HomeMy WebLinkAboutAgenda Report - November 6, 1991 (72)OF
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CITY OF LOCI
COUNCIL COMMUNICATION
AGENDA TITLE: California Joint Powers Risk Management Authority Liability Claims
Audit Report
MEETING DATE: November 6, 1991
PREPARED BY: City Clerk
RECOMMENDED ACTION: Report only.
BACKGROUND IN ORKATIW Attached, marked Exhibit A, is a copy of the Liability
Claims Audit Report completed by Nick CaiIi on behalf of
the California Joint Powers Risk Management Authority
which indicates that the City of Lodi continues to receive
very effectively managed and administered liability claim administration from
Insurance Consulting Associates, Inc. There were no negative patterns or trends
found as a result of this audit.
The findings of the audit are very positive as to the entire City of Lodi liability
claims program and of the people involved in the program.
FUNDING: None required.
A:i i < �e ' the
City Clerk
AMR/ jmp
APPROVED:
THOMAS A. PETERSON
` Ctty Managar
I. EXCESS NOTIFICATION
The City of Lodi continues as a member of the California Joint
Powers Risk Management Authority since March 5, 1986 with a Self
Insured Retention of $250,000 per claim,
I carefully reviewed the Loss Experience Report effective August
31, 1991 and discussed excess potential claims with Mr. Benson and
Nir. Slanquie in order to identify any and all excess potential
claims based on the CJPRMA reporting requirements. I found three
claims that qualified. Appendix "C" were completed for each of
these claims and are being transmitted, under separate cover, to
CJPRMA legal counsel, Austin Gibbons.
All claims identified with excess potential had been reported by
ICA.
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E. SETTLEMENTS
Files involving the settlement, evaluation and negotiation process
were reviewed during this audit. It is apparent that Mr. Benson
utilizes verified and documented special damages upon which to base
his evaluations. Settlement values were in the low to medium
range.
F. LITIGATION
City Attorney, Bob McN.att, continues to make defense counsel
assignments when it is necessary. Some litigation continues to be
handled by Mr. McNattIa staff in-house. A majority of litigation
continues to be handled by outside defense counsel in the following
firms:
Taylor, Scott and Nichols
Mayall, Hurley, Knutsen, Smith and Green
Reviews indicate that the City Attorney's staff, as well as outside
defense counsel are knowledgeable and competent regarding the
handling of defense fosthe City. Communications among Mr. Benson,
City Attorney's staff and outside counsel continue to be very good
to excellent.
Mr. Benson continues his strong case management of litigated
claims.
G. TRANSFER OF RISK
It is apparent that Mr. Benson and defense counsel are aware of the
transfer of risk concept. Investigations are directed toward
development of third party liability and in litigated claims the
discovery is directed toward developing third party liability as
well.
It appears the City's before -the -fact transfer of risk program is
in good condition,
H. RESERVES
The ICA reserving philosophy and practice appears to be very sound.
Mr. Benson attempts to establish and maintain an "ultimate probable
cost" reserve for each claim based on current information
available. There is no evidence of stereotype or stair -step
reserving.
All claims reviewed were matched to the August 31, 1991
computerized Loss Experience Report provided by ICA. All payment
and reserve amounts were accurately posted.
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III. FINDINGS
A. STAFFING
The City of Lodi liability claim program continues to be
administered by Insurance Consulting Associates, Inc. (ICA) in
their Petaluma offices.
The program is managed by Executive Vice President, Ran Blanquie
and the day-to-day claim technical handling and administration is
provided by Supervisor, Bill Benson. As indicated in previous
audits, Mr. Blanquie and Mr. Benson are thoroughly experienced
professional liability claim handlers. File reviews during this
audit indicate that Mr. Benson's diary is current and the files
reflect an aggressive approach toward investigation, file
development and disposition effort.
Staffing for the City of Lodi's program is proper.
B. REPORTING
Claims For Damages are being forwarded to ICA in a timely manner by
the City Clerk, Alice M. Reinche. Usually within 2-3 days of
receipt by the City. This provides ample opportunity for mr.
Benson to review the claim, perform any necessary investigation and
make a recommendation regarding further handling of the claim.
C. GOVERNMENT CODES
Compliance with the reporting procedures required by the California
Government Codes was proper in all files reviewed. The City
Attorney, Bob McNatt has good knowledge in this area and the
commuinicationp between Mr. McNatt and Bill Benson are very good.
A review of litigated clains indicates that the City Attorney, as
well as outside defense counsel are knowledgeable and aggressive in
application cf the Government code immunities available.
D. INVESTIGATION
Mr. Benson continues to be responsible for all investigation. Much
of the necessary investigation is performed by way of telephone
fact -gathering techniques and correspondence with the appropriate
City department involved. Field investigation is performed when
necessary by ICA staff investigators. The investigation is
performed promptly and competently and the reporting is timely and
comprehensive.
11. RECOMMENDATIONS
There are no recommendations being made as a result of the findings
of this audit.
FA
Z.
I. CONCLUSIONS
The City of Lodi continues to receive very effectively managed and
administerd liability claim administration from Insurance
Consulting Associates, Inc.
There were no negative patterns or trends found as a result of this
audit and it is apparent that Mr. Benson continues his very strong
case management. Communications are excellent among ICA, the City
Attorney's office, as well as outside defense counsel.
The City of Lodi should continue to anticipate above average
liability claim administration from ICA with the present staffing.
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