HomeMy WebLinkAboutAgenda Report - May 6, 2009 E-13AGENDA ITEM 00I3
CITY OF LODI
COUNCIL COMMUNICATION
.Im
AGENDA TITLE: Adopt Resolution Authorizing City Managerto Execute Lower San Joaquin River
Feasibility Study Cost-ShareAgreements to Assess 200 -Year Flood Event
Protection Requirements
MEETING DATE: May 6,2009
PREPARED BY: Public Works Director
RECOMMENDED ACTION: Adopt a resolution authorizing the City Managerto execute
Lower San Joaquin River Feasibility Study cost -share agreements to
assess 200-yearflood event protection requirements.
BACKGROUND INFORMATION: In November 2007, the Governor signed into law several flood control
bills. As a result of these bills, major changes in flood protection
requirements are expected over the coming years in the Sacramento -
San Joaquin Valley. Senate Bill 5 (SB 5) provides the most significant
requirements and changes to flood protection. SB 5 requires a plan to reach 200 -year levels of flood
protection for urban and urbanizing areas by 2012 and requires 200 -year levels of flood protection to be in
place by 2025.
State funding priorities for flood control projects require federal participation. The San Joaquin Area Flood
Control Agency (SJAFCA) and San Joaquin County have been meeting with the State Department of
Water Resources and the U.S. Army Corps of Engineers (Corps) to discuss a feasibility study to develop a
project that would provide flood protection for the urban areas of Stockton, Lathrop, Manteca, the Lodi
wastewater treatment plant, and unincorporated areas of San Joaquin County. The study area includes
the Lower San Joaquin River, from the southern end of San Joaquin County to the northern boundaries of
the City of Stockton, up to and including the Lodi wastewater treatment plant adjacent to Interstate 5 near
Thornton Road.
The cost for the Lower San Joaquin River Feasibility Study is estimated at $8 million to $10 million.
Cost -shares will consist of 50 percent from the Corps, 25 percent from the State, and 25 percent from
local agencies. Assuming a $10 million study cost, the local share is $2.5 million. Using a formula based
upon levee miles, the Lodi share is $17,731 that would be paid over a five-year period. The largest
shares have been assigned to SJAFCA (40 percent) and San Joaquin County (15 percent), with the
remainder divided among a number of Reclamation Districts, Stockton, Lathrop, Manteca and Lodi.
On August 6, 2008, City Council adopted Resolution No. 2008-158 approving Lodi's cost -share of $17,731,
appropriating funds, and authorizing the City Managerto execute the cost -share agreements. However,
several minor changes were made to the agreement, and staff is returning the final document to Council for
approval. An example of these minor changes is to remove the State Central Valley Flood Protection Board
as one of the Study Sponsors leaving the San Joaquin Flood Control Agency as the sole Study Sponsor.
There are no changes to the intent or funding shares within the agreement.
FISCAL IMPACT: The study will cost $3,546 per year for five years.
FUNDING AVAILABLE: $17,731 was appropriated from the Wastewater Capital Fund (171) following
the A ust 008 City Council eting.
Jordan Ayers, Dept C y Manager/Internal Services Director
F. Wally STndelin
Public Works Director
APPROVED:
Blair King,Cit 5pager
KAWP\FLOOD\Lwr San Joaquin Study\CLwrSJ RiverFeasStudyZdoc 5/1/2009
COST -SHARE AGREEMENT
with
SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share $2.5 million
for the U.S. Army Corps of Engineers' Lower San Joaquin River Feasibility Study
This Cost -Share Agreement ("Agreement") is made this day of
2009, by, between and among the San Joaquin Area Flood Control Agency ("SJAFCA"), a joint
powers agency (City of Stockton, San Joaquin County and the San Joaquin County Flood
Control and Water Conservation District), and the following Reclamation Districts: Bishop Tract
(RD 2042), Atlas Tract (RD 2126), Shima Tract (RD 2115), Lincoln Village West (RD 1608),
Sargent Barnhart (RD 2074), Smith Tract (RD 1614), Weber Tract (RD 828), Boggs Tract (RD
404), Rough and Ready Island (RD 403/Port of Stockton), Mossdale (RD 17), and City of Lodi,
a municipal corporation, and San Joaquin County Flood Control and Water Conservation District
("District"), a District formed pursuant to California Water Code. This Agreement may be
executed in one or more counterparts, all of which shall constitute one and the same instrument.
This Agreement shall be effective only when executed by all the parties.
On February 19,2009 SJAFCA signed a Federal Cost Share Agreement (FCSA) with the
U.S. Army Corps of Engineers to participate in the Lower San Joaquin River Feasibility Study
(Study).
RECITALS
WHEREAS, Our local urban and urbanizing areas are facing new FEMA floodplains
and levee issues and future State -required 200 -year levels of flood protection by 2025; and
WHEREAS, Future State and Federal funding for levee improvement projects will
require involvement of the State and U.S. Army Corps of Engineers; and
WHEREAS, The total cost of the Study is estimated at $10 million. The U.S. Army
Corps of Engineers will pay 50% ($5 million), the State 25% ($2.5 million), and the local
agencies 25% ($2.5 million); and
WHEREAS, The participation by the local agencies in this Agreement demonstrates to
both the State and U.S. Army Corps of Engineers that flood protection improvement projects and
the provision of the highest level of protection are locally supported by all agencies participating
in providing urban flood protection;
NOW, THEREFORE, in consideration of the mutual promises, covenants and conditions
in this Agreement, and the mutual benefits to be derived therefrom, the parties agree as follows:
Page I of 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share $2.5 million for the U.S. Army Corps of Engineers'
Lower San Joaquin River Feasibility Study
1. MUTUAL COVENANTS.
1.1. Recitals Correct. The above recitals are true and correct.
1.2 Term. This Agreement shall remain in effect until terminated as provided
in Section 1.3.
I.3 Termination. This Agreement shall be subject to termination as follows:
1.3a. Termination by Mutual Consent. This Agreement may be
terminated at any time by mutual consent of the parties. Parties
may terminate this Agreement if one or more parties default on
funding shares.
1.3b. Termination Upon Completion of Proiect. Except as to any rights
or obligations which survive, this Agreement shall be terminated,
and the parties shall have no further obligation to each other, upon
completion of this Study.
1.3c. Term of Agreement. The term of this Agreement shall be co-
extensive with the term of the FCSA. Parties may terminate or
suspend this Agreement with 60 days' written notice. Parties to
this Agreement will be responsible for their share of the Study
costs up to the time the Agreement is terminated or suspended.
Upon termination of this Agreement, all data and information
generated as part of the Study shall be made available to all parties.
1.4 Notices. Any notice which may be required under this Agreement shall be
in writing and shall be given by personal service, or by certified or
registered mail, return receipt requested, to the addresses set forth below:
TO SJAFCA:
James B. Giottonini, Executive Director
San Joaquin Area Flood Control Agency
22 East Weber Avenue, Room 301
Stockton, CA 95202-2317
Page 2 of 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share $2.5 million for the U.S. Army Corps of Engineers'
Lower San Joaquin River Feasibility Study
TO DISTRICT:
Thomas R. Flinn, Public Works Director/
Flood Control Engineer
San Joaquin County Flood Control and Water Conservation District
1810 E. Hazelton Avenue
Stockton, CA 95205
TO CITY OF LODI:
Wally Sandelin, Public Works Director
City of Lodi
221 W. Pine Street
Lodi, CA 95240
TO RD 2042 (BISHOP TRACT):
Reclamation District No. 2042 (Bishop Tract)
C/O Al Warren Hoslett, Attorney
311 E. Main Street, Suite 504
Stockton, CA 95202
TO RD 2126 (ATLAS TRACT):
Marc Hardy, President, Board of Trustees
C/O John W. Stovall, Attorney
Reclamation District 2126
P.O. BOX 20
Stockton, CA 95201-3020
TO RD 2115 (SHIMA TRACT):
John C. Kelley III, President, Board of Trustees
C/O John W. Stovall, Attorney
Reclamation District 2115
P.O. BOX 20
Stockton, CA 95201-3020
TO RD 1608 (LINCOLN VILLAGE WEST):
Michael Panzer, President, Board of Trustees
C/O Jean Knight, Secretary
Reclamation District 1608
P.O. BOX 20
Stockton, CA 95201-3020
Page 3 of 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
fo r the Local Cost -Share $2.5 million for the US. Army Corps d Engineers'
Lower San Joaquin River Feasibility Study
TO RD 2074 (SARGENT BARNHART TRACT):
Nelson Bahler, President, Board of Trustees
C/O Deedee Antypas
Reclamation District 2074
3244 Brookside Road, Suite 100
Stockton, CA 95219
TO RD 1614 (SMITH TRACT):
William Dunning, President, Board of Trustees
C/O John W. Stovall, Attorney
Reclamation District 1614
P.O. Box 20
Stockton, CA 95201-3020
TO RD 828 (WEBER TRACT):
Bill Mendelson, President, Board of Trustees
C/O Richard W. Johnson, Attorney
Reclamation District 828
221 Tuxedo Court, Suite F
Stockton, CA 95204
TO RD 404 (BOGGS TRACT):
Gary E. Gentry, President and Trustee
C/O Dante John Nomellini, Jr., Attorney
Reclamation District 404
P.O. Box 1461
Stockton, CA 95201
TO RD 403 (ROUGH AND READY ISLAND):
Gary E. Gentry
Reclamation District 403
Port of Stockton
2201 W. Washington Street
Stockton, CA 95203
TO RD 17 (MOSSDALE):
Everett E. Conway, Secretary
Reclamation District 17
1812 Burnside Way
Stockton, CA 95207
Page 4 d 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share $2.5million for the U.S. Army Corps (f Engineers'
Lower San Joaquin River Feasibility Study
Any party changing its address must give notice of such change to the
other parties in the manner provided in this Section 1.4. All notices and
other communications shall be deemed communicated as of actual receipt
or after the second business day after deposit in the United States mail.
1.5. Amendment. This Agreement may not be changed, modified or rescinded
except in writing, signed by all parties hereto, and any attempt at oral
modification of this Agreement shall be void and of no effect.
1.6 Applicable Law. This Agreement shall be governed by, and construed and
enforced in accordance with, the laws of the State of California.
1.7 Federal Cost Share Agreement. A copy of the FCSA will be provided to
all parties to this Agreement. If the FCSA changes due to revisions to the
Project Management Plan, then the parties hereto agree to renegotiate
those provisions of this Agreement that are affected by any changes in the
FCSA.
1.8. Signator's Warranty. Each party warrants to each other that he or she is
fully authorized and competent to enter into this Agreement in the
capacity indicated by his or her signature and agrees to be bound by this
Agreement as of the day and year first mentioned above upon the
execution of this Agreement by each other party.
2. LOCAL STUDY COST AND DURATION. The cost -share and time period for this
effort and all parties to this Agreement are indicated on Attachment 1. Any changes in the
cost -share or conditions in Attachment 1 or default in funding participation will require
an amendment to be signed by all parties in this Agreement. The local $2.5 million cost -
share funding will be implemented through SJAFCA to support work -in-kind efforts
needed to accomplish tasks described in the U.S. Army Corps of Engineers' Project
Management Plan.
3. FCSA STUDY SPONSOR. SJAFCA has agreed to perform the functions of the Study
Sponsor as stated in the FCSA. Future study sponsors in the FCSA include the State
Central Valley Flood Protection Board and the District.
4. STUDY ACTIVITIES. Participation by SJAFCA in the Study is limited to the activities
described in the Project Management Plan, an attachment to the FCSA. SJAFCA shall
manage the local $2.5 million work -in-kind effort and hire consultants to provide work
product as outlined in the Project Management Plan.
Page 5 of 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share $2.5 million for the U.S. Army Corps of Engineers'
Lower San Joaquin River Feasibility Study
5. LOCAL COST-SHARING.
5.1 Final Accounting. SJAFCA shall prepare and submit to the parties to this
Agreement a final accounting of the expenses and revenues of the Study at
or prior to termination of the FCSA. At such time, any cash surplus
remaining from the cash contributions provided for this Study shall be
credited and returned to the parties to this Agreement in proportion to their
respective cash contributions. It is understood in making such final
accounting that any cash payments to the consultant support shall be
deemed to have been made first from the principal of the cash
contributions, and then from the earned interest, only if the principal has
been exhausted. Any earned interest remaining at the time of the final
accounting shall be credited and returned to the parties of this Agreement
pro -rated according to the time the respective cash contributions were on
deposit.
6. RECORDS AND REPORTS.
6.1. SJAFCA shall coordinate with the parties of this Agreement in the
maintenance of adequate records of the expenses and revenues of the
Study, and such records shall be available for inspection and audit by the
designated representatives of this Agreement within 14 days of any such
records being compiled, and shall maintain such records available for
inspection and audit by the parties hereto for a period of three years after
final payment under this Agreement.
6.2. SJAFCA shall furnish parties to this Agreement with copies of any
financial or progress reports received from the U.S. Army Corps of
Engineers and study sponsors within 14 days of receipt of such reports.
6.3. SJAFCA shall provide a yearly financial and study progress report to all
parties to this Agreement within 30 days of the end of each fiscal year or
end of the first year of Study, whichever is greater. SJAFCA shall be
available to provide updates to individual parties or parties to this
Agreement at the convenience of all.
6.4. Upon completion of the Study, SJAFCA shall furnish all parties to this
Agreement two copies of the U.S. Army Corps of Engineers' Feasibility
Report within 30 days of receipt of such by SJAFCA.
Page 6 of 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share $2.5 millionfor the U.S. Army Corps of Engineers'
Lower San Joaquin River Feasibility Study
7. COVENANTS OF DISTRICT.
7.1, Payments. Reclamation Districts, City of Lodi, and District shall, within
thirty (30) days of notice of executed Study, submit 1/5 of their cost -share
as indicated on Attachment 1. SJAFCA shall request from parties to this
agreement at the beginning of each fiscal year a 1/5 share of the costs of
the Study. SJAFCA shall manage Study costs on a yearly basis and after
the end of each fiscal year submit an accounting of the costs to each of the
parties of this Agreement. If costs exceed per year the estimated 1/5 share
then SJAFCA may carry those costs to the following year if it is a
hardship on parties to contribute above the 1/5 share. The parties may
submit their full cost -share at the execution of the Study to SJAFCA.
8. PLANNING COORDINATION. SJAFCA shall keep all parties to this Agreement
apprised of the various plans proposed for the Study and coordinate with all parties to this
Agreement during the Study.
IN WITNESS WHEREOF, the undersigned parties have executed this Agreement on the
day and year first written above.
SJAFCA:
JAMES B. GIOTTONINI
EXECUTIVE DIRECTOR
CITY OF LODI:
BLAIR KING
CITY MANAGER
DISTRICT:
THOMAS R. FLINN
PUBLIC WORKS DIRECTOR/
FLOOD CONTROL ENGINEER
RECLAMATION DISTRICT 2042:
MARC HARDY, CHAIRMAN
BOARD OF TRUSTEES
Page 7 of 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share $2.5 millionfor the U.S. Army Corps of Engineers'
Lower San Joaquin River Feasibility Study
RECLAMATION DISTRICT 2126:
MARC HARDY, PRESIDENT
BOARD OF TRUSTEES
RECLAMATION DISTRICT 1608:
MICHAEL PANZER, PRESIDENT
BOARD OF TRUSTEES
RECLAMATION DISTRICT 1614:
WILLIAM DUNNING, PRESIDENT
BOARD OF TRUSTEES
RECLAMATION DISTRICT 404
GARY E. GENTRY, PRESIDENT
BOARD OF TRUSTEES
RECLAMATION DISTRICT 2115:
JOHN C. KELLEY, III, PRESIDENT
BOARD OF TRUSTEES
RECLAMATION DISTRICT 2074:
NELSON BAHLER, PRESIDENT
BOARD OF TRUSTEES
RECLAMATION DISTRICT 828:
BILL MENDELSON, PRESIDENT
BOARD OF TRUSTEES
RECLAMATION DISTRICT 403
(PORT OF STOCKTON)
GARY E. GENTRY
PORT OF STOCKTON
Page 8 c' 9 April 2, 2009
COST -SHARE AGREEMENT WITH SAN JOAQUIN AREA FLOOD CONTROL AGENCY
for the Local Cost -Share ,$2.5 million for the U.S. Army Corps 0f Engineers'
Lower San Joaquin River Feasibility Study
RECLAMATION DISTRICT 17
EVERETT E. CONWAY, SECRETARY
BOARD OF TRUSTEES
APPROVED AS TO FORM:
GUY PETZOLD
DEPUTY CITY ATTORNEY
::ODMA\GRPWISE\COS.PW.PW Library: 135668.1
Page 9 of 9 April 2, 2009
Attachment 1
Lower San Joaquin River Feasibility Local Cost Share Estimate
This study area and study benefit area will include urban and urbanizing areas required
to meet State mandated 200 -year level flood protection.
Urbanizing areas will include the areas in the General Plan for the Cities of Stockton,
Lathrop and Manteca
Local share $2.5 million Cost -share will be spread over 5 years
Estimate aEtotal levee miles for urban and urbanizing areas for study benefit areas 141
Study cost per levee mile = $17,731
Levee ARIes
Miles %
All RD levees 59 42%
SJAFCA 81 57%
City of Lodi 1 1%
total 141 100%
RD Levees
City of Lodi
Miles Cost
Lodi 1 $17,731
Total non SJAFCA $1,065,631
Miles
cost
RD 2042 Bishop Tract
8
$141,848
RD 2126 Atlas Tract
3
$53,793
RD 2115 Shima Tract
6.8
$120,570
RD 1608 Smith Tract
3.2
$56,739
RD 2074 Sargent Barnhardt
3
$53,193
RD 1614 Smith Tract
2.8
$49,647
RD 828 Weber Tract
1.2
$21,277
RD 404 Boggs Tract
5.2
$92,201
RD 403 Rough and Ready Islan
6.5
$115,251
RD 17 Mossdale
19.4
$343,981
59.1
$1,047,900
City of Lodi
Miles Cost
Lodi 1 $17,731
Total non SJAFCA $1,065,631
SJAFCA/County Share $1,499,973
Area of SJAFCA 38,336 acres
Area of County outside of SJAFCA within 100year floodplain (without levees) that would be protected
by future improvements = 14,221 acres
SJAFCA/County cost -share determined by area protected
cost
Area of SJAFCA =38,336 acres 73%
$1,047,089
Area of County = 14,221 acres
27%
$387,280
total
$1,434,369
Summary
Miles
cost
Cost/year (over 5 years)
RD 2042 Bishop Tract
8
$141,848
$28,370
RD 2126 Atlas Tract
3
$53,193
$10,639
RD 2115 Shima Tract
6.8
$120,570
$24,114
RD 1608 Smith Tract
3.2
$56,739
$11,348
RD 2074 Sargent Barnhardt
3
$53,193
$10,639
RD 1614 Smith Tract
2.8
$49,647
$9929
RD 828 Weber Tract
1.2
$21,277
$4,255
RD 404 Boggs Tract
5.2
$92,201
$18,440
RD 403 Rough and Ready Islan
6.5
$115,251
$23,050
RD 17 Mossdate
19.4
$343,981
$68,796
Lodi
1
$17,731
$3,546
SJAFCA
73% of 81 miles
$1,047,089
$209,417
County
27% of 81 miles
$387,280
$77,456
TOTAL
$2,500,000
local per year funding
$499,999
RESOLUTION NO. 2009-52
A RESOLUTION OF THE LODI CITY COUNCIL
AUTHORIZING CITY MANAGER TO EXECUTE LOWER
SAN JOAQUIN RIVER FEASIBILITY STUDY COST -
SHARE AGREEMENTS TO ASSESS 200 -YEAR FLOOD
EVENT PROTECTION REQUIREMENTS
WHEREAS, bills signed by the Governor in November 2007 will require major changes
in flood protection in the Sacramento -San Joaquin Valley; and
WHEREAS, Senate Bill 5 requires a plan to reach 200 -year levels of flood protection for
urban and urbanizing areas by 2012 and requires 200 -year levels of flood protection to be in
place by 2025; and
WHEREAS, the San Joaquin Area Flood Control Agency (SJAFCA) and San Joaquin
County have been meeting with the State Department of Water Resources and the U.S. Army
Corps of Engineers (Corps) to discuss a feasibility study to develop a projectthat would provide
flood protection for the urban areas of Stockton, Lathrop, Manteca, the Lodi wastewater
treatment plant, and unincorporated areas of San Joaquin County. The study area includes the
Lower San Joaquin River, from the southern end of San Joaquin County to the northern
boundaries of the city of Stockton, up to and including the Lodi wastewater treatment plant
adjacentto Interstate5 nearThornton Road; and
WHEREAS, on August 6, 2008, City Council adopted Resolution No. 2008-158
approving Lodi's cost -share of $17,731, appropriating funds, and authorizing the City Manager
to execute the cost -share agreements. However, changes were made to the draft cost -share
agreement, and staff is returning the final document to Council for approval. There were minor
changes to the agreement wording to the extent it was felt that Council re -approval of the
agreement was appropriate. There are no changes to the intent or funding shares within the
agreement.
NOW, THEREFORE, BE IT RESOLVED that the Lodi City Council does hereby
authorize the City Manager to execute the cost -share agreements to assess 200 -year flood
event protection requirements.
Dated: May 6, 2009
I hereby certify that Resolution No. 2009-52 was passed and adopted by the City
Council of the City of Lodi in a regular meeting held May 6, 2009, by the following vote:
AYES: COUNCIL MEMBERS — Hitchcock, Johnson, Katzakian, Mounce, and
Mayor Hansen
NOES: COUNCIL MEMBERS — None
ABSENT: COUNCIL MEMBERS — None
ABSTAIN: COUNCIL MEMBERS— None
ZOHL
City Clerk
2009-52