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HomeMy WebLinkAboutAgenda Report - May 4, 1983 (44)M• '���• s;• r tip•.. • •s ae RES. NO. 83-34 Agenda item k-5 " NCPA Second Phase t for Approve Agreement Geysers Transmission Facilities" was introduced by City Manager Glaves. Mr. Roger Fontes of the NCPA Staff made a presentation to the Council on the subject which included the following information: I. Introduction I Geysers Transmission I 2nd Phase Agreement for Gey. Project a. Background b. Available PG&E Transmission Service c. "Wheeling" Versus Ownership d. 2nd Phase Agreement Provisions 1. Geysers -Lakeville Line 2. Joint New Line III. Budget a. NCPA 2nd Phase Agreement b. 4 -Party Joint Venture Agreement c. NCPA Budget/Cash Flow d. Project Financing A very lengthy discussion follamied with questions being directed to the City Manager and to Mr. Fontes. On motion of Council Member Snider, Olson second, Council adopted Resolution No. 83-34 approving the NCPA Agreement for Financing of Planning and Licensing Activities for Construction of Geysers Transmission Facilities and authorized the Mayor and City Clerk to execute the Agreement on behalf of the City. The motion carried by the following vote: Ayes: Council Members - Murphy, Snider, and. Olson Noes: Council Members - Pinkerton Absent: Council Members - Reid CITY COUNCIL EVELYN M. OLSON.,Mayor ;OHN R (Randy) SNIDER Mayor Pro Tempore ROBERT G MURPHY JAMES W PINKERTON. Jr. IREU M REID C; LTY OF LODI CITY HALL. 221 WEST PINE STREET POST OFFICE BOX 320 LODI. CALIFORNIA 95241 (209) 334-5634 May 16, 1983 Ms. Gail Sipple NCPA 8421 Auburn Blvd., Suite 160 Citrus;Heights, CA 95610 HENRY A. GLAVES. Ir. City ,Manager ALICE M. REtX%CHE City Clerk RONALU M STEIN City Attorney Dear Gail: Enclosed. herewith please find executed copy of the NCPA Agreanent for Financing of Planning and Licensing Activities for Construction of Geysers Transn ssion Facilities which was approved by the Irodi City Council at its regular -.meeting of May 4, 1983. Also enclosed is a certified copy of the authorizing Resolution - Resolution No. 83-34. Very truly yours, Alic* M Rent the City Clerk AMR: jj,x x a 1 AR •. rte:, y~��.'., 7 , 0 77 RESOLUTION NO. 83-34 RESOI.UPICN APPROVING THE NCPA AGRMIENN'T FOR FL's MCING OF PLANNING: AND LICENSING ACTIVITIES FOR CONSTRUCTION OF GEYSERS TRANSMISSION FACILITIES AND ALmuRIZING THE MAYOR MD CITY CLERK TO EXFC;VI'E TIM AGRE E1q NT ON BEHALF OF 71 IE CITY RESOLVED that the City Council of the City of Lodi does hereby approve the NMA Agreement for financing of planning and licensing activities for oonstruetion of Geysers Transnission Facilities; a coley of which is attached hereto marked "Exhibit A" and thereby made a part hereof. BE IT FURTHER RESOLVED that the City Council of the City of Lodi does hereby authorize the Mayor and City Clerk to execute said agreement on behalf of the City.. Dated: May -4, 1983 I hereby certify that Resolution No. 83-34 was passed and adopted by the City Oouncil of the City of Lodi in a regular meeting held May 4, 1983 by the following vote: �T7! • K t Ayes: Douncil Members:- WuThy, Snider, and Olson (Mayor) Z Noes: Council Members.- Pinkerton Absent: " Council Members- Reid a:�,1.,4 •y • ` '�C.'r ' � r f X11 { ` . ".� � _ �:�•. t Alice M. Reim; • �'�: i �, �' City Clerk f1 �T7! • a:�,1.,4 •y 4/6/83 #2377A AGREEMENT FOR FINANCING OF PLANNING AND LICENSING ACTIVITIES FOR CONSTRUCTION OF GEYSERS TRANSMISSION FACILITIES This Agreement dated as of March 1, 1983, by and between Northern California Power Agency, a joint powers agency of the State of California, hereinafter called "NCPA" and those of its members who execute this Agreement, hereinafter called "Project Members", witnesseth: WHEREAS, NCPA and other publicly and privately owned utili- ties have constructed geothermal power plants in the known Geothermal Resources Area located in Lake and Sonoma Counties (hereinafter called the Geysers) and have proposed the construc- tion of additional geothermal power plants there= and WHEREAS, there is, and will continue to be, inadequate transmission capacity to deliver the power generated by the existing and proposed power plants out of the Geysers, even after the construction of new transmission facilities heretofore approved by the California Energy Commission; and WHEREAS, the Project Members desire to investigate the feasibility and cost of acquiring additional transmission capa- city in the Geysers (either by the construction of facilities Jointly with others, or by the purchase of an interest in such facilities constructed by others, or both), and to pursue the necessary regulatory approvals therefor= and WHEREAS, the cost of the planning and development activi- ties for said transmission facilities (hereinafter referred to as "the Project") is estimated to be $1,600,000; and WHEREAS, it is desirable that the Project Members formalize their understanding regarding sharing of the benefits and bur- dens associated with their participation in the Pro?ect; NOW THEREFORE, the parties hereto agree as follows: Section 1. Obligation Formalized -Percentage Participation Collection and Documentation. Each Project Member hereby agrees to continue to pay or advance to NCPA, from its electric depart- ment revenues only, its percentage share of the costs authorized by Project Members in accordance with this Agreement in connec- tion with its participation in the Project. Each Project Member further agrees that it will fix the rates and charges for ser- vices provided by its electric department so that it will at all times have sufficient money in its electric department revenue funds to meet this obligation. The percentage participation of each NCPA member which has tentatively determined to be,a Project Member is initially established as follows: Alameda 31.865 Biggs 00.439 Gridley 00.748 Lodi 21.701 Healdsburg 06.936 Lompoc 06.948 Palo Alto 04.159 Redding 00.000 Roseville 15.072 Santa Clara 00.000 Ukiah 10.595 Plumas-Sierra R.E.C. _01.537 100.001 -2- f ,) The above participation percentages shall be revised pro- portionately if less than all of the above NCPA members become Project Members, and thereafter if and when any Project Member withdraws in whole or in part. Any Project Member wholly with— drawing shall thereupon cease to be a Project Member for all purposes except for purposes of Section 4. Hereafter, NCPA shall demand from each Project Member its share of its agreed to financial commitment on a concurrent basis. Any part of such demand by NCPA which remains unpaid for sixty days after its billing date shall bear interest from such sixtieth day at the prime rate of the Bank of America NT&SA then in effect computed on a daily basis plus two percent until paid. Interest so earned shall not change any Project Member's participation percentage, and shall become a part of the working capital fund defined below. The funds advanced according to this Section 1 shall be used to establish a working capital fund if and when approved by the Project Members, and in an amount and subject to any limita- tions approved by the Project Members. Section 2. Limited Rights to Participate In Final Implementation and Financing. (a) Discretion - Disposition of Transmission Capacity. In consideration of the payments provided for in Section 1 hereof each Project Member who has not wholly with- drawn, or who is not tnen in default shall have an exclusive -3- r option to enter into a Third Pase Agreement for all or a part of its participation percentage of all transmission capacity developed for use by NCPA members pursuant to this Agreement. (b) Increase in Purchases. A Project Member can, at the tine of entering into the Third Phase Agreement, purchase more than its participation percentage of Project transmission capacity if additional capacity is available by reason of the non -participation in the Third Phase Agreement by one or more Project Members. Such excess capacity shall be reallocated among those who do participate in the same proportion as their shares bear to the total shares of those who do participate. If Project Members so entitled do not wish to contract for all the excess capacity, such remaining excess shall be disposed of as agreed to by the Project Members. (c) Exercise and Effect of Taking Less Than Full Entitlement. The Project Members shall establish the terms and provisions of an agreement to purchase transmission capacity of the Project prior to the expiration of this Agreement, to be known as the Third Phase Agreement. They shall also establish the date by which the Third Phase Agreement must be executed by Project Members and delivered to NCPA if they are to participate in the purchase of transmission capacity from the Project. Failure to execute the Third Phase Agreement for any of its total participation share and to deliver it to NCPA by that date or 30 days after member receipt, whichever is later, will be an -4•- 0 irrevocable decision on part of that Project Member not to pur- chase any such transmission capacity. Execution and delivery of the Third Phase Agreement for less than its total participation percentage and delivery of that Project Member executed agree- ment to NCPA by the date established or 30 days after Project Member's receipt, whichever is later, will likewise be an irrevocable decision on the part of that Project Member not to purchase any such transmission capacity in excess of the share set forth in its delivered agreement. Supplemental agreements or other agreements will be entered into for the excess or sur- plus capacity. The procedure for processing supplemental agree- ments shall be consistent with those prescribed immediately above in this subsection (c) for making purchases of transmis- sion capacity. Failure to return an executed agreement for any additional transmission capacity within the prescribed period is an irrevocable decision not to purchase such additional capa- city. The Project Member making any herein defined irrevocable decision not to purchase all of its share of transmission capa- city shall be foreclosed from utilizing, and shall be relieved of further burdens related to, transmission capacity which it has declined to p;:rchase. Section 3. Member Direction and Review. NCPA shall comply with all lawful directions of the Project Members with respect to this Agreement, while not stayed or nullified, to the fullest extent authorized by law. Actions of Project Members, including -5- giving above directions to NCPA, will be taken only at meetings of authorized representatives of Project Members duly called and held pursuant to the Ralph M. Brown Act. ordinarily, voting by representatives of Project Members will be on a one member/one vote basis, with a majority vote required for action; however, upon request of a Project Member representative, the voting on an issue will be by percentage participation with 65% or more favorable vote necessary to carry the action. Any decision related to the Project taken by the favorable vote of representation of Project Members holding less than 65% of percentage participation can be reviewed and revised if a Project Member holding any participation percentage gives Notice of Intention to seek such review and revision to each other Project Member within 48 hours after receiving written notice of such action. If such Notice of Intention is so given, any action taken specified in the notice shall be nullified, unless the NCPA Commissioners of Project Members holding at least 65% of the total participation percentage then in effect vote in favor thereof at a regular or specially called meeting of Project Members. If the Notice of Intention concerned a failure to act, such action shall nevertheless be taken if NCPA Commissioners of,Project Members holding at least 65% of the total Participation Percentage vote in favor thereof at a regular or specially called meeting of Project Members. -6- E ... .,..,,. �...�4^,r.� :`��SM^a�;-,,u;,�'��s;xc^Xfmrz �s �.�.,� .gym•: '��r* . �w. .. _,.�,...... , i Section 4. Conditional Repayment to Members. All payments and advances made heretofore, and those hereafter made pursuant to Section 1, excluding interest paid on delinquent payments, shall be repaid to each of the entities making such payments and advances pursuant to this Agreement out of the proceeds of the first issuance of the Project bonds or as and when there are sufficient funds available from partial sale of bonds. Such reimbursements shall be made within 60 days following the sale of any Project bonds and shall include interest computed monthly at a rate equivalent to the end of the month prime rate of the Bank of America NT&SA. Any interest due under the third para- graph of Section 1 of this Agreement and unpaid shall be deducted from the repayment. If NCPA determines to construct transmission facilities, but is not successful in obtaining approval therefor from the California Energy Com.-nission (CEC) , there shall be no reimbursement except out of unused Project funds including those then in the Working Capital and Contingency Fund account, along with all other receipts to which NCPA is entitled in connection with the Project. Section 5. Term. This Agreement shall take effect on March 1, 1983, but only if approved by NCPA members holding 85% of the initial percentage participation prior to May 18, 1983 and executed by such members prior to July 1, 1983. This Agree- ment shall not be binding upon Plumas-Sierra Rural Electric Cooperative until approved in writing by the Administrator of the Rural Electrification Administration. This Agreement shall -7- be superseded by the Final Transmission Contract which Project Members shall enter any time prior to the issuance of the CEC license, but in no event later than 120 days after the receipt of the CEC license, pursuant to Section 2, except that Section 4 shall remain in effect. Changes may be made in this Section 5, except as to the continued effectiveness of Section 4, in accord- ance with Section 3 hereof. Section 6. Financial Commitments. Each Project Member agrees to a total financial commitment for its respective per- centage participation of the NCPA share of a total of $1,600,000 principal.amount.plus interest thereon, if any, including pay- a�:nts and advances heretofore made, as authorized and approved i)y Project Members. This is the total estimated budget for these proceedings until CEC issues the Project license. From time to time as needs arise, representatives of Project Members may, by a favorable vote as provided in Sec- tion 3, authorize an increase in NCPA's financial commitment which can be shown to support the completion of the Project but only after 30 days' written notice of such proposed increase has been given to all Project Members. Section 6A. Assignment. (a) Notwithstanding any other provision of this Agreement, if NCPA shall require funds to carry out the terms of this Agreement prior to the receipt of adequate funds from the Project Members, it may assign its right to receive any payments under this Agreement to a bank or other financial institution to secure a borrowing by NCPA of not more -8- 0 than $1,600,000 or in exchange for an amount of money equal to not more than $1,600,000. Project Members hereby consent to such assignment, and upon notification in writing by NCPA, each such Project Member will make each such assigned payment directly to the assignee. The assignee shall not be liable to Project Members for the amounts as assigned, and NCPA shall use the pro- ceeds of such borrowing or assignment for the purposes provided in this Agreement. If an assignment is made under this section, then upon the failure of any Project Member to make any payment so assigned, the Percentage Participation of each non -defaulting Project Member shall be automatically increased for the term of the assignment pro rata with that of the other non -defaulting Project Members, and the defaulting Project Member's Percentage Participation shall (but only for purposes of computing the respective Percentage Participation of the non -defaulting Project Members) be reduced correspondingly; provided that the sum of such increase for any non -defaulting Project Member shall not exceed without written consent of the non -defaulting Project Members an accumulated maximum of 25% of the non -defaulting Project Member's original Percentage Participation. If the Project Member shall fail or refuse to pay any amounts due to NCPA, the fact that other Project Members shall increase their obligations to make such payments shall not relieve the defaulting Project Member of its liability for such payments and any Project Member increasing such obligation shall -9- i% have a right of recovery from the defaulting Project Member to 4' s. the extent of such respective increase. i In addition, NCPA may terminate the provisions of this Agreement insofar as they entitle the defaulting Project Member to its Percentage Participation of Project output. (b) For the purposes of such assignment, NCPA may fix and schedule the total amount payable by each Project Member into any number of semi-annual payments, not less than four nor to exceed ten, and the dates on which such payments will be made, and each Project Member agrees to abide by such schedule. NCPA shall provide a reasonable opportunity for any Project Member to prepay its total obligation. (c) After such an assignment is made, no Project Member may avoid the obligation so assigned by withdrawal pur- suant to section 7 hereof or otherwise. (d) If NCPA makes an assignment pursuant to this sec- tion, ec- tion, it may transfer any or all of its rights and duties to a nonprofit corporation formed to act on behalf of NCPA if the voting power of the members of such corporation is distributed in the same manner- as that provided in sections 3 and 8 of this Agreement. Section 7. Withdrawal From Further Participation. If at any time following the execution of this Agreement, there is an increase in NCPA's financial commitment, Project Members may partially withdraw, i.e., from participation in the increase, or may withdraw wholly from the Project. Such withdrawal shall be -10- �3.'SfRg:�:2�E?+v'ev.e�.x�*r.*Attzrz�...,.-.._._..,,..,r. s::��+'�.nne. �•�«r..»x..x,� subject to honoring any commitments mads by them or on their behalf pursuant to authorization of this Agreement. To with- draw, such Projedt-Members shall give NCPA written notice of such withdrawal, in part or in whole, within thirty (30) days of the receipt of the notice by them of the increase. section 8. Voting Rights and Duration. A Project Member is participating for purposes of Section 3 percentage voting until it completely withdraws, but a partial withdrawal will result in a reduction in its percentage participation to the ratio of its payments after such withdrawal to the total amount of payments by all Project Members after such withdrawal. When the Third Phase Agreement is executed, or revised, revised par- ticipation percentages for voting shall be established by dividing the amount of transmission capacity agreed to be pur- chased by each Project Member by the total amount of such capa- city to bar purchased by all Project Members except that the 658 of percentage participation specified in Sections 3 and 9 shall be reduced by the amount that the percentage participation of any Project Member shall exceed 358, but such 65% shall not be reduced below 508. Section 9. Quorum Defined_. The presence of either a majority of the Project Members, or of Project Members then having a combined participation percentage of at least 65% shall constitute a quorum for the purpose of action. If no quorum is present at a regular meeting of such Project Members, the absent -11- 0 r Project Members shall pay $50 each, the money to be paid into the working capital fund of the Project. IN WITNESS WHEREOF, each Project Member has executed this Agreement with the approval of its governing body, and caused its official seal to be affixed, and NCPA has authorized this Agreement in accordance with the authorization of its Commission. NORTHERN CALIFORNIA POWER AGENCY CITY OF ALAMEDA By: By CITY OF BIGGS By: By: CITY OF GRIDLEY By: By: CITY OF HEALDSBURG By: By: CIT LODI / By: .Y Viso ayes By: City Clerk -12- By: By.- CITY y: CITY OF REDDING By: By: CITY OF ROSEVILLE By: By: CITY OF SANTA CLARA By: By: CITY OF UKIAH By• By: -13- I Hatt COW la Power Agency is • 3 It. 12 3 9 IN S. 4 7 8421 Auburn Boulevard, Suite 160 Citrus Heights. California 95610 XUi M. NODW E 001011SHM CITY CLERX GOW&I Manager C;TY CIF L D" (916) 722-7815 March 29, 1983 Yours truly, L GA L SI PLE axe tive Assistant A to chmen t cc: City Clerk 4 TO: Members 1 the CoAmissn FROM: Gail Si i p e SUBJECT: Geysers ansmissi n - cond Phase A4reement shed Per Commission action o March 24, 983, at is a final copy of the Geysers Transmission Ag nt to submi d to your governing body for approval. Although Resolution No, 0-27 (at ch ) specifies that this agreement must be approved by o in ce, I h been advised by Bond Counsel that an ordinance is not u d. ver, it is requested that each member approve the agreement y soluti n. Also, please note that Resolution No. 83-27 requires ap rova of t is agreement prior to May 18, 1983. By copy of this let I am also forwarding this document to your City Clerk for processing If you have any que tions, please contact me. Yours truly, L GA L SI PLE axe tive Assistant A to chmen t cc: City Clerk RESOLUTION NO. 83-27 NORTHERN CALIFORNIA POWER AGENCY BE IT RESOLVED BY THE COMMISSION OF THE NORTHERN CALIFORNIA POWER AGENCY, as follows: Section 1. The form of "Agreement for Financing of Planning and Licensing Activities for Construction of Geysers Transmission Facilities" presented to this meeting is hereby approved. Section 2. The General Manager is authorized and directed to transmit such agreement to the members with a request that they authorize its execution by ordinance prior to May 18, 1983, and that they execute the same in counter- parts after the effective date of the ordinance and prior to July 1. 1983, all as provided in Section 5 of the Agreement. Section 3. If the requirements of Section 5 are complied with the General Manager is authorized to execute each counterpart of the AgreEirent on behalf of this Agency. Vote ,. City of -Alameda � If Biggs Gridley Nealdsburg Lodi Lompoc Palo Alto Redding Abstained Absent Roseville Santa Clara Ukiah �t _ Pliunas-Sierra ADOPTED AND APPPCVED this a? Y"�' day of 1983. u r.:- ., _.t�. :: ,X .- . =s' .. t > • �f ,y '`� < , d sS. .� ,t-..._ i"� r. .M - r i"..,. :h*Y S: 191 2�77A 3/28/83 Q E AGREEMENT FOR FINANCING OF PLANNING AND LICENSING ACTIVITIES FOR CONSTRUCTION OF GEYSERS TRANSMISSION FACILITIES This Agreement dated as of March 1, 1983, by and between Northern California Power Agency, a joint pokers agency of the State of California, hereinafter called "NCPA" and those of :t s members who execute this Agreement, hereinafter called "Project Memberu", witnesseth: WHEREAS, NCPA and other publicly and privately owned utili- ties have constructed geothermal power plants in the known Geothermal Resources Area located in Lake and Sonoma Counties (hereinafter called the Geysers) and have proposed the construct - tion of additional geothermal power plants there; and WHEREAS, there is, and will continue to be, inadequate transmission capacity to deliver the power generated by the existing and proposed power Plants out of the Geysers, even after the construction of new transmission facilities heretofore approved by the California Energy Commission; and WHEREAS, the Project Members desire to investigate the feasibility and cost of acquiring additional transmission capa- city in the Geysers (either by the construction of facilities jointly with others, or by the purchase of an interest in such facilities constructed by others, or both), and to pursue the necessary regulatory approvals therefor; and WHEREAS, the cost of the planning and development activi- ties for said transmission facilities (hereinafter referred to as "the Project") is estimated to be $1,600,000; and WHEREAS, it is desirable that the Project Members formalize their understanding regarding sharing of the benefits and bur- dens associated with their participation in the Project; NOW THEREFORE, the parties hereto agree as follows: Section 1. Obligation Formalized -Percentage Participation Collection and Documentation. Each Project Member hereby agrees to continue to pay or advance to NCPA, from its electric depart- ment revenues only, its percentage share of the costs authorized by Project Members in accordance with this Agreement in connec- tion with its participation in the Project. Each Project Member further agrees that it will fix the rates and charges for ser- vices provided by its electric department so that it will at all times have sufficient money in its electric department revenue funds to meet this obligation. The percentage participation of each NCPA member which has tentatively determined to be a Project Member is initially established as follows: Alameda 31.865 Biggs 00.439 Gridley 00.748 Lodi 21.701 Healdsburg 06.936 Lompoc 06.948 Palo Alto 04.159 Redding 00.000 Roseville 15.072 Santa Clara 00.000 Ukiah 10.595 Plumas-Sierra R.E.C. 01.537 00.00% -2- 0 0 The above participation percentages shall be revised pro- portionately if less than all of the above NCPA members become Project Members, and thereafter if and when any Project Member withdraws in whole or in part. Any Project Member wholly with— drawing shall thereupon cease to be a Project Member for all purposes except for purposes of Section 4. Hereafter, NCPA shall demand from each Project Member its share of its agreed to financial commitment on a concurrent basis. Any part of such demand by NCPA which remains unpaid for sixty days after its billing date shall bear interest from such sixtieth day at the prime rate of the Bank of America NT&SA then in effect computed on a daily basis plus two percent until paid. Interest so earned shall not change any Project Member's participation percentage, and shall become a part of the working capital fund defined below. The funds advanced according to this Section 1 shall be used to establish a working capital fund if and when approved by the Project Members, and in an amount and subject to any limita- tions approvea by the Project Members. Section 2. Limited Rights to Participate In Final Implementation and Financing. (a) Discretion - Disposition of Transmission Capacity. In consideration of the payments provided for in Section 1 hereof each Project Member who has not wholly with- drawn, or who is not then in default shall have an exclusive -3- C� option to enter into a Third Pase Agreement for all or a part of Its participation percentage of all transmission capacity developed for use by NCPA members pursuant to this Agreement. (b) Increase in Purchases. A Project Member can, at the time of entering into the Third Phase Agreement, purchase more than its participation percentage of Project transmission capacity if additional capacity is available by reason of the non -participation in the Third Phase Agreement by one or more Project Members. Such excess capacity shall be reallocated among those who do participate in the same proportion as their shares bear to the total shares of those who do participate. If Project Members so entitled do not wish to contract for all the excess capacity, such remaining excess shall be disposed of as agreed to by the Project Members. (c) Exercise and Effect of Taking Less Than Full Entitlement. The Project Members shall establish the terms and provisions of an agreement to purchase transmission capacity of the Project prior to the expiration of this Agreement, to be known as the Third Phase Agreement. They shall also establish the date by which the Third Phase Agreement must be executed by Project Members and delivered to NCPA if they are to participate in the purchase of transmission capacity from the Project. Failure to execute the Third Phase Agreement for any of its total participation share and to deliver it to NCPA by that date or 30 days after member receipt, whichever is later, will be an -4- 19 a irrevocable decision on part of that Project Member not to pur- chase any such transmission capacity. Execution and delivery of the Third Phase Agreement for less than its total participation percentage and delivery of that Project Member executed agree- ment to NCPA by the date established or 30 days after Project Member's receipt, whichever is later, will likewise be an irrevocable decision on the part of that Project Member not to purchase any such tranamission capacity in excess of the share set forth in its delivered agreement. Supplemental agreements or other agreements will be entered into for the excess or sur- plus capacity. The procedure for processing supplemental agree- ments shall be consistent with those prescribed immediately above in this subsection (c) for making purchases of transmis- sion capacity. Failure to return an executed agreement for any additional transmission capacity within the prescribed period is an irrevocable decision not to purchase such additional capa- city. The Project Member making any herein defined irrevocable decision not to purchase all of its share of transmission capa- city shall be foreclosed from utilizing, and shall be relieved of further burdens slated to, transmission capacity which it has declined to purchase. Section 3. Member Direction and Review. DCPA shall comply with all lawful directions of the Project Members with respect to this Agreement, while not stayed or nullified, to the fullest extent authorized by law. Actions of Project Members, including -5- giving above directions to NCPA, will be taken only at meetings of authorized representatives of Project Members duly called and held pursuant to the Ralph M. Brown Act. Ordinarily, voting by representatives of Project Members will be on a one member/one vote basis, with a majority vote required for action= however, upon request of a Project Member representative, the voting on an issue will be by percentage participation with 65% or more favorable vote necessary to carry the action. Any decision related to the Project taken by the favorable vote of representation of Project Members holding less than 65% of percentage participation can be reviewed and revised if a Project Member holding any participation percentage gives Notice of Intention to seek such review and revision to each other Project Member within 48 hours after receiving written notice of such action. If such Notice of Intention is so given, any action taken specified in the notice shall be nullified, unless the NCPA Commissioners of Project Members holding at least 65% of the total participation percentage then in effect vote in favor thereof at a regular or specially called meeting of Project Members. If the Notice of Intention concerned a failure to act, such action shall neverth•.less be taken if NCPA Commissioners of Project Members holding at least 65% of the total Participation Percentage vote in favor thereof at a regular or specially called meeting of Project Members. -6- LI Section 4. Conditional Repayment to Members. All payments and advances made heretofore, and those hereafter made pursuant to Section 1, excluding interest paid on delinquent payments, shall be repaid to each of the entities making such payments and advances pursuant to this Agreement out of the proceeds of the first issuance of the Project bonds or as and when there are sufficient funds available from partial.sale of bonds. Such reimbursements shall be made within 60 days following the sale of any Project bonds and shall include interest computed monthly at a rate equivalent to the end of the month prime rate of the Bank of America NT&SA. Any interest due under the third para- graph of Section 1 of this Agreement and unpaid shall be deducted from the repayment. If NCPA determines to construct transmission facilities, but is not successful in obtaining approval therefor from the California Energy Commission (CEC1, there shall be no reimbursement except out of unused Project funds including those then in the Working Capital and Contingency Fund account, along with all other receipts to which NCPA is entitled in connection with the Project. Section 5. Term. This Agreement shall take effect on March 1, 1983, but only if approved by NCPA members holding 85% of thG initial percentage participation prior to.May 28, 1983 and executed by such members prior to July 1, 1983. This Agree- ment shall not be binding upon Plumas-Sierra Rural Electric Cooperative until approved in writing by the Administrator of the Rural Electrification Administration. This Agreement shall -7- be superseded by the Final Transmission Contract which Project Members shall enter any time prior to the issuance of the CEC licenae, but in no event later than 120 days after the receipt of the CEC license, pursuant to Section 2, except that Section 4 shall remain in effect. Changes may be made in this Section S, except as to the continued effectiveness of Section 4, in accord- ance with Section 3 hereof. Section 6. Financial Commitments. Each Project Member agrees to a total financial commitment for its respective per- centage participation of the NCPA share of a total of $1,600,000 in costs, including payments and advances heretofore made, as authorized and approved by Project Members. This is the total estimated budget for these proceedings until CEC issues the Project license. From time to time as needs arise, representatives of Project Membera may, by a favorable vote as provided in Sec- tion 3, authorize an increase in NCPA's financial commitment which can be shown to support the completion of the Project but only after 30 days' written notice of such proposed increase has been given to all Project Members. Section 6A. Assignment. (a) Notwithstanding any other provision of this Agreement, if NCPA shall require funds to carry out the terms of this Agreement prior to the receipt of adequate funds from the Project Members, it may assign its right to receive any payments under this Agreement to a bank or other financial institution to secure a borrowing by NCPA or in -8- .,-s oc. - . �..�+.. + , 3`'+zry'.3r> 'M+a.i'![}R 4Y -s?o �c,..�: yy�y¢q'i�l-.i^rtpa7c';;s`!N'.^T.R°'c„•`h..1 T rN F-w�" : �k�$ MR exchange for an amount of money equal to the then present value of those payments, as determined by NCPA. Project Members hereby consent to such assignment, and upon notification in writing by NCPA, each such Project Member will make each such assigned payment directly to the assignee. The assignee shall not be liable to Project Members for the amounts as assigned, and NCPA shall use the proceeds of such borrowing or assignment for the purposes provided in this Agreement. If an assignment is made under this section, then upon the failure of any Project Member to make any payment so assigned, the Percentage Participant of each non -defaulting Project Member shall be automatically increased for the term of the assignment pro rata with that of the other non -defaulting Project Members, and the defaulting Project Member's Percentage Participation shall (but only for purposes of computing the respective Percentage Participation of the non -defaulting Project Members) be reduced correspondingly; provided that the sum of such increase for any non -defaulting Project Member shall not exceed without written consent of the non -defaulting Project Members an accumulated maximum of 25% of the non -defaulting Project Member's original Percentage Participation. If the Project Member shall fail or refuse to pay any amounts due to NCPA, the fact that other Project Members shall increase their obligations to make such payments shall not relieve the defaulting Project Member of its liability for such payments and any Project Member increatsing such obligation shall -9- .. ,�l�,yWt�nT,<:'�+. �e•'�N1 rq+tt3ir�., � .Sy.. w�w�+v � a:. have a right of recovery from the defaulting Project Member to the extent of such respective increase. In addition, NCPA may terminate the provisions of this Agreement insofar as they entitle the defaulting Project Member to its Percentage Participation of Project output. (b) For the purposes of such assignment, NCPA may fix and schedule the total amount payable by each Project Member into any number of semi-annual payments, not less than four nor to exceed ten, and the dates on which such payments will be made, and each Project Member agrees to abide by such schedule. NCPA shall provide a reasonable opportunity for any Project Member to prepay its total obligation. (c) After such an assignment is made, no Project Member may avoid the obligation so assigned by withdrawal put - suant to section 7 hereof or otherwise. (d) If NCPA makes an assignment pursuant to this sec- tion, it may transfer any or all of its rights and duties to a nonprofit corporation formed to act on behalf of NCPA if the voting power of the members of such corporation is distributed in the same manner as that provided in sections 3 and 8 of this Agreement. Section 7. Withdrawal From Further Participation. If at any time following the execution of this Agreement, there is an increase in NCPA's financial commitment, Project Members may partially withdraw, i.e., from participation in the increase, or may withdraw wholly from the Project. Such withdrawal shall be -10- subject to honoring any commitments made by them or on their behalf pursuant to authorization of this Agreement. To with- draw, such Project Members shall give NCPA written notice of such withdrawal, in part or in whole, within thirty (30) days of the receipt of the notice by them of the increase. Section S. Voting Rights and Duration. A Project Member is participating for purposes of Section 3 percentage voting until it completely withdraws, but a partial withdrawal will result in a rEduction in its percentage participation to the ratio of its payments after such withdrawal to the total amount of payments by all Project Members after such withdrawal. When the Third Phase Contract is executed, or revised, revised par- ticipation percentages for voting shall be established by dividing the amount of transmission capacity agreed to be pur- chased by each Project Member by the total amount of such capa- city to be purchased by all Project Members except that the 65% of percentage participation specified in Sections 3 and 9 shall be reduced by the amount that the percentage participation of any Project Member shall exceed 35%, but such 65% shall not be reduced below 50%. Section'9. Quorum Defined. The presence of either a majority of the Project Members, or of Project Members then having a combined participation pArcentage of at least 65% shall constitute a quorum for the purpose of action. If no quorum is present at a regular meeting of such Project Members, the absent -11- 4 subject to honoring any commitments made by them or on their behalf pursuant to authorization of this Agreement. To with- draw, such Project Members shall give NCPA written notice of such withdrawal, in part or in whole, within thirty (30) days of the receipt of the notice by them of the increase. Section S. Voting Rights and Duration. A Project Member is participating for purposes of Section 3 percentage voting until it completely withdraws, but a partial withdrawal will result in a rEduction in its percentage participation to the ratio of its payments after such withdrawal to the total amount of payments by all Project Members after such withdrawal. When the Third Phase Contract is executed, or revised, revised par- ticipation percentages for voting shall be established by dividing the amount of transmission capacity agreed to be pur- chased by each Project Member by the total amount of such capa- city to be purchased by all Project Members except that the 65% of percentage participation specified in Sections 3 and 9 shall be reduced by the amount that the percentage participation of any Project Member shall exceed 35%, but such 65% shall not be reduced below 50%. Section'9. Quorum Defined. The presence of either a majority of the Project Members, or of Project Members then having a combined participation pArcentage of at least 65% shall constitute a quorum for the purpose of action. If no quorum is present at a regular meeting of such Project Members, the absent -11- e ADOPTED by the City Council and signed by the ® and attested by the this day of , 1983. Attest: (SEAL) -3- Final Draft of ,July 28, 1983 AGREEMMT FOR CONSTFUCTION, OPERATION AND FINANCING OF GEOTRERNAL GMERATING PROJECT NUMER 3 Dated as of July 1, 1983 By and Among NOx'lS M CALIFORNIA POWER AGENa and CITY OF ALAN= CITY OF DIM CITY OF GRILLEY CITY OF HSAL1ggy ; cm OF LODI cm OP Lox= CITY OF PALO 1!= CITY OF ROSBVMU cm OF Sinn aim CITY OP UZI PLUMi1S-SIERRA RURAL ELECTRIC COOPBRATIVE TABLE OF CONTENTS -i- 0 P�sB I. Definitions 3 2. Purpose 5 3. Construction and Operation . . . . . . . . . . 5 4. Sale and Delivery of Capacity and Energy from the Project . . . . . . . . . . . . . . . 5 5. Rates and Charges . . . . . . . . . . . . . . 6 6. Annual Budget and Billing Statement . . . . . 8 7. Obligation in the Event of Default . . . . . . 9 8. Transfers, Sales and Assignments of Capacity . . . . . . . . . . . . . . .10 9. Surplus Capacity and Energy . . . . .11 10. Insurance and Indemnification . . . .12 11. Member Direction and Review . . . . .12 12. Term . . . . . . . . . . . . . . . . .13 13. Termination and Amendments . . . . . . . . . .14 14. Member Service Agreement . . . . . . . . . . .14 15. Second Phase Agreement .14 16. Sharing of Resources, Facilities and Costs . .15 17. Miscellaneous . . . . . . . . . . . . . . . .18 APPENDIX A - Schedule of Project Participants and Project Entitlement Percentages . .20 APPENDIX B - Form of Opinion of Counsel . . . .21 -i- 0 �4'�i�w'�5'.�.z:M �+`.i�i�t=:,•��',i,"#.Y�'.. ;, ' -... K. -."'�' C:''"... _'��+'��i.%'��",t,'�'Y'!�f.'?si�c-�?�'�A,. .-..q�'i�;,r� .. s:rr,3?.i"�°a..'?i°e�+'�i�, � �� . AGREEMENT FOR CONSTRUCTION, OPERATION AND FINANCING OF GEOTHERMAL GENERATING PROJECT NUMBER 3 This Agreement, dated as of July 1, 19831 by and among Northern California Power Agency, a joint powers agency of the State of California (hereinafter called "NCPA") and the other entities exe- cuting this Agreement. WITNESSETH: WHEREAS, NCPA has entered into the Steam Sales Agreement with Shell Oil Company (with its successors and assigns, the "Steam Supplier"),, under which NCPA agreed to construct or cause to be con- structed, on-structed, one or, upon the conditions stated therein, two 55 -megawatt geothermal generating units on a leasehold specified therein (the "East Block"); and WHEREAS, pursuant to the Steam Sales Agreement and this Agreement, NCPA proposes to acquire and construct or cause to be acquired and constructed and to operate or cause to be operated the Project described herein; and WHEREAS, NCPA and certain of its members have entered into a "Member Agreement (Second Phase) for Financing of Planning and Development Activities of the Shell East Block Geothermal Project" made as of June 1, 1981, as amended by Amendment No. One thereto, dated as of June 1, 1981 and Amendment No. Two thereto, dated as of January 13, 1983 providing for the financing of certain activities in connection with the East Block portion of the Project (said Agreement, as it may be amended and supplemented from time to time, being hereinafter called the "Second Phase Agreement"); and WHEREAS, this Agreement is the "Final Power Contract" con- templated in the Second Phase Agreement; and WHEREAS, NEPA and its members have entered into one of three Member Service Agreements, effective February 12, 1981 (said Agreements, as they may be amended and supplemented from time to time, being hereinafter called the "Member Service Agreement"), which provide for services which NCPA shall perform for its members, among other things, and for the provisions to be contained in second and third phase agreements, such as the Second Phase Agreement, and thi,s Agreement; and WHEREAS, all participants in NCPA's Geothermal Generating Project No. 2 ("Project No. 2") are Project Participants (as hereinafter defined) , the development of the Project will benefit Project No. 2 by, among other things, satisfying certain obligations -2- of NCPA under the herein to be taken the Project; and t Steam Sales Agreement, and the actions authorized by NCPA with respect to Project No. 2 will benefit WHEREAS, NCPA and the Project Participants wish to enter into this Agreement to provide further for the construction, opera- tion and financing of the Project, the sale by NCPA of capacity and energy of the Project to the Project Participants, and the security for the Bonds to be issued to finance the Project; NOW THEREFORE, the parties hereto do agree as follows: 1. Definitions. The following terms shall, for all pur- poses of this Agreement, have the following meanings: (a) "Bonds" means bonds, notes or other evidences of indebtedness of NCPA (or of a nonprofit corporation on behalf of NCPA) issued to finance or refinance the Project, and includes addi- tional Bonds to complete the Project. (b) "Bond Resolution" means the resolution or resolutions providing for the issuance of Bonds and the terms thereof. (c) "Development Fund" means the fund authorized by the "NCPA Member Agreement for Participation in Electric Power Development Fund," dated July 1, 1975, as amended. (d) -"Electric System" means all properties and assets, real and personal, tangible and intangible, of the Project Participant now or hereafter existing, used or pertaining to the generation, trans- mission, transformation, distribution and sale of electric capacity and energy., including all additions, extensions, expansions, improve- ments and betterments thereto and equippings thereof; provided, how- ever, that to the extent the Project Participant is not the sole owner of an asset or property or to the extent that an asset or prop- er ty is used in part for the above described electric purposes, only the Project Participant's ownership interest in such asset or prop- erty or only the part of the asset or property so used for electric purposes shall be considered to be part of its Electric System. (e) "Project" means a project consisting of (i) two 55 -megawatt geothermal generating units, on the East Block, and related facilities, including transmission facilities to the generat- ing tie, in- the State of California, and all rights, properties and improvements necessary therefor, including fuel and water facilities and resources, and capital improvements thereto that may be con- structed from time to time, and interests in certain other property and rights relating thereto, including a headquarters facility for use by NCPA in connection with the Project; provided that inclusion of such headquarters facility in this definition of "Project" shall only be effective upon the receipt, prior to the first issuance of Bonds, of either (a) a 100% vote approving such inclusion of all Project Participants, taken at a meeting in accordance with -3- Section 11 hereof, or (b) written approval of such inclusion from the representative of each Project Participant on the Commission of NCPA; (ii) Project No. 2, subject to the rights of the participants there— in; and (iii) such refinancing of Development Fund expenditures as shall, in the discretion of the Commission of NCPA, be included in any issue of Bond. Or (f) "Project Entitlement Percentage" means, with respect to each Project Participant, the percentage so identified and set forth opposite the name of such Project Participant in Appendix A hereto, as such Appendix A shall be amended from time to time in accordance with Section 13 hereof. "East Block Entitlement Percentage" and "Project No. 2 Entitlement Percentage" mean, with respect to each Project Participant, the percentages so identified and set forth opposite the name of such Project Participant in Appendix A hereto, as such Appendix A shall be amended from time to time in accordance with Section 13 hereof. (g) "Project No. 2 Member Agreement" means the "Member Agreement for Construction, Operation and Financing of NCPA Geothermal Generating Unit No. 2 Project", dated as of June 15, 1977, as amended and supplemented. (h) "Project No. 2 Steam Sales Agreement" means the Geothermal Steam Sales Agreement between NCPA and the Steam Supplier dated June 27, 1977, as amended and supplemented. (i) ."Project Participants" means those entities listed in Appendix A hereto and executing this Agreement, together in each case with their respective successors or assigns. (j) "Refunding Date" means the date of the refinancing with Bonds of (i) the outstanding Public Power Revenue Bonds, 1981 Series A, dated July 1, 1981, and the outstanding Public Power Revenue Bonds, 1982 Series A, dated July 1, 19.82, (ii) the outstand— ing loan of NCPA pursuant to a Loan Agreement between NCPA and Bank of Montreal (California) , dated October •2, 1980, and (iii) certain Development Fund expenditures. (k) "Revenues" means all income, rents, rates, fees, charges, and other moneys derived by the Project Participant from the ownership or operation of its Electric System, including, without limiting the generalit;► of the foregoing, (i) all income, rents, rates, fees, charges or other moneys derived from the sale, furnish— ing, and supplying of the electric capacity and energy and other ser— vices, facilities, and commodities sold, furnished, or supplied through the facilities of its Electric System, (ii) the earnings on and income derived from the investment of such income, rents, rates, fees, charges or other moneys to the extent that the use of such earnings and income is limited by or pursuant to law to its Electric System and (iii) the proceeds derived by the Project Participant directly or indirectly from the sale, lease or other disposition of all or a part of the Electric System as permitted hereby, but the MIC term "Revenues" shall not include (y) customers' deszsits or any other deposits subject to refund until such deposits have become the property of the Project Participant, or (z) contributions from cus- tomers for the payment of costs of construction of facilities to serve them. (1) "Steam Sales Agreement" means the "NCPA East Block Steam Sales Agreement" with the Steam Supplier, dated September 15, 1980, as amended and supplemented. (m) "Trustee" means the entity or entities designated by NCPA pursuant to any Bond Resolution, ti administer any funds or accounts required by such Bond Resolution or otherwise. 2. Purpose. The purpose of this Agreement is to sell capacity and energy of the Project to ,e Project Participants; to provide the terms and conditions of suc: W.e and to provide for the financing of the Project. 3. Construction and Operation. NCPA will use its best efforts to cause or accomplish the construction, operation and financing of the Project, the obtaining of all necessary authority and rights, and the performance of all things necessary and conven- ient therefor. Each Project Participant will cooperate with NCPA to that, end, and will give any and all clarifying assurances by supple- mental agreements that may to reasonably necessary in the opinion of NCPA's legal counsel to make the obligations herein more specific and to satisfy legal requirements and provide security for.the Bonds. NCPA may pledge and assign to any Trustee for any Bonds, all or any portion of the payments received hereunder from Project Participants, and upon notice from NCPA, each Project Participant shall make payments due by it hereunder directly to any Trustee for the Bonds. Such pledge and assignment by NCPA shall be made effec- tive for such time as NCPA shall determine and provide. 4. Sale and Delivery of Capacity and Energy from the Project. (a) Pursuant to the terms of this Agreement NCPA shall provide to each Project Participant, and each Project Participant shall take, or cause to be taken, such Project Participant's Project Entitlement Percentage of the capacity and energy of the Project; provided, however, that NCPA shall first provide to each project par- ticipant for Project No. 2, and each such project participant shall take, or cause to be taken, such project participant's Project No. 2 Entitlement Percentage of the capacity and energy of Project No. 2, in accordance with the terms of the Project No. 2 Member Agreement. (b) NCPA will remain available to do all things necessary and possible to deliver or cause to be delivered to or for the Project Participants, in accordance with their respective Project- Entitlement rojectEntitlement Percentages, subject to the terms of the Project No. 2 Member Agreement, the capacity and energy of the Project. Such delivery shall be at points mutually agreed upon by NCPA and each -5- A Project Participant. Such agreement shall not be unreasonablL//i D y withheld by either NCPA or a Project Participant. NCPA will remain available to make or cause to be made all necessary and possible arrangements for transmission of such capacity ai,d energy to such points over the lines of NCPA or others, and for additional capacity and energy required from others as reserves against planned cr emer- gency service interruptions with respect to the Project. Wheeling or delivery services by NCPA with related energy sales to the Project Participants shall be as provided in service schedules as provided in Article III of the Member Service Agreement. 5. Rates and Charges. (a) Commencing on the Refunding Date, NCPA shall fix charges to the Project Participants under this Agreement to produce revenues to NCPA from the Project equal to the amounts anticipated to be needed by NCPA to meet the total costs of NCPA to provide capacity and energy from the Project, including but not limited to (i) debt service on the Bonds, reserves for the pay- ment of debt service on the Bonds and other payments required under the Bond Resolution other than payments described in (iii) and (iv) below, (ii) all other payments provided to be made by NCPA under the Steam Sales Agreement and the Project No. 2 Steam Sales Agreement, (iii) any other operation, maintenance and replacement costs of the Project, a reasonable reserve for contingencies, and all other Project costs other than costs and expenses of NCPA for delivering Project capacity and energy pursuant to Section 4(b) hereof, and (iv) costs and expenses of NCPA for delivering Project capacity and energy pursuant to Section 4(b) of this Agreement. NCPA shall fix charges to the Project Participants to produce revenues to NCPA from the Project to meet the costs described in (i) and (ii) above based on East Block Entitlement Percentages applied to such costs allocable to the East Block portion of the Project and Project No. 2 Entitlement Percentages applied to such costs allocable to the Project No. 2 por- tion of the Project; and to meet the costs described in (iii) above based on the anticipated energy sales of the the East Block portion of the Project and, on the anticipated energy sales of the Project No. 2 portion of the Project, respectively. If NCPA delivers Project capacity and energy to or for any Project Participant pursuant to Section 4(b) hereof, NCPA shall fix charges to each such Project Participant so as to pay the costs of such delivery without liability under this Section 5(a) of any Project Participant for whoa Project capacity and energy is not so delivered by NCPA. The obligations of the respective Project Participants that are participants in Project No. 2 under this Section 5(a) shall be deemed to be satisfied to the extent such obligations are satisfied pursuant to the Project No. 2 Member Agreement. (b) To the extent that the funds provided under Section 5(a) of this Agreement are at any time not sufficient for such pur- poses, each Project Participant shall pay to NCPA an amount equal to such Project Participant's Project Entitlement Percentage of the total cost to pay all amounts of principal and interest on the Bonds, -6- ;;;', v,,, ..: v s -.., ;t rg,-s�;T1.��-�:�i'�S`,,,�'�.'-�,r}-•;�1:.'��?;"p'� a mrd;., _; , :. �� �.,�^'-�;�a? c .. _ .+ - ,r.,+r=�'a.ti.';ra, _ , (B reserves for the payment of debt service and other payments required under the Bond Resolution and all other payments required to be made by NCPA under the Steam Sales Agreement. The obligation of this Section 5(b) is incurred by each Project Participant for the benefit of future holders of Bonds, and shall commence and continue to exist and be honored by Project Participants whether or not capacity or energy is furnished to them from the Project at all times or at all (which provision may be characterized as an obligation to pay all costs on a take-or-pay basis whether or not such Project capacity or energy is delivered or provided) . (c) Notwithstanding that NCPA may utilize services under the PG and E Interconnection Agreement among Pacific Gas and Electric Company, NCPA and certain of the Project Participants (the "PG and E Interconnection Agreement") in complying with Section 4(b) hereof, any payments required to be made by, or costs incurred by NCPA or the Project Participants pursuant to Section 9.5 of the Interconnection Agreement shall not be made under this Agreement. (d) Each Project Participant shall make payments under this Agreement solely from the Revenues of, and as an operating expense of, its Electric System. Nothing herein shall be construed as pro- hibiting any Project Participant from using any other funds and reve- nues for purposes of satisfying any provisions of this Agreement. (e) Each Project Participant shall make payments under this Agreement whether or not the Project is completed, operable, operat- ing or retired and notwithstanding the suspension, interruption, interference, reduction or curtailment of Project output or the capacity and energy contracted for in whole or in part for any reason whatsoever. Such payments are not subject to any reduction, whether by offset or otherwise, and are not conditioned upon performance by NCPA or any Project Participant under this Agreement or any other agreement= provided, however, that the obligations of the respective Project Participants that are participants in Project No. 2 under Section 5(a) hereof shall be deemed to be satisfied to the extent such obligations are satisfied pursuant to the Project No. 2 Member Agreement. (f) No Project Participant shall be liable under this Agreement for the obligations of any other Project Participant. Each Project Participant shall be solely responsible and liable for per- formance of its obligations under this Agreement and for the mainte- nance and operation of its respective properties not included as part of the Project. The obligation of each Project Participant to make payments under this Agreement is a several obligation and not a joint obligation with those of the other Project Participants. (g) Each Project Participant covenants and agrees to establish and collect fees and charges for electric capacity and energy furnished through facilities of its Electric System sufficient -7- to provide Revenues adequate to meet its obligations under this Agreement .and to pay any and all other amounts payable from or con- stituting a charge or lien upon any or all such Revenues. (h) Each Project Participant covenants and agrees that it shall, at all times, operate the properties of its Electric System and the business in connection therewith in an efficient manner and at reasonable cost and shall maintain its Electric System in good repair, working order and condition. 6. Annual Budget and Billing Statement. Prior to the beginning of each NCPA fiscal year, the Commission of NCPA will adopt an annual budget for such fiscal year for costs and expenses relating to the Project and shall promptly give notice to each Project Participant of its projected share of such costs and expenses. A billing statement prepared by NCPA based on estimates will be sent to each Project Participant not later than the fifteenth (15th) day of each calendar month showing the amount payable by such Project Participant of costs payable under Section 5(a) hereof for the second succeeding calendar month, any amount payable by such Project Participant as its Project Entitlement Percentage of costs payable under Section 5(b) hereof, and the amount! of any credits or debits as a result of any appropriate adjustments. Amounts shown on the billing statement are due and payable thirty (30) days after the date of the billing statement. Any amount due and not paid by the Project Participant within thirty (30) days after the date of the billing statement shall bear interest from the due date until paid at an annual rate to be established by the Commission of NCPA at the time of adoption of the then most recent annual budget. On or before the day five (5) calendar months after the end of each NCPA fiscal year, NCPA shall submit to each Project Participant a statement of the aggregate monthly costs for such fiscal year. If the actual aggregate monthly costs and the Project Participant's share thereof pursuant to this Agreement, and other amounts payable for any fiscal year, exceed the billings to the Project Participant, the deficiency shall be added to the Project Participant's immediately succeeding billing statement. If the actual aggregate monthly costs and the Project Participant's share thereof pursuant to this Agreement, and other amounts payable for any fiscal year, are less than the billings to the Project Participant, such excess shall be credited to the Project Participant's billing statements f or such period (not to exceed the immediately succeeding six months) and in such amounts as shall be determined by NCPA. If a Project Participant questions or disputes the correct- ness of any billing statement by NCPA, it shall pay NCPA the amount claimed when due and shall within thirty (30) days of the receipt of such billing statement request an explanation from NCPA. If the bill is determined to be incorrect, NCPA will issue a corrected bill and P -8- uR3t rZ 9,.=4�#LvFi.`3FKs9�?" �k rp?37' {i53 € a)ivg w�a1s F , a3 _ k£ _ iii..+... _ refund any amount which may be due the Project Participant which is refund shall bear interest from the date NCPA received payment until the date of the ref and at an annual rate to be established by the Commission of NCPA at the time of adoption of the then most recent annual budget. If NCPA and the Project Participant fail to agree on the correctness of a bill within thirty (30) days after the Project Participant has requested an explanation, the parties shall promptly submit the dispute to arbitration under section 1280 &t zM. of the Code of Civil Procedure. 7. Obligation in the Event of Default. (a) Upon fail- ure of any Project Participant to make any payment in full when due under this Agreement, NCPA shall make written demand upon such Project Participant, and if said failure is not remedied within thirty (30) days from the date of such demand, such failure shall constitute a default at the expiration of such period. Notice of such demand shall be provided to each other Project Participant by NCPA. (b) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement, NCPA shall use its best efforts to sell and transfer for the default- ing Project Participant'r, account all or a portion of such Project Participant's Project Ertitlement Percentage of Project capacity and energy for all or a portion of the remainder of the term of this Agreement. NCPA shall not sell such capacity and energy, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an ob,11gation not described in Section 103(a) of the Internal Revenue Code of 1954, as amended, by reason of classifica- tion of such Bond as an "industrial development bond" within the meaning of Section 103(b) of said Code. Notwithstanding that all or any portion of the Project Participant's Project Entitlement Percentage of Project capacity and energy is so sold or transferred, the Project Participant shall remain liable to NCPA to pay the full amount of its Project Entitlement Percentage of monthly costs as if such sale or transfer had not been made, except that such liability shall be discharged to the extent that NCPA shall receive payment from the purchaser or transferee thereof. (c) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement and causes NCPA to be in default under the Steam Sales Agreement, the Project No. 2 Steam Sales Agreement or any Bond Resolution, NCPA may (in addition to the remedy provided by subsection (b) of this Section 7) terminate the provisions of this Agreement insofar as the same entitle the defaulting Project Participant to its Project Entitlement Percentage of Project capacity and energy. Irrespective of such ter- mination, the obligations of the Project Participant under this Agreement shall continue in full force and effect. -9- iii 0 refund any amount which may be due the Project Participant which, refund shall bear interest from the date NCPA received payment until the date of the ref and at an annual rate to be established by the Commission of NCPA at the time of adoption of the then most recent annual budget. If NCPA and the Project Participant fail to agree on the correctness of a bill within thirty (30) days after the Project Participant has requested an explanation, the parties shall promptly submit the dispute to arbitration under section 1280 4.t zM. of the Code of Civil Procedure. 7. obligation in the Event of Default. (a) Upon fail- ure ail- ure of any Project Participant to make any payment in full when due under this Agreement, NCPA shall make written demand upon such Project Participant, and if said failure is not remedied within thirty (30) days from the date of such demand, such failure shall constitute a default at the expiration of such period. Notice of such demand shall be provided to each other Project Participant by NCPA. (b) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement, NCPA shall use its best efforts to sell and transfer for the default- ing efaulting Project participant's account all or a portion of such Project Participant's Project Entitlement Percentage of Project capacity and energy for all or a portion of the remainder of the term of this Agreement. NCPA shall not sell such capacity and energy• directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an obligation not described in Section 103(a) of the Internal Revenue Code of 1954, as amended, by reason of classifica- tion of such Bond as an "industrial development bond" within the meaning of Section 103 (b) of said Code. Notwithstanding that all or any portion of the Project Participant's Project Entitlement Percentage of Project capacity and energy is so sold or transferred, the Project Participant shall remain liable to NCPA to pay the full amount of its Project Entitlement Percentage of monthly costs as if such sale or transfer had not been made, except that such liability shall be discharged to the extent that NCPA shall receive payment from the purchaser or transferee thereof. (c) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement and causes NCPA to be in default under the Steam Sales Agreement,. the Project No. 2 Steam Sales Agreement or any Bond Resolution, NCPA may (in addition to the remedy provided by subsection (b) of this Section 7) terminate the provisions of this Agreement insofar as the same entitle the defaulting Project Participant to its Project Entitlement Percentage of Project capacity and energy. Irrespective of such ter- mination, the obligations of the Project Participant under this Agreement shall continue in full force and effect. -9- n 2 (d) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement, and except as sales or transfers are made pursuant to subsection (b) of this Section 7, (1) the Project Entitlement Percentage of each nonde- faulting Project Participant shall be automatically increased for the remaining term of this Agreement pro rata with those of the other nondefaulting Pro ect Participants and (ii) the defaulting Project Participant's Project Entitlement Percentage shall (but only for pur- poses of computing the respective Project Entitlement Percentages of the nondefaulting Project Participants) be reduced correspondingly] provided, however, that the sum of such increases for any nondefault- ing Project Participant shall not exceed, without written consent of such nondefaulting Project Participant, an accumulated maximum of 25• of the nondefaulting Project Participant's Project Entitlement Percentage, all as initially set forth in Appendix A. (e) If a Project Participant shall fail or refuse to pay any amounts due to NCPA, the fact that other Project Participants have increased their obligation to NCPA pursuant to this Section 7 shall not relieve the defaulting Project Participant of its liability under this Agreement, and any Project Participant increasing such obligation shall have a right of recovery from the defaulting Project Participant to the extent of such respective increase in obligation caused by the defaulting Project Participant. (f) Any Trustee for any Bonds the payment of which is secured by payments made by the Project Participants under this Agreement shall have the right, as a third party beneficiary, to ini- tiate and maintain suit to enforce this Agreement to the extent pro- vided in the related Bond Resolution. S. Transfers, Sales and Assignments of Capacity. Each Project Participant has full and unfettered rights to make transfers, sales, assignments and exchanges (collectively "transfers") of capac- ity, energy, and rights thereto except as expressly provided other- wise in this Agreement. (a) No Project Participant shall transfer ownership of all or substantially all of its Electric System to another entity until it has first complied with the provisions of this subsection (a) . A consolidation with another governmental entity or change in govern- mental form is not deemed a transfer of ownership. (1) Such disposition or transfer shall be under terms and conditions that provide assurance that the obli- gations of the transferring Project Participant under this Agreement, and that NCPA's obligations under this Agreement, the Steam Sales Agreement, and any Bond Resolution, and the Project No. 2 Steam Sales Agreement, and under other agreements made or to be made by NCPA to carry out the Project, will be promptly and adequately -10- O met. NCPA may require that sufficient moneys of the transferring Project Participant to discharge such obliga- tions be irrevocably set aside and maintained in a trust account, as a condition to the transfer of the Electric System, if no other adequate assurance is available. (2) The transferring Project Participant shall give ninety (90) days' advance written notice to NCPA of any proposed transfer pursuant to this subsection (a). Appendix A to this Agreement shall be amended as appropri- ate to reflect any transaction pursuant to this subsection (a) . C3 (b) Notwithstanding any other provision of this Agreement, no Project Participant shall transfer, assign, sell or exchange any Project capacity and energy, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an obligation not described in Section 103(a) of the Internal Revenue Code of 1954, as amended, by reason of classification of such Bond as an "industrial development bond" within the meaning of Section 103(b) of said Code. 9. Surplus Capacity and Energy. W h e n a P r o j e c t Participant has surplus capacity and/or energy from the Project, NCPA shall, if requested by such Project Participant to do so, sell such surplus capacity and/or energy on behalf of such Project Participant in the following manner: (a) NCPA shall use its best efforts to sell such surplus capacity and/or energy at a price at least equal to the Project Participant's cost therefor. (b) Other Project Participants shall have a right of first refusal, and other NCPA members shall have the second right at the sales prices set forth in subsections (c) and (d) of this Section 9. (c) If NCPA can purchase equivalent capacity and/or energy from other sources for less than the Project Participant's cost for surplus capacity and/or energy from the Project, as the case may be, the sales price of such capacity and/or energy to another Project Participant or NCPA member shall be equal to the cost of purchasing the capacity and/or energy from such other source. (d) If the alternative cost of purchasing capacity and/or energy for other Project Participants or members of NCPA is more than the Project Participant's cost of zurplus capacity and/or energy from the Project, then the sales price shall be the Project Participant's cost plus one-half the difference between the Project Participant's cost from the Project and the cost of capacity and/or energy from an alternative source. -11- (e) NCPA shall not sell such surplus capacity and energy, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an obligation not described in Section 103 (a) of the Internal Revenue Code of 1954, as amended, by reason of classification of such Bond as an "industrial development bond" within the meaning of Section 103(b) of said Code. 10. Insurance and Indemnification. NCPA shall obtain or cause to be obtained insurance for the Project covering such risks (including earthquakes) , in such amounts and with such deductibles as shall be determined by NCPA. NCPA shall indemnify and hold harmless each Project Participant from any liability for personal injury or property damage resulting from any accident or occurrence arising out of or in any way related to the construction or operation of the Project, provided, however, that such liability of NCPA shall be limited to the extent the proceeds of insurance and other moneys available to NCPA hereunder are available therefore. 11. Member Direction and Review. NCPA shall comply with all lawful directions of the Project Participants with respect to this Agreement, while not stayed or nullified, to the fullest extent authorized by law. Actions of Project Participants, including giving such directions to NCPA, will be taken only at meetings of authorized representatives of Project Participants duly called and held pursuant to the Ralph M. Brown Act or other laws applicable to such meetings, in effect from ti^+e to time. (a) A quorum of the Commission of NCPA for purposes of acting upon matters related to the Project shall consist of those Commissioners (including for all purposes of this Section 110, their designated alternates), representing a numerical majority of the Project Participants, or, in the absence of such, representing Project Participants having a combined Project Entitlement Percentage of at least a majority in interest at such time. (b) Special meetings of the Commission to act only on mat- ters relating to the Project may be called by a majority of the Commissioners of Project Participants upon notice as required by the Ralph M. Brown Act or other laws applicable to such meetings, in effect from time to time. (c) At regular or special meetings of the Commission, voting on matters relating to the Project shall be 'by Project Entitlement Percentage, and the affirmative vote of a majority in interest at such time shall be required to take action, unless the Project Participants agree at such meetings that voting will be on a one member one vote basis, with a majority vote of those present required for action. -12- A (d) Notwithstandingsubsection (c) of this Section 11, upon 'a...•-: Po demand of any Commissioner of any Project Participant, at any meeting of the Commission other than a special meeting referred to in subsec- tion ubsec-tion (b) of this Section 11, the vote on any issue relating to the t Project shall, be by Project Entitlement Percentage at such time and 658 or greater affirmative vote shall be required to take action. (e) Any Project Participant may veto a discretionary action of the Project Participants relating to the Project that was not taken by a 658 or greater Project Entitlement Percentage vote within 10 days following mailing of notice of such Commissioners' action, by giving written notice of veto to NCPA, unless at a meeting of Commissioners of Project Participants called for the purpose of con- sidering the veto and held within 30 days after such veto notice, the holders of 658 or greater of the Project Entitlement Percentage shall vote to override the veto. (f) The sixty-five percent of the Project Entitlement Percentage specified in this Section 11 shall be reduced by the amount that the Project Entitlement Percentage of any Project Participant shall excel ; 358, but such 658 shall not be reduced below a majority in interest. 12. Term. (a) This Agreement shall not take effect until (i) it and/or any supplement to it provided for in Section 2(c) of the Second Phase Agreement has been duly executed and delivered to NCPA by Project Participants the Project Entitlement Percentages of which, in the aggregate, equal 1008, all in accordance with Section 2(c) of the Second Phase Agreement and accompanied by an opinion for each Project Participant of an attorney or firm of attor- neys in substantially the form attached hereto as Appendix B, and by evidence satisfactory to NCPA of compliance by such Project Participant with Section 5C of the Project No. 2 Member Agreement and in compliance with any other similar requirements of other agreements between NCPA and such Project Participant, and (ii) the Refunding Date shall have occurred. (b) Notwithstanding the delay in the effective date of this Agreement until Project Entitlement Percentages in the aggregate equal 1008 and the other provisions of Section 12(a) hereof have been complied with, it is agreed by all signatories hereto that in consid- eration for NCPA's signature hereto and for its commitment to use its best efforts to obtain the commitment for Project Entitlement Percentages in the aggregate equal to 1008, each Project Participant upon its execution and delivery of this Agreement to NCPA along Frith required opinion and any required evidence of compliance as required by Section 12(a) hereof shall be immediately bound not to withdraw its respective offer herein made to enter into this Agreement as exe- cuted and/or supplemented or to decrease or terminate its Project Entitlement Percentage. Such a decrease or termination by a Project Participant may be made only if this Agreement has not taken effect -13- I before January 1, 1984 and only by giving written notice thereof to NCPA between January 1 and January 15, 1984.' (c) Notwithstanding the foregoing, each Project Participant shall be entitled to decrease or terminate its Project Entitlement Percentage upon giving written notice thereof to NCPA within fifteen (15) days after January 1, 1986, if by January 1, 1986 NCPA shall not have issued any Bonds the payment of which is secured by payments made by the Project Participants under this Agreement. (d) The term of this Agreement shall continue until the later of (i) the expiration of the useful life of the Project, or (ii) the date on which all Bonds issued have been retired, or full provision made for their retirement, including interest until their retirement date; provided, however, that in no event shall the term of this Agreement extend beyond the date of the termination of the existence of NCPA. In the event of the termination of the existence of NCPA it is the intent of the Project Participants that the Agreement be construed as an agreement among the•Project Participants. 13. , Termination and Amendments. This Agreement shall not be subject to termination by any party under any circumstances, whether based upon the default of any other party under this Agreement, or any other instrument, or otherwise, except as specifi- cally provided herein. Except as otherwise provided in this Agreement, so long as any Bonds are outstanding and unpaid and funds are not set aside for the payment or retirement thereof in accordance with the applicable Bond Resolution, this Agreement shall not be amended, modified or otherwise changed or rescinded by agreement of the parties without the consent of each Trustee for Bonds whose consent is required under the applicable Bond Resolution. 14. Member Service Agreement. This Agreement is a ser- vice schedule and a third phase agreement attached to and incorpo- rated into the Member Service Agreement. This Agreement shall be construed as the more specific terms governing the general relation- ship between the parties set out in the Member Service Agreement in connection with the Project. 15. Second Phase Agreement. The Second Phase Agreement is superseded by this Agreement upon the issuance of any Bonds the payment of which is secured by payments made by the Project Participants under this Agreement and upon provision for payment of any notes or other evidences of indebtedness of NCPA secured by pay- ments made by the Project Participants under the Second Phase Agreement, except that section 4 thereof shall remain in effect as provided by section 5 of the Second Phase Agreement unless changed by -14- C 11 fornal action of all of the Project Participants. Said section 4 as follows: "Section 4. Conditional Repayment to Members. All payments and advances made heretofore, including Development Fund Advances, and those hereafter made pursu- ant to Section 1, excluding interest paid on delinquent payments, shall be repaid to each of the entities making such payments and advances pursuant to this Agreement out of the proceeds of the first issuance of the Project bonds or as and when there are sufficient funds available from the partial sale of Bonds. Such reimbursements shall be made within 60 days following the sale of a,,y Project bonds and shall include interest computed monthly at a rate equivalent to the prime rate of the Bank of America NT&SA at the end of such month. Any interest due under the third paragraph of section 1 of this Agreement and unpaid shall be deducted from the repayment. If NCPA is not successful in financing the Project, there shall be no reimbursement except out of unused Project funds along with all other receipts to which NCPA is entitled in connection with the Project." 16. Sharing of Resources, Facilities and Costs. (a) NCPA may, in accordance with Section 11 hereof, enter into agreements for the transfer or sharing of resources, facilities and costs between and among the Project and other entities and projects (including without limitation Project No. 2), which agreements may provide, among other things, for the transfer or sharing of steam, transmission facilities and rights to use the same, maintenance and repair facilities, generating equipment, spare parts, staff, insur- ance, taxes and payment in lieu thereof, and delay payments under the Steam Sales Agreement and the Project No. 2 Steam Sales Agreement and for the integrated operation of the Project and Project No. 2 by NCPA. (b) NCPA may, in accordance with the Project No. 2 Member Agreement and upon compliance with the requirements of any trust indenture or other instrument applicable thereto, including without limitation any consents required thereby, enter into agreements for ( i) the transfer or sharing of resources, facilities and costs between and among Project No. 2 and other entities and projects (including without limitation the Project), which agreements may pro- vide? among other things, for the transfer or sharing of steam, transmission facilities and rights to use the same, maintenance and repair facilities, generating equipment, spare parts, staff, insur- ance, taxes and payment in lieu thereof, and delay payments under the Project No. 2 Steam Sales Agreement, and for the integrated operation of the Project and Project No. 2 by NCPA, and (ii) the modification or refinancing of all or any portion of the obligations incurred by NCPA or a nonprofit corporation for Project No. 2, including without -15- limitation refinancing Energy. / n \ the refinancing thereof with Bonds and the modification or of the loan guaranteed by the United States Department of (c) This Agreement shall constitute approval by the partic— ipants in Project No. 2 of (i) the refinancing of (a) the outstanding Public Power Revenue Bonds, 1981 Series A, dated July 1, 1981, and the outstanding Public Power Revenue Bonds, 1982 Series A, dated July 1, 1982, (b) the outstanding loan of NCPA pursuant to a Loan Agreement between NCPA and Bank of Montreal (California), dated October 2, 1980, and (c) certain Development Fund expenditures, with Bonds so longin the judgment of the Commissioners of NCPA repre— senting gn► re— p senting the asarticipants in Project No. 2, the debt service secured or to be secured by the Project No. 2 Member Agreement is not increased thereby and the other terms of such refinancing are not materially adverse to the participants in Project No. 2; and (ii) equal sharing between Project No. 2 and the East Block portion of the Project of steam from the Project No. 2 area and the East Block area. (d) The Project No. i Member Agreement shall be construed so as to be compatible with this Agreement to accomplish the purposes hereof. Any financing or refinancing of Project No. 2 shall be accomplished by the issuance of Bonds secured by this Agreement unless the Project Participants refuse to authorize such financing or refinancing as may be requested by the participants in Project No. 2. The respective obligations of NCPA under Section 4 hereof and of the Project Participants under Section 5 hereof shall be deemed satisfied to the extent of performance thereof pursuant to the Project No. 2 Member Agreement, and (iv) subject to the specific terms of the agreement or agreements contemplated by subsections (a) and (b) of this Section 16, Project No. 2 and the East Block portion of the Project shall be conducted for the mutual benefit of all par— ticipants therein. (e) The Project No. 2 Member Agreement shall be amended by the provisions hereof as follows: (i) Section 6 of the Project No. 2 Member Agreement shall be superseded by Sections 8, and 9 hereof, (ii) subsection (a) of Section 5 of the Project No. 2 Member Agreement shall be superseded by the following: "(a) Commencing with the commercial operation of the Project, NCPA shall fix charges to the Purchasing Participating Member under this Agreement to produce revenues to NCPA frau the Project equal to the amounts anticipated to be needed by NCPA to meet the total costs of NCPA to provide cavaclty and energy from the Project, including but nvr limited to (i) debt service _16_ [41 on the Bonds, reserves for the payment of debt service on the Bonds and other payments required under the Bond Indenture or other agreement or instrument pro- viding for the issuance and payment of Bonds other than payments described in (iii) and (iv) below, (ii) all other payments provided to be made by NCPA under the Shell Agreement, (iii) any other operation, main- tenance and replacement costs of the Project, a rea- sonable reserve for contingencies, and all other Project costs other than costs and expenses pursuant to Section 4 hereof, and (iv) costs and expenses of NCPA for delivering Project capacity and energy pursu- ant to Section 4 hereof. NCPA shall fix charges to the Purchasing Participating Members to produce reve- nues to NCPA from the Project to meet the costs described in (i) and (ii) above based on Purchasing Participating Member's Purchasing Participation Percentage and to meet the costs described in (iii) above based on the anticipated energy sales of the Project. If NCPA delivers Project capacity and energy to or for any Purchasing Participating Member pursuant to Section 4 of this Agreement, NCPA shall fix charges to each such Purchasing Participating Member so as to pay the costs of such delivery without liability to any Purchasing Participating Member for whom Project capacity and energy is not so delivered by NCPA. Any payments required to be made, or costs incurred, by NCPA or the Project Participants pursuant to the PG and E Interconnection Agreement shall not be made or incurred under this Agreement." ( iii) Section 3 of the Project No. 2 Member Agreement shall be supplemented by the following: "NCPA may pledge and assign to any Trustee for any Bonds all or any portion of the payments received hereunder from Purchasing Participating Members and upon notice from NCPA, each Purchasing Participating Member shall make payments due by it hereunder directly to any Trustee for the Bonds. Such pledge and assignment by NCPA shall be made effective for such time as NCPA shall determine and provide. For the purposes of this Agreement the term "Bonds" shall include any bonds, notes or other evidences of indebt- edness issued by NCPA to refinance the cost of the Project." (iv) Section 5C of the Project No. 2 Member Agreement shall be deleted. -17- • t t 17. Miscellaneous. The headings of the sections hereof are inserted for convenience only and shall not be deemed a part of e this Agreement. If any one or more of the covenants or agreements provided in this Agreement to be performed should be determined to be invalid or contrary to law, such covenant or agreement shall be deemed and construed to be severable from the remaining covenants and agreements herein contained and shall in no way affect the validity of the remaining provisions of this Agreement. This Agreement may be executed in several counterparts, all or any of which shall be regarded for all purposes as one original and shall constitute and be but one and the sama instrument. -18- IN WITNESS WHEREOF each Project Participant has executed this Agreement with the approval of its governing body, and caused its official seal to be affixed and NCPA has executed this Agreement in accordance with the authorization of its Commission. NORTHERN CALIFORNIA POWER CITY OF PALO ALTO AGENCY By By And Ana CITY OF ALAMEDA By And CITY OF BIGGS By And CITY OF HEALDSBURG By Anc� CITY OF LCDI By And CITY OF LOMPOC By And -19- CITY OF ROSEVILLE By And CITY OF SANTA CLARA By An CITY OF GRIDLEY By And UKIAH By. And PLUMAS-SIERRA RURAL ELECTRIC COOPERATIVE By And 0 SCHEDULE OF PROJECT PARTICIPANTS AND PROJECT ENTITLEMENT PERCENTAGES Project No. 2 Project Entitlement Participant Percentage City of Alameda 14.994% City of Biggs City of Gridley City of Bealdsburg City of Lodi City of Lompoc City of Palo Alto City of Roseville City of Santa Clara City of Ukiah Plumas-Sierra Rural Electric Cooperative Total 0.000 .334 3.252 14.560 3.266 0.000 3.252 54.651 4.972 .719 100.000% -20- East Block Entitlement Percentage 18.771% .454 .456 4.096 9.158 4.096 9.158 12.514 34.13 6.257 .91 100.000% Project Entitlement Percentage 16.8825% .227 .395 3.674 11.859 3.681 4.579 7.883 44.3905 5.6145 .8145 100.000% APPENDIX E FORT! OF OPINION OF CCU SEG Northern California Power Agency 8421 Auburn Boulevard Suite 160 Citrus Heights, California 95610 Dear Sirs: I am acting as counsel to the (the "Project Participant") under the Agreement for Construction, Operation and Financing of Geothermal Generating Project Number 3 dated as of 1982 (the "Agreement") among the Project Participant, Northern California Power Agency (the "Agency") and certain other entities, and I have acted as counsel to the Project Participant in connection with the matters referred to herein. As such counsel X have examined and am familiar with (i) those documents relating to the existence, organization and operation of the Project Participant, (ii) all necessary documentation of the Project Participant relating to the authorization, execution and delivery 9 of the Agreement and 1 (iii) an executed counterpart of the Agreement. Based upon the foregoing and an examination of such other information, papers and documents as I deem necessary or advisable to enable me to render this opinion, including the Constitution and laws of the State of California together with the (charte-J, other govern- ing instruments, ordinances and public proceedincs of the Project Participants, am I of the opinion that: P 1. The Project Participant is (state form of organization) , duly created, organized and existing under the laws of the State of California and duly qualified to furnish electric service within said State. 2. The Project Participant has authority and right to execute, deliver and perform, pursuant to the terms of, the Agreement, and the Project Participant has complied with the provisions of applicable law in all matters relat- ing to such transactions. 3. The Agreement has been duly authorized, executed and delivered b the Project Participants, is in full force Y j p� . and effect as to the Project Participant in accordance with -21- 0 O. its terms assuming the other Project Participants have complied with the requirements of Section 12(a) of such Agreement and, assuming that the Agency has all the requi- site power and authority, and has taken all necessary action, to execute and deliver such Agreement, constitutes the legal, valid and binding obligation of the Project Participant enforceable in accordance with its terms. 4. Payments by the Project Participant under the Agreement will constitute an operating expense of the Project Participant and are to be made solely from the Revenues of its Electric System as provided in section 5(c) of the Agreement. 5. No approval, consent or authorization of any gov- ernmental or public agency, authority or person is required for the execution and delivery by the Project Participant of the Agreement, or the performance by the Project Participant of its obligations thereunder. 6. The authorization, execution and delivery of the Agreement and compliance with the provisions thereof will not conflict with or constitute a breach of, or default under, any instrument relating to the organization, exis- tence o?: operation of the Project Participant, any commit- ment, agreerent or other instrument to which the Project Participant i4 a party or by which it or its property is bound or affected, or any ruling, regulation, ordinance, judgment, order or decree to which the Project Participant (or any of its officers in their respective capacities as such) is subject or any provision of the laws of the State of California relating to the Project Participant and its affairs. 7. There is no action, suit, proceeding, inquiry or investigation at law or in equity, or before any court, public board or body, pending or, to my knowledge, threat- ened against or affecting the Project Participant or any entity affiliated with the Project Participant or any of its officers in their respective capacities as such (nor to the best of my knowledge is there any basis therefor), which questions the powers of the Project Participant referred to in paragraph 2 above or the validity of the proceedings taken by the Project Participant in connection with the authorization, execution or delivery of the Agreement, or wherein any unfavorable decision, ruling or finding would materially adversely affect the transactions contemplated by the Agreement, or which, in any way, would adversely affect the validity or enforceability of the Agreement. -22- The opinion expressed in paragraph 3 above is qualified to the extent that the enforceability of the Agreement may be limited by any applicable bankruptcy, insolvency, debt adjustment, moratorium, reorganization, or other similar laws affecting auditors' rights gen- erally or as to the availability of any particular remedy. This opinion is rendered only with respect to the laws of the State of California and the United States of America, and is addressed only to the Agency. No other person is entitld to rely on this opinion, nor may you rely on it in connection with any transac- tions other than those described herein. (Note: Where it shall be necessary for the Project Participant to obtain the authorization or approval of a Federal, state or local regulatory authority relating to such Project Participant's performance under the Agreement, the form of opinions set forth in paragraphs 2, 5 and 6 hereof may be appropriately adjusted to reflect the necessity for such authorization or approval and paragraph 5 hereof shall be adjusted to include therein an excep- tion thereto specifically describing the requisite authorization or approval and stating that it has been duly given or obtained and is in full force and effect.) Very truly yours, -23- ORDINANCE NO. 1295 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF LODI, CALIFORNIA, APPROVING THE TERMS AND CONDITIONS OF A MEMBER AGREEMENT BETWEEN NORTHERN CALIFORNIA POWER AGENCY AND CERTAIN PARTICIPATING MEMBERS AND AUTHORIZING THE EXECUTION OF AND DELIVERY OF SAID AGREEMENT BY OFFICERS OF THE CITY OF LODI. WHEREAS, pursuant to the provisions of Chapter 5, Division 7, Title 1 of the Government Code of the State of California, as amended (the "Joint Powers Act"), the City of Lodi (the "City") and certain other public agencies created pursuant to the laws of the State of California (collectively, the "Members"), have entered into a Joint Powers Agreement (the "Agreement") creating the Northern California Power Agency (the "Agency"), a public entity separate and apart from the Members; and WHEREAS, in accordance with the Agreement and the Joint Powers Agreement, the Agency proposes to acquire and construct or cause to be acquired and constructed and to operate or cause to be operated a project (the "Project") consisting of (i) 230KV double circuit tower line from Castle Rock Junction in Sonoma County to the Lakeville Substation of Pacific Gas and Electric Company, (ii) a 230KV transmission line from the Geysers Geothermal Resources Area to the first point of interconnection with the existing transmission grid in Northern California and a transmission collection system, and (iii) a central dispatch facility; and all other associated facilities, rights, properties and improvements appurtenant thereto as provided and necessary therefor including any right to capacity or ownership interest in the foregoing; and WHEREAS, this City Council finds and determines that it is in the best interests of the customers of t:.e electric system of the City for the City to contract With the Agency the Project for transmission service available from the Project pursuant to an Agreement For Construction, Operation and Financing of Transmission Project Number One (the "Member Agreement") in substantially the form submitted to this City Council. and dated for convenience as of July 1, 19831 and WHEREAS, payments by the City pursuant to the Member Agreement will be used in part by the Agency for payment of principal of and interest on its bonds, notes or other- evidences of indebtedness issued in connection with the construction, operation and financing of the Project; NOW, THEREFORE, the City Council of the City of Lodi does ordain as follows: 1. The City Council hereby finds and determines that the terms and conditions of the Member Agreement (including the Transmission Service Share of the City set forth in Appendix A thereto) in substantially the form submitted to this City Council be, and the same are hereby, approved. f 2. The Transmission Service Share of the City as set E forth in Appendix A to said Member Agreement may be increased to such percentage, not to exceed 21.3255 percent (21.3255%), as shall be determined by the Council of the City. (NOTE - This percentage is to be revised downward by Northern California Power Agency to reflect the City's reduced participation in Geothermal Pro3ect No. 3). -1' 3. The City is hereby authorized to enter into the Member Agreement and the Mayor and the City Clerk are hereby authorized to execute and deliver the Member Agreement by and on behalf of the City. 4. Pursuant to Section 54241 of the Government Code of the State of California, this Ordinance is subject to the provisions for referendum applicable to the City. 5. The City Clerk shall certify to the enactment of this Ordinance and shall cause this Ordinance to be published in accordance with Section 54342 of the Government Code of the State of California. 6. Thirty (30) days from and after its enactment, this Ordinance shall take effect and be in full force, in the manner provided by law. ADOPTED by the City Council and signed by the Mayor and attested by the City Clerk this 7th day of September, 1983. Evelyn M. Olson Mayor Attests Alice M. Re me e City Clerk `SEAL) ° Final Draft of July 28, 191bS AGRBSMSNT FOR CONSTRUCTION, OPERATION AND FINWIM OF TRANSMISSION PROJECT NUMBER ONE Dated as of July 1. 1983 By and Among NORTHERN CALIFORNIA POW= AGENCY and City Of Alameda City of I Biggs City of Gridley City of Healdsbucg City of Lodi City Of Lompoc City of Palo Alto City of Roseville City of Ukiah Pluxas-Sierra Rural Electric Cooperative =A TABLE OF CONTENTS VJ-tT:7 I. Definitions • •N P Section T.it h TABLE OF CONTENTS VJ-tT:7 I. Definitions . 2 2. Purpose 0. . 4 3. Construction and Operation . . . . . . . . . . 4 4. Obligation to Provide Transmission Service . 4 5. Rates and Charges . . . . . . . . . . . 5 6. Annual Budget and Billing Statement . . . . 6 7. Obligation in the Event of Default . . . . • . 7 8. Transfers, Sales and Assignments of Transmission Service Share . . . . . . . 8 9. Surplus Transmission Service . 9 10. Insurance and Indemnification .10 11. Member Direction and Review .18 12. Term . . . . . . . . . . . . . . . . . . . . .11 .13. Termination and Amendments . . . . . . . . . .12 14. Member Service Agreement . . . . . . . . . . .13 15. Second Phase Agreement .13 16. Miscellaneous . . a .13 APPENDIX A - Schedule of Project Participants and Transmission Service Shares . . .15 APPENDIX B - Form of Opinion of Counsel . .16 -i- M W W AGREEMENT FOR CONSTRUCTION, OPERATION AND FINANCING OF TRANSMISSION PROJECT NUMBER ONE This Agreement, dated as of July 1, 1983, by and Northern California Power Agency, a joint powers agency of the of California (hereinafter called "NCPA") and the other entities cuting this Agreement. WITNESSETH: among State exe- WHEREAS, NCPA proposes to acquire and construct or cause to be acquired and constructed and to operate or cause to be operated the Project (either by the construction of facilities by NCPA or Jointly with others, or by the purchase of an ownership interest or capacity right in such facilities constructed by others, or both) described herein= and. WHEREAS, NCPA and certain of its members entered into an "Agreement for Financing of Planning and Licensing Activities for Construction of Geysers Transmission Facilities" made as of March 1, 1983, providing for the financing of certain planning and licensing activities in connection with a portion of the Project (said Contract, as it may be amended and supplemented from time to time, being hereinafter called the "Second Phase Agreement"); and WHEREAS, this Agreement is the "Final Transmission Contract" contemplated in the Second Phase Agreement; and WHEREAS, NCPA and its members have entered into one of three Member Service Agreements, effective February 12, 1981 (sand Agreements, as they may be amended and supplemented from time to time, being hereinafter called the "Member Service Agreement"), which provide for services which NCPA shall perform for its members, among other things, and for the provisions to be contained in second and third phase agreements, such as the Second Phase Agreement, and'this Agreement= and WHEREAS; NCPA and the Project Participants (as hereinafter defined) now wish to enter into this Agreement to provide furtherFtor the construction, operation and financing of the Project, the sale`.by NCPA of transmission service available from the Project to the Project Participants# and the security for the Bonds to be issued' -to finance the Project; NOW THEREFORE, the parties hereto do agree as follows: 1. Definitions. The following terms shall, for all purposes of this Agreement, have the following meanings: -2- (a) "Bonds" means bonds, notes or other evidences oflr, indebtedness of NCPA (or of a nonprofit corporation on behalf of NCPA) i sstied to finance or refinance the Project, and includes addi- tional Bonds to complete the Project. (b) "Bond Resolution" means the resolution or resolutions providing for the issuance of Bonds and the terms thereof. (c) "Electric System" means all properties and assets, real and personal, tangible and intangible, of the Project Participant now or hereafter existing, used or pertaining to the generation, trans- mission, transformation, distribution and sale of electric capacity and energy, including all additions, extensions, expansions, improve- ments and betterments thereto and equippings thereof provided, how- ever, that to the extent the Project Participant is not the sole owner of an asset or property or to the extent that an asset or prop- erty is used in part for the above described electric purposes, only the Project Participant's ownership interest in such asset or prop- erty or only the part of the asset or property so used for electric purposes shall be considered to be part of its Electric System. (d) "Initial Operation Date" means the first date When any portion of the facilities of the Project are available to provide transmission service, as shall be determined by the Commission of NCPA in accordance with prudent utility practices. (e) "Project" means, a project consisting of (i) 230XV double circuit tower line from Castle Rock Junction in Sonoma County to the Lakeville Substation of Pacific Gas and Electric Company, (ii) a 230XV transmission line from the Geysers Geothermal Resources Area to the first point of interconnection with the existing trans- mission grid in Northern California and a transmission collection system, and (iii) a central dispatch facility= and all other associ- ated facilities, rights, properties and improvements. appurtenant thereto as provided and necessary therefor, including any right to capacity or ownership interest in the foregoing. The Project may be amended by the Project Participants in accordance with Section 11 of the Agreement, provided that any such amendment shall not have a material adverse effect on the security for the Bonds. (f) "Project Participants means those entities listed in Appendix A hereto and executing this Agreement, together in each case with their respective successors or assigns. (g) "Revenues" means all income, rents, rates, fees, charges, and other moneys derived by the Project Participant from the ownership or operation of its Electric System, including, without limiting the generality of the foregoing, (i) all income, rents, rates, fees, charges or other moneys derived from the sale, furnish- ing, and supplying of the electric capacity and energy and other ser- vices, facilities, and commodities sold, furnished, or supplied through the facilities of its Electric System, (ii) the earnings on and income derived from the investment of such income, rents, rates, -3- s f ees, charges or other moneys to the extent that the use of sucli., earnings and income is limited by or pursuant to law to its Electric System and (iii) the proceeds derived by the Project Participant directly or indirectly from the sale, lease or other disposition of all or a part of the Electric System as permitted hereby, but the ; term ' "Revenues" shall not include (y) customers' deposits or any other deposits subject to refund until such deposits have become the property of the Project Participant, or (z) contributions from cus- tomers for the payment of costs of construction of facilities to serve them. (h) "Transmission Service Share" means, with respect to each Project Participant, the percentage of the total available transmission service utilizing the Project to which such Project Participant is entitled pursuant to the terms of this Agreement. The Transmission Service Share for each Project Participant is set forth opposite the name of such Project Participant in Appendix A hereto, as such Appendix A shall be amended from time to time in accordance with Section 13 of this Agreement. (i) "Trustee" means the entity or entities designated by NCPA pursuant to any Bond Resolution, to administer any funds or accounts required by such Bond Resolution or otherwise. 2. Purpose. The purpose of this Agreement is to sell transmission service available from the Project to the Project Participants, to provide the terms and conditions of such sale and to provide for the financing of the Project. 3. Construction and Operation. NCPA will use its best off orts to cause or accomplish the construction, operation and financing of the Project, the obtaining of all necessary authority and rights, and the performance of all things necessary and conven- ient therefor. Each Project Participant will cooperate with NCPA to that end, and will give any and all clarifying assurances by supple- mental agzeements that may be reasonably necessary in the opinion.of NCPA's legal counsel to make the obligations herein more specific and to satisfy legal requirements and provide security for the Honda. ?CPA may pledge and assign to any Trustee for any Bonds,, all or any portion of the payments received hereunder from Project Participants, and upon notice from NCPA each Project Participant shall make payments due by it hereunder directly to any Trustee for the Bonds. Such pledge and assignment by NCPA shall be made effec- tive for such time as NCPA shall determine and provide. 4. Obligation to Provide Transmission Service. Pursuant to the terms of this Agreement, NCPA shall provide or cause to be provided and each project Participant shall obtain such Project Participant's Transmission Service Share of transmission service available from the Project. All transmission service utilizing the Project shall be scheduled in accordance with the practices and procedures mutually agreed to by the Commission of NCPA and the -4- respective Project Participants. Such agreement shall not be., unreasonably withheld by either NCPA or any Project Participant. S. Rates and Charges. (a) Commencing on the Full Operation Date, NCPA shall fix charges to the Project Participants under this Agreement to produce revenues to NCPA for transmission service available from the Project equal to the amounts anticipated to be needed by NCPA to meet the total costs of NCPA to provide transmission service available from the Project, including but not limited to ( i) debt service on the Bonds, reserves for the payment of debt service on the Bonds and other payments required under the Bond Resolution, and (ii) any other operation, maintenance and replacement costs of the Project, a reasonable reserve for contingencies, and all other Project costs. NCPA shall fix charges to the Project Participants to produce revenues to NCPA for transmission service available from the Project to meet the costs described in (i) and (ii) above based on Transmission Service Shares. (b) To the extent that the funds provided under Section 5(a) of this Agreement are at any time not sufficient for such pur- poses, each Project Participant shall pay to NCPA an amount equal to such Project Participant's Transmission Service Share of the total cost to pay all amounts of principal and interest on the Bonds, reserves for the payment of debt service and other payments required under the Bond Resolution. The obligation of this Section 5(b) is incurred by each Project Participant for the benefit of future hold- ers of Bonds, and shall commence and continue to exist and be honored by Project Participants whether or not transmission service utilizing the Project 'is available to them at a-11 time3 or at all (which provi- sion may be characterized as an obligation to pay all costs on a take -or -pay basis whether or not such transmission service utilizing the Project is provided) . (c) Any payments required to be made by, or costs incurred by, NCPA or the Project Participants pursuant to Section 9.5 of the Interconnection Agreement among Pacific Gas and Electric Company, NCPA and certain of the Project Participants shall not be made or incurred under this Agreement. ( d) Each Project Participant shall make payments under this Agreement solely from the Revenues of, and as an operating expense of, its Electric System. Nothing herein shall be construed as pro- hibiting any Project Participant from using any other funds and reve- nues for purposes of satisfying any provisions of this Agreement. (e) Each Project Participant shall make payments under this Agreement whether or not the Project or any part thereof is com- pleted,, operable, operating or retired and notwithstanding the sus- pension, interruption, interference, reduction or curtailment of transmission service utilizing the Project in whole or in part for any reason whatsoever. Such payments are not subject to any reduction, whether by offset or otherwise, and are not conditioned -5- i upon performance by NCPA or any other Project Participant under this\' �� Agreement or any other agreement. (f) No Project Participant shall be liable under this Agreement for the obligations of any other Project Participant. Each Project Participant shall be solely responsible and liable for per- formance of its obligations under this Agreement and for the mainte- nance and operation of its respective properties not included as part of the Project. The obligation of each Project Participant to make payments under this Agreement is a several obligation and not a joint obligation with those of the other Project Participants. (g) Each Project Participant covenants and agrees to estab- lish and collect fees and charges for electric capacity and energy furnished through facilities of its Electric System sufficient to provide Revenues adequate to meet its obligations under this Agreement and to pay any and all other amounts payable from or con- stituting a charge and lien upon any or all such Revenues. (h) Each Project Participant covenants and agrees that it shall, at all times, operate the properties of its Electric System and the busir:ess in connection therewith in an efficient manner and at reasonable cost and shall maintain its Electric System in good repair, working order and condition. 6. Arinua . Budget and Billing Statement. Prior to the beginning of each NCPA fiscal year, the Commission of NCPA will adopt an annual budget for such fiscal year for costs and expenses relating to the Project and shall promptly give notice to each; Project Participant of its projected share of such costs and expenses. A billing statement prepared by NCPA based on estimates will be sent to each Project Participant not later than the fifteenth (15th) day of each calendar month showing the amount payable by such Project Participant of costs payable under Section 5(a) of this Agreement for the second succeeding calendar month# any amount pay- able by such Project Participant as its Transmission Service Share of costs payable under Section 5(b) of this Agreement, and the amount of any credits or debits as a result of any appropriate adjustments. Amounts shown on ' the billing statement are due and payable thirty (30) days after the date of the billing statement. Any amount due and not paid by the Project Participant within thirty (30) days after the date of the billing statement shall bear interest from the due date until paid at an annual rate to be established by the Commission of NCPA at the time of adortion of the then most recent annual budget. On or before the day five (5) calendar months after the end of each NCPA fiscal year, NCPA shall submit to each Project Participant a statement of the aggregate monthly costs for such fiscal year. If the actual aggregate monthly costs and the Project -6- �r^Rs y '"2" r� ".�`. *F`� Jy !`a-.x` cAx�ia ,ca-rn,' �'te"�.1,9M Th.7 , t4 . s,.«-^ 4 s�r ^i^'.+-T'� vs •i Yi � s C ." e r - Participant's Transmission Service Share thereof pursuant to thi Agreement, and other amounts payable for any fiscal year, exceed the billings to the Project Participant, the deficiency shall be added to the Project Participant's immediately succeeding billing statement. If the actual aggregate monthly costs and the Project Participant's Transmission Service Share thereof and any adjustment of or credit to the Project Participant's Transmission Service Share thereof or other amounts payable for any fiscal year are less than the billings to the Project Participant, such excess shall be credited to the Project Participant's billing statements for such period (not to exceed the immediately succeeding six months) and in such amounts as shall be determined by NCPA. If a Project Participant questions• or disputes the correct- ness of any billing statement by NCPA, it uhall pay NCPA the amount claimed when due and shall within thirty (30) days of the receipt of such billing statement request an explanation from NCPA. If the bill is determined to be incorrect, NCPA will issue a corrected bill and refund any amount which may be due the Project Participant which refund shall bear interest from the date NCPA received payment until the date of the ref and at an annual rate to be established by the Commission of NCPA at the time of adoption of the then most recent annual budget. If NCPA and the Project Participant fail to agree on the correctness of a bill within thirty (30) days after the Project Participant has requested an explanation, the parties shall promptly submit the dispute to arbitration under section 1280 gt AM• of the Code of Civil Procedure. 7. ' Obligation in the Event of Default. (a) Upon fail- ure of any Project Participant to make any payment in full when due under this Agreement, NCPA shall make written demand upon such Project Participant, and if said failure is not remedied within thirty (30) days from the date of such demand, such failure shall constitute a default at the expiration of such period. Notice of such demand shall be provided to each other Project Participant by NCPA. fb) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement, NCPA shall use its best efforts to sell and transfer for the default- ing Project Participant's account all or a portion of such Project Participant's Transmission Service Share of transmission service available from the Project for all or a portion of the remainder of the term of this Agreement. NCPA shall not sell such transmission service, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an obligation not described in Section 103(x) of the Internal Revenue Code of 1954, as amended, by reason of classification of such Bond as an "industrial development bond" within the meaning of Section 103(b) of said Code. Notwithstanding that a.1 or any portion of the Project Participant's -7- r C Transmission Service Share of transmission service Project is so sold or transferred, the Project remain liable to NCPA to pay the full amount o Service Share of monthly costs as if such sale been made, except that such liability shall be extent that NCPA shall receive payment from the feree thereof. availahle frome Participant shall-, f its Transmission or transfer had not discharged to the purchaser or trans - (c) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement and causes NCPA to be in default under any Bond Resolution, NCPA may tin addition to the remedy provided by subsection (b) of this Section 7) terminate the provisions of this Agreement insofar as the same enti- tle the defaulting Project Participant to its Transmission Service Share of transmission service available from the Project. Irrespective of such termination, the obligations of the Project Participant under this Agreement shall continue in full force and effect. (d) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement, and except as sales or transfers are made pursuant to subsection (b) of this Section 7, (i) the Transmission Service Share of each nonde- faulting Project Participant shall be automatically increased for the remaining term of this Agreement pro rata with those of the other nondefaulting Project Participants and (ii) the defaulting Project Participant's Transmission Service Share shall (but only for purposes of computing the respective Transmission Service Share of the nonde-- faulting Project Participants) be reduced correspondingly; provided, however, that the sum of such increases for any nondefaulting Project Participant shall not exceed, without written consent of. such nond&- faulting Project Participant, an accumulated maximum of 25% of the nondefaulting Project Pnrticipant's original Transmission Service Share. (e) If a Project Participant shall fail or refuse to pay any amounts due to NCPA, the fact that other Project Participants have increased their obligation to NCPA pursuant to this Section 7 shall not relieve. the defaulting Project Participant of its liability under this Agreement, and any Project Participant. increasing; such obligation shall have a right of recovery from the defaulting Project Participant to the extent of such respective increase in obligation caused by the defaulting Project Participant. (f) Any. Trustee for any Bonds shall have the right, as a third party beneficiary, to initiate and maintain suit to enforce this Agreement to the extent provided in the related Bond Resolution. 8. Transfers, Sales and Assignments of Transmission Service Share. Each Project Participant has full and unfettered - 8- I -- rights to make transfers, sales assignments and exchanges (collectively "transfers") of its Transmission Service Share except as expressly provided otherwise in this Agreement. (a) No Project Participant shall transfer ownership of all or substantially all of its Electric System to another entity until it has first complied with the provisions of this subsection (a). A consolidation with another governmental entity or change in governmental form is not deemed a transfer of ownership. (1) Such disposition or transfer shall be under terms and conditions that provide assurance that the obli- gations of the transferring Project Participant under this Agreement, and that NCPA's obligations under this Agreement, and any Bond Resolution, and under other agree- ments made or to be made by NCPA to carry out the Project, will be promptly and adequately met. NCPA may require that sufficient moneys of the transferring Project Participant to discharge such obligations be irrevocably set aside and maintained in a trust account, as a condition to .the trans- fer of the Electric System, if no other adequate assurance is available. (2) The transferring Project Participant shall give ninety (90) days advance written notice to NCPA of any pro- posed transfer pursuant to this subsection (a). Appendix A to this Agreement shall be amended as appropriate to reflect any transaction pursuant to this subsection (a). (b)' Notwithstanding any other provision of this Agreement, no Project Participant shall transfer, assign, sell or exchange any portion of its Transmission Service Share, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an obligation not described in Section 103(x) of the Internal Revenue Code of 1954, as amended, by reason of classification of such Bond as an "industrial development bond" within the meaning of Section 103(b) of said Code. 9. Surplus Transmission Service. W h e n a P r o j e c t Participant has surplus transmission service available from the Project, NCPA shall, if requested by such Project Participant to do so, sell such surplus transmission service on behalf of such Project Participant .in the following manner: (a) NCPA shall use its beast efforts to sell such surplus transmission service at a price at least equal to the Project Participant's cost therefor. ( b Other Project Participants shall have a right of first refusal, and other NCPA members shall have the second right, at the sales prices set forth in subsections (c) and (d) of this Section 9. -9- (c) If NCPA can purchase equivalent transmission servi from other sources for less than the Project Participant's cost for F. transmission service from the Project, as the case may be, the sales price of such transmission service to another Project Participant or NCPA member shall be equal to the cost of purchasing the trau;smission' service from such other source. 4 (d) If the alternative cost of purchasing transmission ser- vice f or other Project Participants or members of NCPA is more than the Project Participant's cost of transmission service from the Project, then the sales price shall be the Project Participant's cost from the Project plus one-half the difference between the Project Participant's cost from the Project and the cost of transmission ser- vice from an alternative source. (e) NCPA shall not sell such transmission service, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an obligation not described in Section 103(x) of the Internal Revenue Code of 1954, as amended, by reason of clas- sification of such Bond as an "industrial development bond" within the meaning of Section 103(b) of said Code. 10. Insurance and Indemnification. NCPA shall obtain or cause to be obtained insurance for the Project covering such risks (including earthquakes), in such amounts and with such deductibles as shall be determined by NCPA. NCPA shall indemnify and hold harmless each Project Participant from any liability for personal injury or property damage resulting from any accident or occurrence arising out of or in any way related to the construction or operation of the Project, provided, however, that such liability of NCPA shall be limited to the extent the proceeds of insurance and other moneys available to NCPA hereunder are available therefore. 11. Member Direction and Review. NCPA shall comply with all lawful directions of the Project Participants with respect to this Agreement, while not stayed or nullified, to the fullest .extent authorized by law. Actions of Project Participants, including giving above directions to NCPA, will be taken only at meetings of autho- rized representatives of Project Participants duly called and held pursuant to the Ralph M. Brown Act or other laws applicable to such meetings, in effect from time to time. (a) A quorum of the Commission of NCPA for purposes of acting upon matters related to the Project shall consist of those Commissioners (including for all purposes of this Section 11, their designated alternates) , representing a numerical majority of the Project Participants, or, in the absence of such, representing Project Participants having a combined Transmission Service Share of at least a majority in interest at such time. -10- 0 0 0 (b) Special meetings of the Commission to act only on matters relating to the Project may be called by a majority of the Commissioners of Project Participants upon notice as required by the Ralph M. Brown Act or other laws applicable to such meetings, in effect from time to time. (c) At regular or special meetings of the Commission, voting on matters relating to the Project shall be bTn Transmission Service Share, and the affirmative vote of a majority interest at such time shall be required to take action, unless the Project Participants agree at such meetings that voting will be on a one membe&- one vote basis, with a majority vote of those present required for action. (d) Notwithstanding subsection (c) of this Section 11, upon demand of any Conmissioner of any Project Participant, at any meeting of the Comm mission other than a special meeting referred to in subsec- tion (b) of this Section 11, the vote on any issue relating to the Project shall be by Transmission Service Share at such time and 65% or greater affirmative vote shall be required to take action. (e) Any Project Participant may veto a discretionary action of the Project Participants relating to the Project that was not taken by a 65% or greater Transmission Service Share vote within 10 days following mailing of notice of such Commissioners' actionp by giving written notice of veto to NCPA, unless at a meeting of Commissioners or alternates of Project Participants called for the purpose of considering the veto and held within 30 days after such veto notice, the holders at such time of 65% or greater of tate Transmission Service Share shall vote to override the veto. (f) The sixty-five percent of the Transmission Service Share specified in this Section 11 shall be red -iced by the amount that the Transmission Service Share of any Project Participant shall exceed 35% at such time, but such 651 shall not be reduced below a majority in interest. 12. Tern. (a) This Agreement shall not take effect until it and/or any supplement to it provided for in Section 2(c) of the Second Phase Agreement has been duly executed and delivered to NCPA by Project Participants the Transmission Service Shares: of w high, in the aggregate, equal 100%, all in accordance with Section 2(c) of the Second Phase Agreement and accompanied by an opinion for ea, -h Project Participant of an attorney or firm of attor- neys in substantially the form attached hereto as Appendix B. -11- W (b) Notwithstanding the delay in effective date of this Agreement until the Transmission Service Shares in the aggregate equal 1008 and the other provisions of Section 12(a) hereof have been complied with, it is agreed by all signatories hereto that in consid- eration for NCPA's signature hereto, and for its commitment to use its best efforts to obtain the commitment for Transmission Service Shares in the aggregate equal to 1008, each Project Participant upon its execution and delivery of this Agreement to NCPA along with required opinion and any required evidence of compliance as required by Section 12(a) hereof shall be immediately bound not to withdraw its respective offer herein made to enter intim this Agreement as exe- cuted and/or supplemented or to decrease or terminate its Transmission Service Share before January I, 1984. Such a decrease or termination by a Project Participant may be made only if this Agreement has not taken effect before January 1, 1984 and only by giving written notice thereof to NCPA between January 1, and January 15, 1984. (c) Notwithstanding the foregoing, each Project Participant shall be entitled to decrease or terminate its Transmission Service Share upon giving written notice thereof to NCPA within fifteen (15) days after January 1, 1986, if by January 1, 1986 NCPA shall not have issued any Bonds secured by this Agreement. (d) The term of this Agreement shall continue until the later of (i) the expiration of the useful life of the Project, or (ii) the date on which all Bonds issued have been retired, or full provisions made for their retirement, including interest until their retirement dates provided, however, that in no event shall the term of this Agreement extend beyond the date of termination of NCPA. In the event of the termination of the existence of NCPA it is the intent of the Project Participants that the Agreement be construed as an Agreement among the Project Participants. 13. Termination and Amendments. This Agreement` zhal l not be subject to termination by any party under any circumstances, whether based upon the default of any other party under this Agreement, or any other instrument, or otherwise, except as specifi- cally provided herein. Except as otherwise provided in this Agreement, so long as any Bonds are outstanding and unpaid and funds are not set aside for the payment or retirement thereof in accordance with the applicable Bond Resolution, this Agreement shall not be amended, modified or otherwise chanced or rescinded by agreement of the parties without the consent of each Trustee for Bonds whose consent is required under the applicable Bond Resolution. -12- a 14. Member Service Acreement. This Agreement is d service schedule and a third phase agreement attached to and incorpo- rated into the Member Service Agreement. This Agreement shall be construed as the more specific terms governing the general relation- ship between the parties set out in the Member Service Agreement in connection with the Project. 15. Second Phase Agreement. The Second Phase Agreement is superseded by this Agreement, except that section 4 thereof shall remain in effect as provided by section 5 of the Second Phase Agreement unless changed by formal action of all of the Project Participants. Said section 4 is as follows: "Section 4. Conditional Repayment to Members. All payments and advances made heretofore, and those hereafter made pursuant to Section 11 excluding interest paid on delinquent payments shall be repaid to each of the entities making such payments and advances pursuant to this Agreement out of the proceeds of the first issuance of the Project bonds or as and when there are sufficient funds available from the partial sale of bonds. Such reimburse- ments shall be made within 60 days following the sale of any Project bonds and shall include interest computed monthly at a rate equivalent to the end of the month prime rate of the Bank of America NT&SA. Any interest due under the third paragraph of section 1 of this Agreement and unpaid shall be deducted from the repayments. If NCPA determines to construct transmission facilities, but is not successful in obtaining approval therefor from the California Energy Commission (CEC) , there shall be no reim- bursement except out of unused Project funds including those then in the Working Capital and Contingency Fund account along with all other receipts to which NCPA is entitled in connection with the Project." 16. Miscellaneous. The headings of the sections hereof are inserted for convenience only and shall not be deemed a part of this Agreement. If any one or more of the covenants or agreements provided in this Agreement to be performed should be determined to be invalid or contrary to law, such covenant or agreement shall be deemed and construed to be severable from the remaining covenants and agreements herein contained and shall in no way affect the validity of the remaining provisions of this Agreement. This Agreement or any of which shall be and shall constitute and may be executed in several counterparts, all regarded for all purposes as one original be but one and the same instrument. -13- IN WITNESS WHEREOF each Project Participant has executed this Agreement with the approval of its governing body, and caused- its official seal to be affixed and NCPA has executed this Agreement in accordance with the authorization of its Commission. NORTHERN CALIFORNIA POWER CITY OF PALO ALTO AGENCY By By And and CITY OF ALAMEDA CITY OF ROSEVILLE By By And and CITY OF BIGGS CITY OF UKIAH By By And and CITY OF GRIDLEY PLUMAS-SIERRA RURAL. ELECTRIC COOPERATIVE By - By And and HEALDSBURG By An CITY OF LODI f _ By CITY OF LOMPOC By and -14- SCHEDULE OF PROJECT PARTICIPANTS AND TRANSMISSION SERVICEISHARES APPENDIX AN, Transmission Service Share 30.3590% .4082 .7103 6.6068 21.3255 6.6194 8.2342' -14.1756" 101.0963 100.000%- Project Participant City of Alameda City of Biggs City of Gridley City of Healdsburg City of Lodi City of Lompoc City of Palo Alto City of RQseville City of Ukiah Plumas, Sierra Rural Electric Cooperative Total APPENDIX AN, Transmission Service Share 30.3590% .4082 .7103 6.6068 21.3255 6.6194 8.2342' -14.1756" 101.0963 100.000%- W v - APPENDIX FORD! OF OPINION OF CCQNSEL Northern California Power Agency 8421 Auburn Boulevard Suite 160 Citrus Heights, California 95610 Dear Sirs: 6 I am acting as counsel to the (the "Project Participant") under the Agreement for Construction, Operation and Financing of the Transmission Project dated as of July 1, 1983 (the "Agreement") among the Project Participant, the Northern California Power Agency. (the "Agency") and certain other entities (the "Project Participants") r and I have acted as counsel to the Project Participant in connection with the matters referred to herein. As such counsel I have examined and am familiar with (i) those documents relating to the existence, organization and operation of the Project Participant, (ii) all necessary documentation of the Project Participant ,relating to the authorization, execution and delivery of the Agreement and (iii) an executed counterpart of the Agreement. Based upon the foregoing and such examination of law and such other'inf ormation, papers and documents as I deem necessary or advisable to enable me to render this opinion, including the Constitution and laws of the State of California together with the charter, other governing instruments, ordinances and public proceed- ings of the Project Participant, I am of the opinion that: I. The Project ,Participant is [state form of organization) , duly created, organized and existing under the laws of the State of California and duly qualified to furnish electric service within said State. 2. The Project Participant has full legal right, power and authority to enter into the Agreement and to carry out and consummate all transactions contemplated thereby, and the Project Participant has complied with the provisions of applicable law in all matters relating to such transactions. 3. The Agreement has been duly authorized, executed and delivered by the Project Participant, is in full force -16- O'"► 0 and effect as to the Project Participant in accordance with its terms assuming the other Project Participants have com- plied with the requirements of Section 12(a) of such Agreement and, assuming that the Agency has all the requi- k site power and authority, and has taken all necessary action, to execute and deliver such Agreement, constitutes the legal, valid and binding obligation of the Project Participant enforceable in accordance with its ,terms. 4. Payments by the Project Participant under the Agreement will constitute an operating expense of the Project Participant and are to be made solely from the Revenues of its Electric System as provided in Section 5(c) of the Agreement. S. No approval, consent or authorization of any gov- ernmental or public agency, authority or person is required for the execution and delivery by the Project Participant of the Agreement, or the performance by the Project Participant of its obligations thereunder. 6. The authorization, execution and delivery of the Agreement and compliance with the provisions thereof will not conflict with or constitute a breach of, or default under, any instrument relating to the organization, exis- tence or operation of the Project Participant, any commit- ment, agreement or other instrument to which the Project Participant is a party or by which it or its property is bound or affected, or any ruling, regulation, ordinance, judgment, order or decree to which the Project Participant (or any of its officers in their respective capacities as such) is subject or any provision of the laws of the State of California relating to the Project Participant and its affairs. 7. There is no action, suit, proceeding, inquiry or investigation at law or in equity, or before any court, public board or body, pending or, to my knowledge, threat- ened against or affecting the Project Participant or any entity affiliated with the Project Participant or any of its officers in their respective capacities as such (nor to the best of my knowledge is there any basis therefor), which questions the powers of the Project Participant referred to in paragraph 2 above or the validity of the proceedings taken by the Project Participant in connection with the authorization, execution or delivery of the Agreement, or wherein any unfavorable decision, ruling or finding would materially adversely affect the transactions contemplated by the Agreement, or which, in any way, would adversely affect the validity or enforceability of the Agreement. -17- dr The opinion expressed in paragraph 3 above is qualified to the extent that the Agreement enforceability of the may be limited by any applicable bankruptcy, insolvency, debt adjustment, moratorium, reorganization, or other similar laws affecting creditors' rights generally or as to the availability of any particular remedy. This opinion is rendered only with respect to the laws of the State of California and the United States of America, and is addressed only to the Agency. No other person is entitled to rely on this opinion, nor may you rely on it in connection with any transac- tions other than those described herein. (Note: Where it shall be necessary for the Project Participant to obtain the authorization or approval of a Federal, state or local regulatory authority relating to such Project Participant's performance under the Agreement, the form of opinions set forth in paragraphs 2, 3 and 5 hereof may be appropriately adjusted to reflect the necessity for such authorization or � approval and paragraph 4 hereof shall be adjusted to include therein an excep- tion thereto specifically describing the requisite authorization or approval and stating that it has been duly given or obtained and is in full force and effect.) Very truly yours. -18 o .�..... RESOLUTION NO. 83- 55 NORTHERN CALIFORNIA POWER AGENCY BE IT RESOLVED BY THE COMMISSION OF THE NORTHERN CALIFORNIA POWER AGENCY, as follows: Section 1. The form of "Agreement for Construction, Operation and Financing of Transmission Project Number One", designated "draft July 28,1983", is hereby approved; and the Assistant Secretary is directed to send copies of the same to the Project Participants named therein, and request that it be ap- proved and executed by ordinance in accordance with the terms of Section 13 thereof. Section 2. The General Manager is authorized to execute said agreement on behalf of this Agency. Vote Abstained Absent City of - Alam6da Biggs Gridley c _ Healdsburg r Lodi Lompoc Pal o Alto Ail Redding.___. Roseville Santa Clara Ukiah t PI umas-Sierra ' •� ADOPTED AND APPROVED this �r .d day of ..�' , 1983. ✓ 'f ORDINANCE NO. AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF ''' , CALIFORNIA, APPROVING THE TERMS AND CONDITIONS OF A MEMBER AGREEMENT BETWEEN NORTHERN CALIFORNIA POWER AGENCY AND CERTAIN PARTICIPATING MEMBERS AND AUTHORIZING THE EXECUTION OF AND DELIVERY OF SAID AGREEMENT BY OFFICERS OF THE CITY OF WHEREAS, pursuant to the provisions of Chapter 5, Division 71 Title 1 of the Government Code of the State of California, as amended (the "Joint Powers Act"), the City of (the "City") and certain other public agencies created pursuant to the laws of the State of California (collectively, the "Members"), have entered into a Joint Powers Agreement (the "Agreement") creating the Northern California Power Agency (the "Agency"), a public entity separate and apart from the Membersl and WHEREAS, in accordance with the Agreement and the Joint Powers Agreement, the Agency proposes to acquire and construct or cause to be acquired and constructed and to operata or cause to be operated a project (the "Project") consisting of (i) 230KV double circuit tower line from Castle Rock Junction in Sonoma County to the Lakeville Substation of Pacific Gas and Electric Company, (ii) a 230KV transmission line from the Geysers Geothermal Resources Area to the first point of interconnection with the existing transmission grid in Northern California and a transmission collection system, and (iii) a central dispatch facility; and all other associated facili- ties, rights, properties and improvements appurtenant thereto as pro- vided and necessary therefor including any right to capacity or ownership interest in the foregoing; and WHEP.EAS, this City Council finds and determines that it is in the best interests of the customers of the electric system of the City for the City to contract with the Agency the Project for trans- mission service available from the Project pursuant to an Agreement For Construction, Operation and Financing of Transmission Project Number One (the "Member Agreement") in substantially the fora submit- ted to this City Council and dated for convenience as of July 1, 1983; and WHEREAS, payments by the City pu.suant to the Member Agreement will be used in part by the Agency for payment of principal of and interest on its bonds, notes or other evidences of indebted- ness issued in connection with the construction, operation and financing of the Project; NOW, THEREFORE, the City Council of the City of does ordain as follows: 40 1. The City Council hereby finds and determines that the terns and conditions of the Member Agreement (including the Transmission Service Share of the City set forth in Appendix A thereto) in substantially the form submitted to this City Council be, and the same are hereby, approved. 2. The Transmission Service Share of the City as set forth in Appendix A to said Member Agreement may be increased to such per- centage, not to exceed percent (-%), as shall be determined by the of the City. 3. The City is hereby authorized to enter into the Member Agreement and the and the are hereby authorized to execute and deliver the Member Agreement by and on behalf of the City. 4. Pursuant to Section 542.41 of the Government Code of the State of California, this Ordinance is subject to the provisions for referendum applicable to the City. 5.. The City Clerk shall certify to the enactment of this Ordinance and shall cause this Ordinance to be published in accor- dance with Section 54242 of the Government Code of the State of California. 6. Thirty (30) days from and after its enactment, this Ordinance shall take effect and be in full force, in the manner pro- vided by law. ADOPTED by the City Council and signed by the and attested by the this __.__, day of , 19e3. Attest: (SEAL) -2- Final Draft of July 28, 198 AGREEMENT FOR CONSTRUCTION, OPERATION AND FINANCIM OF TRANSMISSION PROJECT NUMBER ONE Dated as of July 1, 1983 By and Among NORTHERN CALIFORNIA POWER AGEWY and b City of Alameda City of Biggs City of Gridley City of Healdsbnrg City of Lodi City of Lompoc City of Palo Alto City of Roseville City of Ukiah Plumas-Sierra Rural Electric Cooperative 0 TABLE OF CONTENTS to -i- 2A= 1. Definitions 0 0. . . 2 2. Purpose 0 a 0. . 4 3. Construction and Operation . . . . . . . . . . 4 4. Obligation to Provide Transmission Service 4 S. Rates and Charges . • . . . . . . , . . .. 5 6. Annual Budget and Billing Statement . . 6 7. Obligation in the Event of Default . . . . . . 7 Be Transfers, Sales and Assignments of Transmission Service Share . . . . . . . • B 9. Surplus Transmission Service . . . . . . . . . 1 9 10. Insurance and Indemnification .10 11. Member Direction and Review .10 12. Term . . . . . . . . . . . . . .11 .13. Termination and Amendments . .12 14. Member Service Agreement . . . . . . . . . . .13 15. Second Phase Agreement . . . . . . . . . . . .13 16. Miscellaneous . .13 APPENDIX A - Schedule of Project Participants and Transmission Service Shares . . . . . .15 APPENDIX B - Form of Opinion of Counsel . . . . . . .16 -i- AGREEMENT FOR CONSTRUCTION, OPERATION AND FINANCING OF TRANSMISSION PROJECT NUMBER ONE 1,,,�•"� This Agreement, dated as of July 1, 1983, by and among Northern California Power Agency, a joint powers agency of the State of California (hereinafter called "NCPA") and the other entities exe- cuting this Agreement. WITNESSETH: WHEREAS, NCPA proposes to acquire and construct or cause to be acquired and constructed and to operate or cause to be operated the Project (either by the construction of facilities by NCPA or jointly with others, or by the purchase of an ownership interest or capacity right in such facilities constructed by others, or both) described herein; and. WHEREAS, NCPA and certain of its members entered into an "Agreement for Financing of Planning and Licensing Activities for Construction of Geysers Transmission Facilities" made as of March 1, 1983, providing for the financing of certain planning and licensing activities in connection with a portion of the Project (said Contract, as it may be amended and supplemented from time to time, being hereinafter called the "Second Phase Agreement"); and WHEREAS, this Agreement is the "Final Transmission Contract" contemplated in the Second Phase Agreements and WHEREAS, NCPA and its members have entered into one of three Member Service Agreements, effective February 12, 1981 (said Agreements, as they may be amended and supplemented from time to time, being hereinafter called the "Member Service Agreement"), which provide for services which NCPA shall perform for its members, among other things, and for the provisions to be contained in second and third phase agreements, such as the Second Phase Agreement, and this Agreements and WHEREAS; NCPA and the Project Participants (as hereinafter defined) now wish to enter into this Agreement to provide further for the construction, operation and financing of the Project, the sale by NCPA of transmission service available from the Project to the Project Participants, and the security for the Bonds to be issued to finance the Project; NOW THEREFORE, the parties hereto do agree as follows: 1. Definitions. The following terms shall, for all purposes of this Agreement, have the following meanings: -2- .�"Ss ilfS�A il9i:,.:➢ .'T -'..T P' �fS'rF'J'tis�^3!vWil vi°A 1i3Fii3E�9eZ�hT,��SF^§'i.aXiS�..`('%R'.FCI�4ci'._:./,J�'%..'ti�....'l11���-: e..t.':-: r.<'� .. .-m,(„?Y i�FF1R. +..s;xrre: •r -.i+.. .. .,. , '•T•r."3T.W'?�IPOG^.A'4./�Y. f (a) "Bonds" means bonds, notes or other evidences of-, indebtedness of NCPA (or of a nonprofit corporation on behalf of"'� NCPA) issued to finance or refinance the Project, and includes addi- tional Bonds to complete the Project. (b) "Bond Resolution" means the resolution or resolutions providing for the issuance of Bonds and the terms thereof. (c) "Electric System" means all properties and assets, real and personal, tangible and intangible, of the Project Participant now or hereafter existing, used or pertaining to the generation, trans- mission, transformation, distribution and sale of electric capacity and energy, including all additions, extensions, expansions, improve- ments and betterments thereto and equippings thereof; provided, how- ever, that to the extent the Project Participant is not the sole owner of an asset or property or to the extent that an asset or prop- erty is used in para for the above described electric purposes, only the Project Participant's ownership interest in such asset or prop- erty or only the part of the asset or property so used for electric purposes shall be considered to be part of its Electric System. (d) "Initial Operation Date" means the first date when any portion of the facilities of the Project are available to provide transmission service, as shall be determined by the Commission of NCPA in accordance with prudent utility practices. (e) "Project" means, a project consisting of ( i) 230XV double circuit tower line from Castle Rock Junction in Sonoma County to the Lakeville Substation of Pacific Gas and Electric Company, (ii) a 230KV transmission line from the Geysers Geothermal lResources Area to the first point of interconnection with the existing trans- mission grid in Northern California and a transmission collection system, and (iii) a central dispatch facility; and all other associ- ated facilities, rights, properties and improvements. appurtenant thereto as provided and necessary therefor, including any right to capacity or ownership interest in the foregoing. The Project may be amended by the Project Participants in accordance with Section 11 of the Agreement, provided that any such amendment shall not have a material adverse effect on the security for the Bonds. (f) "Project Participants" means those entities listed in Appendix A hereto and executing this Agreement, together in each case with their respective successors or assigns. (g) "Revenues" means all income, rents, rates, fees, charges, and other moneys derived by the Project Participant from the ownership or operation of its Electric System, including, without limiting the generality of the foregoing, (i) all income, rents, rates, fees, charges or other moneys derived from the sale, furnish- ing, and supplying of the electric capacity and energy and other ser- vices, facilities, and commodities sold, furnished, or supplied through the facilities of its Electric System, (ii) the earnings on and income derived from the investment of such income, rents, rates, Mm fees, charges or other moneys to the extent that the use of such-, earnings and income is limited by or pursuant to law to its Electric System and ( iii) the proceeds derived by the Project Participant directly or indirectly from the sale, lease or other disposition of all or a part of the Electric System as permitted hereby, but the term "Revenues" shall not include (y) customers' deposits or any other deposits subject to refund until such deposits have become the property of the Project Participant, or (z) contributions from cus- tomers for the payment of costs of construction of facilities to serve them. (h) "Transmission Service Share" means, with respect to each Project Participant, the percentage of the total available transmission service utilizing the Project to which such Project Participant is entitled pursuant to the terms of this Agreement. The Transmission Service Share for each Project Participant is set forth opposite the name of such Project Participant in Appendix A hereto, as such Appendix A shall be amended from time to time in accordance with Section 13 of this Agreement. (i) "Trustee" means the entity or entities designated by NCPA pursuant to any Bond Resolution, to administer any funds or accounts required by such Bond Resolution or otherwise. 2. Purpose. The purpose of this Agreement is to sell transmission service available from the Project to the Project Participants, to provide the terms and conditions of such sale and to provide for the financing of the Project. 3. Construction and Operation. NCPA will use its best efforts to cause or accomplish the construction, operation and financing of the Project, the obtaining of all necessary authority and rights, and the performance of all things necessary and conven- ient therefor. Each Project Participant will cooperate with NCPA to that end, and will give any and all clarifying assurances by supple: -- mental agreements that may be reasonably necessary in the opinion of NCPA's legal counsel to make the obligations herein more specific and to satisfy legal requirements and provide security for the Bonds. NCPA may pledge and assign to any Trustee for any Bonds, all or any portion of the payments received hereunder from Project Participants, and upon notice from NCPA each Project Participant shall make payments due by it hereunder directly to any Trustee for_ the Bonds. Such pledge and assignment by NCPA shall be made effec- tive for such time as NCPA shall determine and provide. 4. Obligation to Provide Transmission Service. Pursuant to the terms of this Agreement, NCPA shall provide or cause to be provided and each Project Participant shall obtain such Project Participant's Transmission Service Share of transmission service available from the Project. All transmission service utilizing the Project shall be scheduled in accordance with the practices and procedures mutually agreed to by the Commission of NCPA and the -4- respective Project Participants. Such agreement shall not be unreasonably withheld by either NCPA or any Project Participant. 5. Rates and Charges. (a) Commencing on the Full Operation Date, NCPA shall fix charges to the Project Participants under this Agreement to produce revenues to NCPA for transmission service available from the Project equal to the amounts anticipated to be needed by NCPA to meet the total costs of NCPA to provide transmission service available from the Project, including but not limited to (i) debt service on the Bonds, reserves for the payment of debt service on the Bonds and other payments required under the Bond Resolution, and (ii) any other operation, maintenance and replacement costs of the Project, a reasonable reserve for contingenciest and all other Project costs. NCPA shall fix charges to the Project Participants to produce revenues to NCPA for transmission service available from the Project to meet the costs described in (i) and (ii) above based on Transmission Service Shares. (b) To the extent that the funds provided under Section 5(a) of this Agreement are at any time not sufficient for such pur- poses, each Project Participant shall pay to NCPA an amount equal to such Project Participant's Transmission Service Share of the total cost to pay all amounts of principal and interest on the Bonds, reserves for the payment of debt service and other payments required under the Bond Resolution. The obligation of this Section 5(b) is incurred by each Project Participant for the benefit of future hold- ers of Bonds, and shall commence and continue to exist and be honored by Project. Participants whether or not transmission service utilizing the Project is available to them at all times or at all (which provi- sion may be characterized as an obligation to pay all costs on a take -or -pay basis whether or not such transmission service utilizing the Project is provided). (c) Any payments required to be made by, or costs incurred by, NCPA or the Project Participants pursuant to Section 9.5 of the Interconnection Agreement among Pacific Gas and Electric Company, NCPA and certain of the Project Participants shall not be made or incurred under this Agreement. (d) Each Project Participant shall make payments under this Agreement solely from the Revenues of, and as an operating expense of, its Electric System. Nothing herein shall be construed as pro- hibiting any Project Participant from using any other funds and reve- nues for purposes of satisfying any provisions of this Agreement. (e) Each Project Participant shall make payments under this Agreement whether or not the Project or any part thereof is com- pleted, operable, operating or retired and notwithstanding the sus- pension, interruption, interference, reduction or curtailment of transmission service utilizing the Project in whole or in part for any reason whatsoever. Such payments are not subject to any reduction, whether by offset or otherwise, and are not conditioned -5- upon performance by NCPA or any other Project Participant under this*\,.. Agreement or any other agreement. (f) No Project Participant shall be liable under this Agreement for the obligations of any other Project Participant. Each Project Participant shall be solely responsible and liable for per- formance of its obligations under this Agreement and for the mainte- nance and operation of its respective properties not included as part of the Project. The obligation of each Project Participant to make payments under this Agreement is a several obligation and not a joint obligation with those of the other Project Participants. (g) Each Project Participant covenants and agrees to estab- lish and collect fees and charges for electric capacity and energy furnished through facilities of its Electric System sufficient to provide Revenues adequate to meet its obligations under this Agreement and to pay any and all other amounts payable from or con- stituting a charge and lien upon any or all such Revenues. (h) Each Project Participant covenants and agrees that it shall, at all times, operate the properties of its Electric System and the business in connection therewith in an efficient manner and at reasonable cost and shall maintain its Electric System in good repair, working order and condition. 6. Annual Budget and Billing Statement. Prior to the beginning of each NCPA fiscal year, the Commission of NCPA will adopt an annual budget for such fiscal year for costs and expenses relating to the Project and shall promptly give notice to each Project Participant of . its projected share of such costs and expenses. A billing statement prepared by NCPA based on estimates will be sent to each Project Participant not later than the fifteenth (15th) day of each calendar month showing the amount payable by such Project Participant of costs payable under Section 5(a) of this Agreement for the second succeeding calendar month, any amount pay- able by such Project Participant as its Transmission Service Share of costs payable under Section 5(b) of this Agreement, and the amount of any credits or debits as a result of any appropriate adjustments. Amounts shown on'the billing statement are due and payable thirty (30) days after the date of the billing statement. Any amount due and not paid by the Project Participant within thirty (30) days after the date of the billing statement shall bear interest from the due date until paid at an annual rate to be established by the Commission of NCPA at the time of adoption of the then most recent annual budget. On or before the day. five (5) calendar months after the end of each NCPA fiscal year, NCPA shall submit to each Project Participant a statement of the aggregate monthly costs for such fiscal year. If the actual aggregate monthly costs and the Project -6- Participant's Transmission Service Share thereof pursuant to this Agreement, and other amounts payable for any fiscal year, exceed the billings to the Project Participant, the deficiency shall be added to the Project Participant's immediately succeeding billing statement. If the actual aggregate monthly costs and the Project Participant's, Transmission Service Share thereof and any adjustment of or credit to the Project Participant's Transmission Service Share thereof or other amounts payable for any fiscal year are less than the billings to the Project Participant, such excess shall be credited to the Project Participant's billing statements for such period (not to exceed the immediately succeeding six months) and in such amounts as shall be determined by NCPA. If a Project Participant questions or disputes the correct- ness of any billing statement by NCPA, it shall pay NCPA the amount claimed when due and shall within thirty (30) days of the receipt of such billing statement request an explanation from NCPA. If the bill is determined to be incorrect, NCPA will issue a corrected bill and refund any amount which may be due the Project Participant which refund shall bear interest from the date NCPA received payment until the date of the refund at an annual rate to be established by the Commission of NCPA at the time of adoption of the then most recent annual budget. If NCPA and the Project Participant fail to agree on the correctness of a bill within thirty (30) days after the Project Participant has requested an explanation, the parties shall promptly submit the dispute to arbitration under section 1280 &t =a. of the Code of Civil Procedure. 7.* Obligation in the Event of Default. (a) Upon fail- ure of any Project Participant to make any payment in full when due under this Agreement, NCPA shall make written demand upon such Project Participant, and if said failure is not remedied within thirty (30) days from the date of such demand, such failure shall constitute a default at the expiration of such period. Notice of such demand shall be provided to each other Project Participant by NCPA. (b) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement, NCPA shall use its best efforts to sell and transfer for the default- ing Project Participant's account all or a portion of such Project Participant's Transmission Service Share of transmission service available from the Project for all or a portion of the remainder of the term of this Agreement. NCPA shall not sell such transmission service, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in igation not described in e of 1954, as amended, by an "industrial development 103(b) of said Code. the Project Participant's :ed as an obl al Revenue Cod such Bond as of Section any portion of -7- , � It100 Transmission Service Share of transmission service available from t.e Project is so sold or transferred, the Project Participant shalom..., remain liable to NCPA to pay the full amount of its Transmission- Service ransmissionService Share of monthly costs as if such sale or transfer had not been made, except that such liability shall be discharged to the extent that NCPA shall receive payment from the purchaser or trans- feree thereof. r (c) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement and causes NCPA to be in default under any Bond Resolution, NCPA may (in addition to the remedy provided by subsection (b) of this Section 7) terminate the provisions of this Agreement insofar as the same enti- tle the defaulting Project Participant to its Transmission Service Share of transmission service available from the Project. Irrespective of such termination, the obligations of the Project Participant under this Agreement shall continue in full force and effect. G (d) Upon the failure of any Project Participant to make any payment which failure constitutes a default under this Agreement, and except as sales or transfers are made pursuant to subsection (b) of this Section 7, (i) the Transmission Service Share of each nonde- faulting Project Participant shall be automatically increased for the remaining term of this Agreement pro rata with those of the other nondefaulting Project Participants and (ii) the defaulting Project Participant's Transmission Service Share shall (but only for purposes of computing the respective Transmission Service Share of the nonde- faulting Project Participants) be reduced correspondingly; provided, however, that the sum of such increases for any nondefaulting Project Participant shall not exceed, without written consent of such nonde- faulting Project Participant, an accumulated maximum of 258 of the nondefaulting Project Participant's original Transmission Service Share. (e) If a Project Participant shall fail or refuse to pay any amounts due to NCPA, the fact that other Project Participants have increased their obligation to NCPA pursuant to this Section 7 shall not relieve the defaulting Project Participant of its liability under th -s Agreement, and any Project Participant increasing such obligation shall have a right of recovery from the defaulting Project Participant to the extent of such respective increase in obligation caused by the defaulting Project Participant. (f) Any Trustee for any Bonds shall have the right, as a third party beneficiary, to initiate and maintain suit to enforce this Agreement to the extent provided in the related Bond Resolution. 8. Transfers, Sales and Assignments of Transmission Service Share. Each Project Participant has full and unfettered -8- rights to make transfers, sales assignments and exchange -a (collectively "transfers") of its Transmission Service Share except*.,.. as expressly provided otherwise in this Agreement. (a) No Project Participant shall transfer ownership of all or substantially all of its Electric System to another entity until it has first complied with the provisions of this subsection (a). A consolidation with another governmental entity or change in governmental form is not deemed a transfer of ownership. 4 (1) Such disposition or transfer shall be under terms and conditions that provide assurance that the obli- gations of the transferring Project Participant under this Agreement, and that NCPA's obligations under this Agreement, and any Bond Resolution, and under other agree- ments made or to be made by NCPA to carry out the Project, will be promptly and adequately met. NCPA may require that sufficient moneys of the transferring Project Participant to discharge such obligations be irrevocably set aside and maintained in a trust account, as a condition to the trans- fer of the Electric System, if no other adequate assurance is available. (2) The transferring Project Participant shall give ninety (90) days advance written notice to NCPA of any pro- posed transfer pursuant to this subsection (a). Appendix A to this Agreement shall be amended as appropriate to reflect any transaction pursuant to this subsection (a). W Notwithstanding any other provision of this Agreement, no Project Participant shall transfer, assign, sell or exchange any portion of its Transmission Service Share, directly or indirectly, in any manner, and shall not take or permit to be taken any other action or actions, which would result in any of the Bonds being treated as an obligation not described in Section 103(a) of the Internal Revenue Code of 1954, as amended, by reason of classification of such Bond as an "industrial development bond" within the meaning of Section 103(b) of said Code. 9. Surplus Transmission Service. W h e n a P r o j e c t Participant has surplus transmission service available from the Project, NCPA shall, if requested by such Project rarticipant to db so, sell such surplus transmission service on behalf of such Project Participant in eche following manner: (a) NCPA shall use its best efforts to sell such surplus transmission service at a price at least equal to the Project Participant's cost therefor. (b) Other Project Participants shall have a right of first refusal, and other NCPA members shall have the second right, at the sales prices set forth in subsections (c) and (d) of this Section 9. -9- ` F N Project Members shall pay $50 each, the money to be paid into the working capital fun -1 of the Project. IN WITNESS WHEREOF, each Project Member has executed this Agreement with the approval of its governing body, and caused its official seal to be affixed, and NCPA has authorized this Agreement in accordance with the authorization of its Commission. NORTHERN CALIFORNIA POWER AGENCY CITY OF ALAMEDA By: By: By: By: CITY OF BIGGS CITY OF REDDING By: By: By: By: CITY OF GRIDLEY CITY OF ROSEVILLE By: By: By: By: CITY OF HEALDSBURG CITY OF SANTA CLARA By: By: By: By: CITY OF LODI By: By: -12- CITY OF UKIAH By: By. 0 CITY OF LOMPOC By: By: CITY OF PALO ALTO By: By: -13- O PLUMAS-SIERRA RURAL ELECTRIC COOPERATIVE By: By• Northern California Power Agency 8421 Auburn Boulevard. Suite 160 Citrus Heights, California 95610 ROBERT E. GRIMSHAW General Manager (916) 722-7815 April 6, 1983 T0: Members of the Commission FROM: Gail Sipple SUBJECT: Geysers Transmission - Second Phase Agreement I am enclosing a revised copy of the Second Phase Agreement for Geysers Transmission facilities, modified slightly from the form I sent earlier. for submittal to your governing body. The agreement was revised to act ,m- modate the concerns of the financing people. Specifically, changes have been made to clarify the Agency's right to borrow from a lending institution the full $1,600,000 under the agreement, rather than some lesser amount, by adding the following language: 1. In Section 6, page 8, the first sentence now reads: "Each Project Member agrees to a total financial commitment for its respective percentage participation of the NCPA share of a total of $1,600,000 principal amountplus interest thereon if an , including payments anT-a-dvances heretofore made, as authorized and approved by Project Members." 2. In Section 6A, pages 8 and 9, the first sentence now reads: "(a) Notwithstanding any other provision of this Agreement, if NCPA shall require funds to carry out the terms of this Agreement prior to the receipt of adequate funds from the Project Members, it may assign its right to receive any payments under this Agreement to a bank or, other financial institution to secure a borrowing by NCPA of not more than $1,600,000 or in exchange for an amount of money equal to not more t an ,600,000." 3. In Section 8, on page 11, the word "Contract" is replaced by "Agreement" in the second sentence. NCPA's General Counsel has advised me that if the agreement is adopted by the members in its revised form, the Commission.'s resolution adopting the agreement can be modified accordingly at the next meeting. °AM,r Page Two �5 If you have any questions about the proposed changes, please contact me or Martin McDonough. Yours truly, C' G t- SI PLE xe utive Assistant �cc: City Clerk Attachment a NORTHERN CALIFORNIA POWER AGENCY BE IT RESOLVED BY THE COMMISSION OF THE NORTHERN CALIFORNIA POWER AGENCY, as follows: Section 1. The form of "Agreement for Financing of Planning and Licensing Activities for Construction of Geysers Transmission Facilities" presented to this meeting is hereby approved. Section 2. The General Manager is authorized and directed to transmit such agreement to the members with a request that they authorize its execution by ordinance prior to May 18, 1983, and that they execute the same in counter- parts after the effective date of the ordinance and prior to July 1, 1983, all as provided in Section 5 of the Agreement. Section 3. If the requirements of Section 5 are complied with the General Manager is authorized to execute each counterpart of the AgreEirent on behalf of this Agency. Vote Abstained Absent City of - Alameda Biggs Gridley ` Healdsburg Lodi Lompoc Palo Alto Redding Roseville Santa Clara Ukiah —)tOr Pl umas-Sierra ADOPTED AND APPROVED this Q Y-Ck day of 1983.