scope of Services.
Section 4.10 CONTRACTOR is Not an Employee of CITY
CONTRACTOR agrees that in undertaking the duties to be performed under this
Agreement, it shall act as an independent contractor for and on behalf of CITY and not
an employee of CITY. CITY shall not direct the work and means for accomplishment of
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the services and work to be performed hereunder. CITY, however, retains the right to
require that work performed by CONTRACTOR meet specific standards without regard
to the manner and means of accomplishment thereof.
Section 4.11 Termination
CITY may terminate this Agreement, with or without cause, by giving
CONTRACTOR at least ten (10) days written notice. Where phases are anticipated
within the Scope of Services, at which an intermediate decision is required concerning
whether to proceed further, CITY may terminate at the conclusion of any such phase.
Upon termination, CONTRACTOR shall be entitled to payment as set forth in the
attached Exhibit B to the extent that the work has been performed. Upon termination,
CONTRACTOR shall immediately suspend all work on the Project and deliver any
documents or work in progress to CITY. However, CITY shall assume no liability for
costs, expenses or lost profits resulting from services not completed or for contracts
entered into by CONTRACTOR with third parties in reliance upon this Agreement.
Section 4.12 Confidentialitv
CONTRACTOR agrees to maintain confidentiality of all work and work products
produced under this Agreement, except to the extent otherwise required by law or
permitted in writing by CITY. CITY agrees to maintain confidentiality of any documents
owned by CONTRACTOR and clearly marked by CONTRACTOR as "Confidential" or
"Proprietary", except to the extent otherwise required by law or permitted in writing by
CONTRACTOR. CONTRACTOR acknowledges that CITY is subject to the California
Public Records Act.
Section 4.13 Applicable Law, Jurisdiction, Severability, and Attorney's Fees
This Agreement shall be governed by the laws of the State of California.
Jurisdiction of litigation arising from this Agreement shall be venued with the San
Joaquin County Superior Court. If any part of this Agreement is found to conflict with
applicable laws, such part shall be inoperative, null, and void insofar as it is in conflict
with said laws, but the remainder of this Agreement shall be in force and effect. In the
event any dispute between the parties arises under or regarding this Agreement, the
prevailing party in any litigation of the dispute shall be entitled to reasonable attorney's
fees from the party who does not prevail as determined by the San Joaquin County
Superior Court.
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Section 4.14 City Business License Requirement
CONTRACTOR acknowledges that Lodi Municipal Code Section 3.01.020
requires CONTRACTOR to have a city business license and CONTRACTOR agrees to
secure such license and pay the appropriate fees prior to performing any work
hereunder.
Section 4.15 Captions
The captions of the sections and subsections of this Agreement are for
convenience only and shall not be deemed to be relevant in resolving any question or
interpretation or intent hereunder.
Section 4.16 Integration and Modification
This Agreement represents the entire understanding of CITY and
CONTRACTOR as to those matters contained herein. No prior oral or written
understanding shall be of any force or effect with respect to those matters covered
hereunder. This Agreement may not be modified or altered except in writing, signed by
both parties.
Section 4.17 Contract Terms Prevail
All exhibits and this Agreement are intended to be construed as a single
document. Should any inconsistency occur between the specific terms of this
Agreement and the attached exhibits, the terms of this Agreement shall prevail.
Section 4.18 Severability
The invalidity in whole or in part of any provision of this Agreement shall not void
or affect the validity of any other provision of this Agreement.
Section 4.19 Ownership of Documents
All documents, photographs, reports, analyses, audits, computer media, or other
material documents or data, and working papers, whether or not in final form, which
have been obtained or prepared under this Agreement, shall be deemed the property of
CITY. Upon CITY's request, CONTRACTOR shall allow CITY to inspect all such
documents during CONTRACTOR's regular business hours. Upon termination or
completion of services under this Agreement, all information collected, work product and
documents shall be delivered by CONTRACTOR to CITY within ten (10) calendar days.
CITY agrees to indemnify, defend and hold CONTRACTOR harmless from any
liability resulting from CITY's use of such documents for any purpose other than the
purpose for which they were intended.
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Section 4.20 Authoritv
The undersigned hereby represent and warrant that they are authorized by the
parties to execute this Agreement.
Section 4.21 Federal Transit Funding Conditions
❑ If the box at left is checked, the Federal Transit Funding conditions attached as
Exhibit D apply to this Agreement. In the event of a conflict between the terms of this
Agreement or any of its other exhibits, and the Federal Transit Funding Conditions, the
Federal Transit Funding Conditions will control.
IN WITNESS WHEREOF, CITY and CONTRACTOR have executed this
Agreement as of the date first above written.
ATTEST:
RANDI JOHL-OLSON
City Clerk
APPROVED AS TO FORM:
JANICE D. MAGDICH, Interim City Attorney
By:
CT
CITY OF LODI, a municipal corporation
STEPHEN SCHWABAUER
Interim City Manager
EFFICIENCY SERVICES GROUP, LLC
By: _
Name
Title:
Mark Gosvener
Chief Operating Officer
Attachments:
Exhibit A - Scope of Services
Exhibit B — Fee Proposal
Exhibit C — Insurance Requirements
Exhibit D — Federal Transit Funding Conditions (if applicable)
Funding Source: 164604.7323
(Business Unit & Account No.)
Doc ID:
CA:Rev.03.2014
8
EXHIBIT A
SCOPE OF WORK
Program / Cost Effectiveness Review (One -Time -Only)
The PB program savings/requirements/protocols for POUs are currently
undergoing some major changes. For example, a new Technical Resource Manual
(TRM) is being released that updates the reportable energy savings and
documentation requirements for measures that are offered and reported to the
CEC beginning with FY2015. Impacts of the new Title 24 Codes & Standards are
also creating a need for potential modifications to POUs existing programs.
Because of this, POUs across the state are reviewing their current programs and
making necessary changes to ensure they remain in compliance.
ESG will provide the following services:
• Review of LED's current residential, commercial and industrial EE programs
- Become familiar with current program offers, forms, reporting
templates, operational procedures, equipment
specifications/requirements, customer/contractor communications,
databases, etc.
- Review and update measure savings based on the TRM and
evaluate measures for cost-effectiveness
- Recommend modifications to improve process efficiencies, ensure
program compliance, and achieve cost savings
Review of third party contractor agreements to gain understanding of third
party contractor obligations and deliverables to LEU
Introduction meetings with Lodi staff, key local contractors and third party
program providers to establish working relationships and open lines of
communication
Program Administration
Office
Maintain program hotline to address customer/contractor inquiries regarding
Lodi's EE and Renewable programs; the hotline will be staffed 8:00 am —
5:00 pm, Monday through Friday
Manage residential and commercial EE rebate programs, including review
of all customer/contractor rebate applications and project documentation to
ensure compliance with LEU program specifications and requirements
Manage residential and commercial Solar PV Program; including review of
all customer/contractor rebate applications and project documentation to
ensure compliance with LEU and SB1 program specifications and
requirements
Enter all customer rebates and project details into database
Provide Lodi with monthly activity reports which include:
- Program Summary (current month, YTD, PTD),
- Measure Summary (current month),
- Customer/Measure Detail (current month)
- Customer Rebates (current month)
Maintain all customer/contractor applications and required project
documentation for EM&V and other compliance requirements
Field
• Provide all aspects of field support (audits/inspections) required to assure
LEUs EE programs are in compliance with requirements
• Conduct on-site performance inspections of all solar PV systems
• Provide basic technical guidance and assistance to customers and
contractors participating in LED's programs
• Maintain all field records and required project documentation
• Conduct on-site energy evaluation assistance (if needed) for LEU's larger
customers to help determine feasibility/eligibility for participation in LEU's
rebate programs
Requests for field visits will be scheduled in a way that provides timely response to
customer/contractor requests, while maximizing the use of the field technician's
time. ESG will plan to make a field technician available to LEU customers every
one to two weeks.
Field support will be performed by knowledgeable, experienced field technicians.
For the services performed under this Agreement, it is assumed that Energy
Engineer credentials are not required for field technicians. Energy engineering
services can be provided through ESG; however, those services do not fall under
the scope of this Agreement.
Third Party Contractor Oversight
ESG will provide oversight of LEU's third party program contractors, including:
• Review of contractor's deliverables/responsibilities
• Review of contractor's project documentation/reports submitted to LEU to
ensure that work is complete, accurate and compliant with program
requirements
• Coordinate with contractors and LEU's PB manager to resolve any
questions or issues that arise
Page I 1
Coordination with LEU
ESG's Program Manager will meet monthly with LED's PB Manager to report on
program activity and address any questions or issues, as well as discuss future
program developments.
Budget and Goal Tracking
ESG will track and report PB expenditures to LEU in order to assure that sector
budgets are not exceeded, as well as track and report energy savings acquired
and progress towards LED's AB2021 goals.
NCPA Representation
ESG has been regularly attending NCPA Public Benefit Sub -Committee meetings
on behalf of our NCPA client utilities for over ten years. ESG staff, NCPA staff and
other NCPA members are well known to each other. ESG will represent Lodi at the
monthly NCPA Public Benefit Sub -Committee meetings, as well as respond to
inquiries from NCPA regarding Lodi's EE and Renewable programs.
Data Management
ESG maintains a database that is used to process rebates as well as report EE
and Renewable program activity for all of our client utilities. LEU can opt to use
ESG's database at no additional charge. ESG's database functions very well in
capturing, managing and reporting program activity in order to respond to CEC and
utility budgeting/reporting needs.
Legislative Requirements
ESG stays current on existing and proposed legislation regarding PB funding,
energy efficiency, and renewable programs in order to assure that our utility clients
remain in compliance with requirements. ESG also stays current on the CEC's
reporting requirements, as well as any changes to reporting tools. ESG will provide
LEU with all data and draft narratives required to meet legislative/CEC reporting
requirements for EE and Renewable programs.
ESG Office Locations
ESG will establish an office in Rocklin, CA to assure we have the ability to respond
to customer/contractor needs in a timely manner. Our Rocklin office will maintain
experienced field staff and office support staff. Rocklin is located approximately
Page 12
one hour from Lodi. In addition, some services under this Agreement will be
performed by staff located in ESG's main office which is located in Milwaukie, OR.
ESG Sub -Contractors
ESG plans to partner with Optimized Energy and Facilities Consulting, Inc. (OEFC)
to deliver the services in this Agreement. OEFC is located at 5734 Lonetree Blvd,
Rocklin, CA 95765. OEFC is an energy engineering firm, and currently assists LEU
with their annual E3/SB1037 energy efficiency data input and reporting. This
service will now be provided under this existing service contract.
ESG has a strong working relationship with OEFC, and has partnered with them to
provided energy efficiency services to several California POUs for over ten years.
ESG plans to lease office space from OEFC at their Rocklin, CA headquarters.
OEFC will provide administrative support staff and technical field staff to perform
services under this Agreement. In addition, ESG's office space at OEFC will
provide a local mailing address for Lodi customers/contractors to submit
paperwork.
Under this Agreement, OEFC will be a subcontractor to ESG.
Implementation Timeline
ESG anticipates that we have the capability to assume the responsibilities
described in this Agreement within 30 days of signing an agreement with LEU.
Page 13
EXHIBIT B
COMPENSATION
Pricing
Program/Cost-Effectiveness Review (One -Time -Only) - ESG will bill a one-
time -only fee of $3,000 for the services listed under this section of Exhibit A.
Turnkey Program Administration (Ongoing) - ESG will bill an ongoing fee of
$6,500 per month for the services listed in this section of Exhibit A. This includes
up to three days per month of field support; additional field support will be billed at
$60 per hour.
Expenses — ESG will bill for reimbursable travel expenses (including mileage at
the current Federal rate), not to exceed $500 per month.
Energy Engineering Services - In the event that ESG or LEU deems it necessary
to use technical specialists (other than ESG staff or OEFC non -engineering staff)
for large commercial or industrial customers, the fees will be in addition to the
standard fees listed above. ESG will obtain LEU's approval prior to work beginning
and the associated fees will be billed separately from the standard fees on ESG's
monthly invoice.
Billing and Payment Terms
ESG will invoice LEU for the program/cost-effectiveness review upon completion of
the (one -time -only) services.
ESG will submit monthly invoices to LEU for the (ongoing) turnkey program
administration services and reimbursable travel expenses incurred during the
invoice period.
Fees for specialized technical services will be billed separately and submitted upon
completion of the services.
ESG's payment terms are Net 30 days. In the event that LEU discovers an invoice
discrepancy, we ask to be notified within 5 days of receipt of the invoice. ESG will
then correct any discrepancies and submit a revised invoice within 5 days of
receiving notification from LEU.
EXHIBIT C
U
Insurance Requirements for Consultant The Consultant shall take out and maintain during the life of this
Agreement, insurance coverage as listed below. These insurance policies shall protect Consultant and any
subcontractor performing work covered by this Agreement from claims for damages for personal injury, including
accidental death, as well as from claims for property damages, which may arise from Consultant's operations under
this Agreement, whether such operations be by Consultant, or by any subcontractor, or by anyone directly or
indirectly employed by either of them, and the amount of such insurance shall be as follows:
COMPREHENSIVE GENERAL LIABILITY
$1,000,000 Each Occurrence
$2,000,000 Aggregate
2. COMPREHENSIVE AUTOMOBILE LIABILITY
$1,000,000 Each Occurrence
Such insurance shall cover liability arising out of any vehicle (including, owned, hired and non -hired vehicles)
operated in performing any and all services pursuant to this Agreement. Coverage shall be written on ISO form
CA 00 01 12 90, or a later version of this form, or an equivalent form providing equivalent liability coverage.
PROFESSIONAL LIABILITY/ ERRORS AND OMISSIONS
$1,000,000 Each Occurrence
All limits are to be designated strictly for the City of Lodi, its elected and appointed boards, commissions, officers,
agents, employees, and volunteers. All deductibles or self-insured retentions (SIR) must be disclosed to City's Risk
Manager for approval and shall not reduce the limits of liability set forth hereinabove. Insurance policies containing
any deductible or SIR provision shall provide, or be endorsed to provide, that the deductible or SIR may be satisfied
by either the Named Insured(s) or the City of Lodi.
It is required that any available insurance proceeds broader than or in excess of the specified minimum insurance
coverage requirements and/or limits set forth above, shall be available to City as an additional insured. Furthermore,
the requirements for coverage and limits shall be (i) the minimum coverage and limits specified in these insurance
requirements; or (ii) the broader coverage and maximum limits of coverage of any insurance policy or proceeds
available to the Consultant; whichever is greater.
Consultant agrees and stipulates that any insurance coverage provided to the City of Lodi shall provide for a claims
period following termination of coverage which is at least consistent with the claims period or statutes of limitations
found in the California Tort Claims Act (California Government Code Section 810 et seq.).
A copy of the certificate(s) of insurance with the following endorsements shall be furnished to the City:
(a) Additional Named Insured Endorsement
Pursuant to a separate endorsement (ISO form CG 2010 (11/85) or equivalent form) such insurance as is
afforded by this policy shall also apply to the City of Lodi, its elected and appointed boards, commissions,
officers, agents, employees, and volunteers as additional named insureds.
(b) Primary and Non -Contributory Insurance Endorsement
Additional insurance coverage under the Consultant's policy shall be "primary and non-contributory" and will
not seek contribution from City's insurance or self-insurance and shall be at least as broad as ISO form CG 20
01 04 13.
NOTE: (1) The street address of the CITY OF LODI must be shown along with (a) and (b) above: 221 West
Pine Street, Lodi, California, 95240; (2) The insurance certificate must state, on its face or as an
endorsement, a description of therp oject that it is insuring.
Page 11 of 2 pages I Risk: rev.03.2014
Insurance Requirements for Consultant (continued)
(c) Limits of Coverage
The limits of insurance coverage required may be satisfied by a combination of primary and umbrella or
excess insurance. Any umbrella or excess insurance of Consultant shall contain, or be endorsed to contain, a
provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of the City
before the City's own insurance or self-insurance shall be called upon to protect the City as a named insured.
(d) Completed Operations Endorsement
For three years after completion of project, a certificate of insurance with a Completed Operations
Endorsement, CG 20 37 07 04, will be provided to the City of Lodi.
(e) Severability of Interest Clause
The term "insured" is used severally and not collectively, but the inclusion herein of more than one insured
shall not operate to increase the limit of the company's liability.
(f) Notice of Cancellation or Change in Coverage Endorsement
This policy may not be canceled nor the coverage reduced by the company without 30 days' prior written
notice of such cancellation or reduction in coverage to the Risk Manager, City of Lodi, 221 West Pine St., Lodi,
CA 95240.
(g) Continuity of Coverage
All policies shall be in effect on or before the first day of the Term of this Agreement. At least thirty (30) days
prior to the expiration of each insurance policy, Consultant shall furnish a certificate(s) showing that a new or
extended policy has been obtained which meets the minimum requirements of this Agreement. Consultant
shall provide proof of continuing insurance on at least an annual basis during the Term. If Consultant's
insurance lapses or is discontinued for any reason, Consultant shall immediately notify the City and
immediately obtain replacement insurance.
(h) Failure to Comply
If Consultant fails or refuses to obtain and maintain the required insurance, or fails to provide proof of
coverage, the City may obtain the insurance. Consultant shall reimburse the City for premiums paid, with
interest on the premium paid by the City at the maximum allowable legal rate then in effect in California. The
City shall notify Consultant of such payment of premiums within thirty (30) days of payment stating the amount
paid, the names) of the insurer(s), and rate of interest. Consultant shall pay such reimbursement and interest
on the first (1s) day of the month following the City's notice. Notwithstanding and other provision of this
Agreement, if Consultant fails or refuses to obtain or maintain insurance as required by this agreement, or fails
to provide proof of insurance, the City may terminate this Agreement upon such breach. Upon such
termination, Consultant shall immediately cease use of the Site or facilities and commence and diligently
pursue the removal of any and all of its personal property from the site or facilities.
(i) Qualified Insurer(s)
All insurance required by the terms of this Agreement must be provided by insurers licensed to do business in
the State of California which are rated at least "A-, VI" by the AM Best Ratings Guide, and which are
acceptable to the City. Non -admitted surplus lines carriers may be accepted provided they are included on the
most recent list of California eligible surplus lines insurers (LESLI list) and otherwise meet City requirements.
Workers Compensation Insurance The Consultant shall take out and maintain during the life of this Agreement,
Worker's Compensation Insurance for all of Consultant's employees employed at the site of the project and, if any
work is sublet, Consultant shall require the subcontractor similarly to provide Worker's Compensation Insurance for all
of the latter's employees unless such employees are covered by the protection afforded by the Consultant. In case
any class of employees engaged in hazardous work under this Agreement at the site of the project is not protected
under the Worker's Compensation Statute, the Consultant shall provide and shall cause each subcontractor to
provide insurance for the protection of said employees. A waiver of subrogation is required for workers compensation
insurance. This policy may not be canceled nor the coverage reduced without 30 days' prior written notice of such
cancellation or reduction in coverage to the Risk Manager, City of Lodi, 221 West Pine St., Lodi, CA 95240.
NOTE: The City reserves the right to obtain a full certified copy of any insurance policy or endorsements
required. Failure to exercise this right shall not constitute a waiver of the City's right to exercise after the
effective date.
Page 2 1 of 2 pages Risk: rev.03.2014
RESOLUTION NO. 2014-97
A RESOLUTION OF THE LODI CITY COUNCIL AUTHORIZING
THE CITY MANAGER TO EXECUTE PROFESSIONAL SERVICES
AGREEMENT WITH EFFICIENCY SERVICES GROUP, LLC FOR
PUBLIC BENEFIT PROGRAM ADMINISTRATION
WHEREAS, with the recent departure of the City's Business Development Manager, the
day-to-day management of the Electric Utility's (EU) Public Benefits (PB) Program has fallen to
existing EU staff with other priorities and work assignments; and
WHEREAS, until such time as the City is able to recruit and hire a Business
Development Manager to assist with these efforts, staff recommends that the City contract out
the management of its PB Program to Efficiency Services Group, LLC (ESG) for a period of six
months in an amount not to exceed $50,000; and
WHEREAS, ESG has been providing complete turnkey public benefit program
administration services to publicly owned utilities (POUs) for over ten years and currently
functions in this capacity for 23 POUs in California and the Northwest, including other Northern
California Power Agency (NCPA) members; and
WHEREAS, as part of these efforts, the EU will be able to eliminate an existing annual
contract for assistance with its SB 1037 reporting, thereby saving approximately $5,000; and
WHEREAS, funding for the proposed services is included in the Fiscal Year 2014/15 PB
Program budget.
NOW, THEREFORE, BE IT RESOLVED that the Lodi City Council does hereby
authorize the City Manager to execute a Professional Services Agreement with Efficiency
Services Group, LLC for Public Benefit Program administration in an amount not to exceed
$50,000.
Dated: June 4, 2014
I hereby certify that Resolution No. 2014-97 was passed and adopted by the City
Council of the City of Lodi in a regular meeting held June 4, 2014, by the following vote:
AYES: COUNCIL MEMBERS — Hansen, Mounce, Nakanishi, and
Mayor Katzakian
NOES: COUNCIL MEMBERS — Johnson
ABSENT: COUNCIL MEMBERS — None
ABSTAIN: COUNCIL MEMBERS — No:LHL-OLLSON
City Clerk
2014-97